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Katzenpost Documentation

Fine Literature


Title Description Link(s)
📖 Admin Guide Detailed guide for deploying and managing Katzenpost servers, including setting up a local Docker-based mixnet. HTML / PDF
🔒 Threat Model An evolving document defining Katzenpost’s security assumptions, attack scenarios, and mitigation strategies. HTML / PDF
📚 Literature Review A curated review of academic literature, explaining the theoretical foundations behind Katzenpost’s design decisions. PDF
🎧 Audio Engineering Considerations for a Modern Mixnet Technical analysis of audio transmission challenges and solutions for modern mixnets, with a focus on usability and scalability. HTML / PDF

Design Specifications

These documents are mostly for internal use. They go into excruciating detail which is not so good for most people but great for experts.


Title Description Link(s)
📖 Mixnet Describes the overall mixnet design. HTML
📖 Public Key Infrastructure Every mixnet must have a PKI, this doc describes ours. HTML
📖 Wire Protocol A detailed design specification for our PQ Noise based wire protocol, which is used for transport encryption between all the mix nodes and dirauth nodes. HTML / PDF
📖 Sphinx packet format Sphinx packet format, a nested cryptographic packet format designed for mix networks. HTML
📖 KEM Sphinx packet format The KEM Sphinx variation of Sphinx HTML / PDF
📖 Sphinx Replay Detection Sphinx Replay Detection HTML
📖 Certificate format PKI Certificate format HTML
📖 Client2 Client2 thin client library design.. HTML
📖 Mix decoy stats propagation Mix decoy stats propagation HTML

1 - Administration guide

Use the documentation in this section to explore how the mixnet works and to implement your own.

Title Description Link(s)
📖 Admin Guide Detailed guide for deploying and managing Katzenpost servers, including setting up a local Docker-based mixnet. PDF

1.1 - Components

Components and configuration of the Katzenpost mixnet

Components and configuration of the Katzenpost mixnet


This section of the Katzenpost technical documentation provides an introduction to the software components that make up Katzenpost and guidance on how to configure each component. The intended reader is a system administrator who wants to implement a working, production Katzenpost network.

For information about the theory and design of this software, see ???. For a quickly deployable, non-production test network (primarily for use by developers), see Configuring Katzenpost.

Understanding the Katzenpost components

The core of Katzenpost consists of two program executables, dirauth and server. Running the dirauth commmand runs a directory authority node, or dirauth, that functions as part of the mixnet's public-key infrastructure (PKI). Running the server runs either a mix node, a gateway node, or a service node, depending on the configuration. Configuration settings are provided in an associated katzenpost-authority.toml or katzenpost.toml file respectively.

In addition to the server components, Katzenpost also supports connections to client applications hosted externally to the mix network and communicating with it through gateway nodes.

A model mix network is shown in Figure 1.

Figure 1. The pictured element types correspond to discrete client and server programs that Katzenpost requires to function.

The pictured element types correspond to discrete client and server programs that Katzenpost requires to function.

The mix network contains an n-layer topology of mix-nodes, with three nodes per layer in this example. Sphinx packets traverse the network in one direction only. The gateway nodes allow clients to interact with the mix network. The service nodes provide mix network services that mix network clients can interact with. All messages sent by clients are handed to a connector daemon hosted on the client system, passed across the Internet to a gateway, and then relayed to a service node by way of the nine mix nodes. The service node sends its reply back across the mix-node layers to a gateway, which transmits it across the Internet to be received by the targeted client. The mix, gateway, and service nodes send mix descriptors to the dirauths and retrieve a consensus document from them, described below.

In addition to the server components, Katzenpost supports connections to client applications hosted externally to the mix network and communicating with it through gateway nodes and, in some cases, a client connector.

Directory authorities (dirauths)

Dirauths compose the decentralized public key infrastructure (PKI) that serves as the root of security for the entire mix network. Clients, mix nodes, gateways nodes, and service nodes rely on the PKI/dirauth system to maintain and sign an up-to-date consensus document, providing a view of the network including connection information and public cryptographic key materials and signatures.

Every 20 minutes (the current value for an epoch), each mix, gateway, and service node signs a mix descriptor and uploads it to the dirauths. The dirauths then vote on a new consensus document. If consensus is reached, each dirauth signs the document. Clients and nodes download the document as needed and verify the signatures. Consensus fails when 1/2 + 1 nodes fail, which yields greater fault tolerance than, for example, Byzantine Fault Tolerance, which fails when 1/3 + 1 of the nodes fail.

The PKI signature scheme is fully configurable by the dirauths. Our recommendation is to use a hybrid signature scheme consisting of classical Ed25519 and the post-quantum, stateless, hash-based signature scheme known as Sphincs+ (with the parameters: "sphincs-shake-256f"), which is designated in Katzenpost configurations as "Ed25519 Sphincs+". Examples are provided below.

Mix nodes

The mix node is the fundamental building block of the mix network.

Katzenpost mix nodes are arranged in a layered topology to achieve the best levels of anonymity and ease of analysis while being flexible enough to scale with traffic demands.

Gateway nodes

Gateway nodes provide external client access to the mix network. Because gateways are uniquely positioned to identify clients, they are designed to have as little information about client behavior as possible. Gateways are randomly selected and have no persistent relationship with clients and no knowledge of whether a client's packets are decoys or not. When client traffic through a gateway is slow, the node additionally generates decoy traffic.

Service nodes

Service nodes provide functionality requested by clients. They are logically positioned at the deepest point of the mix network, with incoming queries and outgoing replies both needing to traverse all n layers of mix nodes. A service node's functionality may involve storing messages, publishing information outside of the mixnet, interfacing with a blockchain node, and so on. Service nodes also process decoy packets.

Clients

Client applications should be designed so that the following conditions are met:

  • Separate service requests from a client are unlinkable. Repeating the same request may be lead to linkability.

  • Service nodes and clients have no persistent relationship.

  • Cleints generate a stream of packets addressed to random or pseudorandom services regardless of whether a real service request is being made. Most of these packets will be decoy traffic.

  • Traffic from a client to a service node must be correctly coupled with decoy traffic. This can mean that the service node is chosen independently from traffic history, or that the transmitted packet replaces a decoy packet that was meant to go to the desired service.

Katzenpost currently includes several client applications. All applications make extensive use of Sphinx single-use reply blocks (SURBs), which enable service nodes to send replies without knowing the location of the client. Newer clients require a connection through the client connector, which provides multiplexing and privilege separation with a consequent reduction in processing overhead. These clients also implement the Pigeonhole storage and BACAP protocols detailed in Place-holder for research paper link.

The following client applications are available.

Table 1. Katzenpost clients

Name

Needs connector

Description

Code

Ping

no

The mix network equivalent of an ICMP ping utility, used for network testing.

GitHub: ping

Katzen

no

A text chat client with file-transfer support.

GitHub: katzen

Status

yes

An HTML page containing status information about the mix network.

GitHub: status

Worldmap

yes

An HTML page with a world map showing geographic locations of mix network nodes.

GitHub: worldmap


Configuring Katzenpost

This section documents the configuration parameters for each type of Katzenpost server node. Each node has its own configuration file in TOML format.

Configuring directory authorities

The following configuration is drawn from the reference implementation in katzenpost/docker/dirauth_mixnet/auth1/authority.toml. In a real-world mixnet, the component hosts would not be sharing a single IP address. For more information about the test mixnet, see ???.


Dirauth: Server section

The Server section configures mandatory basic parameters for each directory authority.

[Server]
    Identifier = "auth1"
    WireKEMScheme = "xwing"
    PKISignatureScheme = "Ed25519 Sphincs+"
    Addresses = ["tcp://127.0.0.1:30001"]
    DataDir = "/dirauth_mixnet/auth1"
  • Identifier

    Specifies the human-readable identifier for a node, and must be unique per mixnet. The identifier can be an FQDN but does not have to be.

    Type: string

    Required: Yes

  • WireKEMScheme

    Specifies the key encapsulation mechanism (KEM) scheme for the PQ Noise-based wire protocol (link layer) that nodes use to communicate with each other. PQ Noise is a post-quantum variation of the Noise protocol framework, which algebraically transforms ECDH handshake patterns into KEM encapsulate/decapsulate operations.

    This configuration option supports the optional use of hybrid post-quantum cryptography to strengthen security. The following KEM schemes are supported:

    • Classical: "x25519", "x448"

      [Note]Note

      X25519 and X448 are actually non-interactive key-exchanges (NIKEs), not KEMs. Katzenpost uses a hashed ElGamal cryptographic construction to convert them from NIKEs to KEMs.

    • Post-quantum: "mlkem768","sntrup4591761", "frodo640shake", "mceliece348864", "mceliece348864f", "mceliece460896", "mceliece460896f", "mceliece6688128", "mceliece6688128f", "mceliece6960119", "mceliece6960119f", "mceliece8192128", "mceliece8192128f", "CTIDH511", "CTIDH512", "CTIDH1024", "CTIDH2048",

    • Hybrid post-quantum: "xwing", "Kyber768-X25519", "MLKEM768-X25519", "MLKEM768-X448", "FrodoKEM-640-SHAKE-X448", "sntrup4591761-X448", "mceliece348864-X25519", "mceliece348864f-X25519", "mceliece460896-X25519", "mceliece460896f-X25519", "mceliece6688128-X25519", "mceliece6688128f-X25519", "mceliece6960119-X25519", "mceliece6960119f-X25519", "mceliece8192128-X25519", "mceliece8192128f-X25519", "CTIDH512-X25519", "CTIDH512-X25519"

    Type: string

    Required: Yes

  • PKISignatureScheme

    Specifies the cryptographic signature scheme which will be used by all components of the mix network when interacting with the PKI system. Mix nodes sign their descriptors using this signature scheme, and dirauth nodes similarly sign PKI documents using the same scheme.

    The following signature schemes are supported: "ed25519", "ed448", "Ed25519 Sphincs+", "Ed448-Sphincs+", "Ed25519-Dilithium2", "Ed448-Dilithium3"

    Type: string

    Required: Yes

  • Addresses

    Specifies a list of one or more address URLs in a format that contains the transport protocol, IP address, and port number that the node will bind to for incoming connections. Katzenpost supports URLs with that start with either "tcp://" or "quic://" such as: ["tcp://192.168.1.1:30001"] and ["quic://192.168.1.1:40001"].

    Type: []string

    Required: Yes

  • DataDir

    Specifies the absolute path to a node's state directory. This is where persistence.db is written to disk and where a node stores its cryptographic key materials when started with the "-g" command-line option.

    Type: string

    Required: Yes

Dirauth: Authorities section

An Authorities section is configured for each peer authority. We recommend using TOML's style for multi-line quotations for key materials.

[[Authorities]]
    Identifier = "auth1"
    IdentityPublicKey = """
-----BEGIN ED25519 PUBLIC KEY-----
dYpXpbozjFfqhR45ZC2q97SOOsXMANdHaEdXrP42CJk=
-----END ED25519 PUBLIC KEY-----
"""
    PKISignatureScheme = "Ed25519"
    LinkPublicKey = """
-----BEGIN XWING PUBLIC KEY-----
ooQBPYNdmfwnxXmvnljPA2mG5gWgurfHhbY87DMRY2tbMeZpinJ5BlSiIecprnmm
QqxcS9o36IS62SVMlOUkw+XEZGVvc9wJqHpgEgVJRAs1PCR8cUAdM6QIYLWt/lkf
SPKDCtZ3GiSIOzMuaglo2tarIPEv1AY7r9B0xXOgSKMkGyBkCfw1VBZf46MM26NL
...
gHtNyQJnXski52O03JpZRIhR40pFOhAAcMMAZDpMTVoxlcdR6WA4SlBiSceeJBgY
Yp9PlGhCimx9am99TrdLoLCdTHB6oowt8tss3POpIOxaSlguyeym/sBhkUrnXOgN
ldMtDsvvc9KUfE4I0+c+XQ==
-----END XWING PUBLIC KEY-----
    """
    WireKEMScheme = "xwing"
    Addresses = ["tcp://127.0.0.1:30001"]
  • Identifier

    Specifies the human-readable identifier for the node which must be unique per mixnet. The identifier can be an FQDN but does not have to be.

    Type: string

    Required: Yes

  • IdentityPublicKey

    String containing the node's public identity key in PEM format. IdentityPublicKey is the node's permanent identifier and is used to verify cryptographic signatures produced by its private identity key.

    Type: string

    Required: Yes

  • PKISignatureScheme

    Specifies the cryptographic signature scheme used by all directory authority nodes. PKISignatureScheme must match the scheme specified in the Server section of the configuration.

    Type: string

    Required: Yes

  • LinkPublicKey

    String containing the peer's public link-layer key in PEM format. LinkPublicKey must match the specified WireKEMScheme.

    Type: string

    Required: Yes

  • WireKEMScheme

    Specifies the key encapsulation mechanism (KEM) scheme for the PQ Noise-based wire protocol (link layer) that nodes use to communicate with each other. PQ Noise is a post-quantum variation of the Noise protocol framework, which algebraically transforms ECDH handshake patterns into KEM encapsulate/decapsulate operations.

    This configuration option supports the optional use of hybrid post-quantum cryptography to strengthen security. The following KEM schemes are supported:

    • Classical: "x25519", "x448"

      [Note]Note

      X25519 and X448 are actually non-interactive key-exchanges (NIKEs), not KEMs. Katzenpost uses a hashed ElGamal cryptographic construction to convert them from NIKEs to KEMs.

    • Post-quantum: "mlkem768","sntrup4591761", "frodo640shake", "mceliece348864", "mceliece348864f", "mceliece460896", "mceliece460896f", "mceliece6688128", "mceliece6688128f", "mceliece6960119", "mceliece6960119f", "mceliece8192128", "mceliece8192128f", "CTIDH511", "CTIDH512", "CTIDH1024", "CTIDH2048",

    • Hybrid post-quantum: "xwing", "Kyber768-X25519", "MLKEM768-X25519", "MLKEM768-X448", "FrodoKEM-640-SHAKE-X448", "sntrup4591761-X448", "mceliece348864-X25519", "mceliece348864f-X25519", "mceliece460896-X25519", "mceliece460896f-X25519", "mceliece6688128-X25519", "mceliece6688128f-X25519", "mceliece6960119-X25519", "mceliece6960119f-X25519", "mceliece8192128-X25519", "mceliece8192128f-X25519", "CTIDH512-X25519", "CTIDH512-X25519"

    Type: string

    Required: Yes

  • Addresses

    Specifies a list of one or more address URLs in a format that contains the transport protocol, IP address, and port number that the node will bind to for incoming connections. Katzenpost supports URLs with that start with either "tcp://" or "quic://" such as: ["tcp://192.168.1.1:30001"] and ["quic://192.168.1.1:40001"].

    Type: []string

    Required: Yes

Dirauth: Logging section

The Logging configuration section controls logging behavior across Katzenpost.

[Logging]
                Disable = false
                File = "katzenpost.log"
                Level = "INFO"
  • Disable

    If true, logging is disabled.

    Type: bool

    Required: No

  • File

    Specifies the log file. If omitted, stdout is used.

    An absolute or relative file path can be specified. A relative path is relative to the DataDir specified in the Server section of the configuration.

    Type: string

    Required: No

  • Level

    Supported logging level values are ERROR | WARNING | NOTICE |INFO | DEBUG.

    Type: string

    Required: No

    [Warning]Warning

    The DEBUG log level is unsafe for production use.

Dirauth: Parameters section

The Parameters section contains the network parameters.

[Parameters]
    SendRatePerMinute = 0
    Mu = 0.005
    MuMaxDelay = 1000
    LambdaP = 0.001
    LambdaPMaxDelay = 1000
    LambdaL = 0.0005
    LambdaLMaxDelay = 1000
    LambdaD = 0.0005
    LambdaDMaxDelay = 3000
    LambdaM = 0.0005
    LambdaG = 0.0
    LambdaMMaxDelay = 100
    LambdaGMaxDelay = 100
  • SendRatePerMinute

    Specifies the maximum allowed rate of packets per client per gateway node. Rate limiting is done on the gateway nodes.

    Type: uint64

    Required: Yes

  • Mu

    Specifies the inverse of the mean of the exponential distribution from which the Sphinx packet per-hop mixing delay will be sampled.

    Type: float64

    Required: Yes

  • MuMaxDelay

    Specifies the maximum Sphinx packet per-hop mixing delay in milliseconds.

    Type: uint64

    Required: Yes

  • LambdaP

    Specifies the inverse of the mean of the exponential distribution that clients sample to determine the time interval between sending messages, whether actual messages from the FIFO egress queue or decoy messages if the queue is empty.

    Type: float64

    Required: Yes

  • LambdaPMaxDelay

    Specifies the maximum send delay interval for LambdaP in milliseconds.

    Type: uint64

    Required: Yes

  • LambdaL

    Specifies the inverse of the mean of the exponential distribution that clients sample to determine the delay interval between loop decoys.

    Type: float64

    Required: Yes

  • LambdaLMaxDelay

    Specifies the maximum send delay interval for LambdaL in milliseconds.

    Type: uint64

    Required: Yes

  • LambdaD

    LambdaD is the inverse of the mean of the exponential distribution that clients sample to determine the delay interval between decoy drop messages.

    Type: float64

    Required: Yes

  • LambdaDMaxDelay

    Specifies the maximum send interval in for LambdaD in milliseconds.

    Type: uint64

    Required: Yes

  • LambdaM

    LambdaM is the inverse of the mean of the exponential distribution that mix nodes sample to determine the delay between mix loop decoys.

    Type: float64

    Required: Yes

  • LambdaG

    LambdaG is the inverse of the mean of the exponential distribution that gateway nodes to select the delay between gateway node decoys.

    [Warning]Warning

    Do not set this value manually in the TOML configuration file. The field is used internally by the dirauth server state machine.

    Type: float64

    Required: Yes

  • LambdaMMaxDelay

    Specifies the maximum delay for LambdaM in milliseconds.

    Type: uint64

    Required: Yes

  • LambdaGMaxDelay

    Specifies the maximum delay for LambdaG in milliseconds.

    Type: uint64

    Required: Yes

Dirauth: Debug section

[Debug]
    Layers = 3
    MinNodesPerLayer = 1
    GenerateOnly = false
  • Layers

    Specifies the number of non-service-provider layers in the network topology.

    Type: int

    Required: Yes

  • MinNodesrPerLayer

    Specifies the minimum number of nodes per layer required to form a valid consensus document.

    Type: int

    Required: Yes

  • GenerateOnly

    If true, the server halts and cleans up the data directory immediately after long-term key generation.

    Type: bool

    Required: No

Dirauth: Mixes sections

The Mixes configuration sections list mix nodes that are known to the authority.

[[Mixes]]
    Identifier = "mix1"
    IdentityPublicKeyPem = "../mix1/identity.public.pem"

[[Mixes]]
    Identifier = "mix2"
    IdentityPublicKeyPem = "../mix2/identity.public.pem"

[[Mixes]]
    Identifier = "mix3"
    IdentityPublicKeyPem = "../mix3/identity.public.pem"
  • Identifier

    Specifies the human-readable identifier for a mix node, and must be unique per mixnet. The identifier can be an FQDN but does not have to be.

    Type: string

    Required: Yes

  • IdentityPublicKeyPem

    Path and file name of a mix node's public identity signing key, also known as the identity key, in PEM format.

    Type: string

    Required: Yes

Dirauth: GatewayNodes section

The GatewayNodes sections list gateway nodes that are known to the authority.

[[GatewayNodes]]
    Identifier = "gateway1"
    IdentityPublicKeyPem = "../gateway1/identity.public.pem"
  • Identifier

    Specifies the human-readable identifier for a gateway node, and must be unique per mixnet. Identifier can be an FQDN but does not have to be.

    Type: string

    Required: Yes

  • IdentityPublicKeyPem

    Path and file name of a gateway node's public identity signing key, also known as the identity key, in PEM format.

    Type: string

    Required: Yes

Dirauth: ServiceNodes sections

The ServiceNodes sections list service nodes that are known to the authority.

[[ServiceNodes]]
    Identifier = "servicenode1"
    IdentityPublicKeyPem = "../servicenode1/identity.public.pem"
  • Identifier

    Specifies the human-readable identifier for a service node, and must be unique per mixnet. Identifier can be an FQDN but does not have to be.

    Type: string

    Required: Yes

  • IdentityPublicKeyPem

    Path and file name of a service node's public identity signing key, also known as the identity key, in PEM format.

    Type: string

    Required: Yes

Dirauth: Topology section

The Topology section defines the layers of the mix network and the mix nodes in each layer.

[Topology]
                    
    [[Topology.Layers]]
    
        [[Topology.Layers.Nodes]]
            Identifier = "mix1"
            IdentityPublicKeyPem = "../mix1/identity.public.pem"
    
    [[Topology.Layers]]
    
        [[Topology.Layers.Nodes]]
            Identifier = "mix2"
            IdentityPublicKeyPem = "../mix2/identity.public.pem"
    
    [[Topology.Layers]]
    
        [[Topology.Layers.Nodes]]
            Identifier = "mix3"
            IdentityPublicKeyPem = "../mix3/identity.public.pem"
  • Identifier

    Specifies the human-readable identifier for a node, and must be unique per mixnet. The identifier can be an FQDN but does not have to be.

    Type: string

  • IdentityPublicKeyPem

    Path and file name of a mix node's public identity signing key, also known as the identity key, in PEM format.

    Type: string

    Required: Yes

Dirauth: SphinxGeometry section

Sphinx is an encrypted nested-packet format designed primarily for mixnets. The original Sphinx paper described a non-interactive key exchange (NIKE) employing classical encryption. The Katzenpost implementation strongly emphasizes configurability, supporting key encapsulation mechanisms (KEMs) as well as NIKEs, and enabling the use of either classical or hybrid post-quantum cryptography. Hybrid constructions offset the newness of post-quantum algorithms by offering heavily tested classical algorithms as a fallback.

[Note]Note

Sphinx, the nested-packet format, should not be confused with Sphincs or Sphincs+, which are post-quantum signature schemes.

Katzenpost Sphinx also relies on the following classical cryptographic primitives:

  • CTR-AES256, a stream cipher

  • HMAC-SHA256, a message authentication code (MAC) function

  • HKDF-SHA256, a key derivation function (KDF)

  • AEZv5, a strong pseudorandom permutation (SPRP)

All dirauths must be configured to use the same SphinxGeometry parameters. Any geometry not advertised by the PKI document will fail. Each dirauth publishes the hash of its SphinxGeometry parameters in the PKI document for validation by its peer dirauths.

The SphinxGeometry section defines parameters for the Sphinx encrypted nested-packet format used internally by Katzenpost.

[Warning]Warning

The values in the SphinxGeometry configuration section must be programmatically generated by gensphinx. Many of the parameters are interdependent and cannot be individually modified. Do not modify the these values by hand.

The settings in this section are generated by the gensphinx utility, which computes the Sphinx geometry based on the following user-supplied directives:

  • The number of mix node layers (not counting gateway and service nodes)

  • The length of the application-usable packet payload

  • The selected NIKE or KEM scheme

The output in TOML should then be pasted unchanged into the node's configuration file, as shown below. For more information, see ???.

[SphinxGeometry]
                PacketLength = 3082
                NrHops = 5
                HeaderLength = 476
                RoutingInfoLength = 410
                PerHopRoutingInfoLength = 82
                SURBLength = 572
                SphinxPlaintextHeaderLength = 2
                PayloadTagLength = 32
                ForwardPayloadLength = 2574
                UserForwardPayloadLength = 2000
                NextNodeHopLength = 65
                SPRPKeyMaterialLength = 64
                NIKEName = "x25519"
                KEMName = ""
  • PacketLength

    The length of a Sphinx packet in bytes.

    Type: int

    Required: Yes

  • NrHops

    The number of hops a Sphinx packet takes through the mixnet. Because packet headers hold destination information for each hop, the size of the header increases linearly with the number of hops.

    Type: int

    Required: Yes

  • HeaderLength

    The total length of the Sphinx packet header in bytes.

    Type: int

    Required: Yes

  • RoutingInfoLength

    The total length of the routing information portion of the Sphinx packet header.

    Type: int

    Required: Yes

  • PerHopRoutingInfoLength

    The length of the per-hop routing information in the Sphinx packet header.

    Type: int

    Required: Yes

  • SURBLength

    The length of a single-use reply block (SURB).

    Type: int

    Required: Yes

  • SphinxPlaintextHeaderLength

    The length of the plaintext Sphinx packet header.

    Type: int

    Required: Yes

  • PayloadTagLength

    The length of the payload tag.

    Type: int

    Required: Yes

  • ForwardPayloadLength

    The total size of the payload.

    Type: int

    Required: Yes

  • UserForwardPayloadLength

    The size of the usable payload.

    Type: int

    Required: Yes

  • NextNodeHopLength

    The NextNodeHopLength is derived from the largest routing-information block that we expect to encounter. Other packets have NextNodeHop + NodeDelay sections, or a Recipient section, both of which are shorter.

    Type: int

    Required: Yes

  • SPRPKeyMaterialLength

    The length of the strong pseudo-random permutation (SPRP) key.

    Type: int

    Required: Yes

  • NIKEName

    The name of the non-interactive key exchange (NIKE) scheme used by Sphinx packets.

    NIKEName and KEMName are mutually exclusive.

    Type: string

    Required: Yes

  • KEMName

    The name of the key encapsulation mechanism (KEM) used by Sphinx packets.

    NIKEName and KEMName are mutually exclusive.

    Type: string

    Required: Yes

Configuring mix nodes

The following configuration is drawn from the reference implementation in katzenpost/docker/dirauth_mixnet/mix1/katzenpost.toml. In a real-world mixnet, the component hosts would not be sharing a single IP address. For more information about the test mixnet, see ???.


Mix node: Server section

The Server section configures mandatory basic parameters for each server node.

[Server]
  Identifier = "mix1"
  WireKEM = "xwing"
  PKISignatureScheme = "Ed25519"
  Addresses = ["127.0.0.1:30008"]
  OnlyAdvertiseAltAddresses = false
  MetricsAddress = "127.0.0.1:30009"
  DataDir = "/dirauth_mixnet/mix1"
  IsGatewayNode = false
  IsServiceNode = false
  [Server.AltAddresses]

  • Identifier

    Specifies the human-readable identifier for a node, and must be unique per mixnet. The identifier can be an FQDN but does not have to be.

    Type: string

    Required: Yes

  • WireKEM

    WireKEM specifies the key encapsulation mechanism (KEM) scheme for the PQ Noise-based wire protocol (link layer) that nodes use to communicate with each other. PQ Noise is a post-quantum variation of the Noise protocol framework, which algebraically transforms ECDH handshake patterns into KEM encapsulate/decapsulate operations.

    This configuration option supports the optional use of hybrid post-quantum cryptography to strengthen security. The following KEM schemes are supported:

    • Classical: "x25519", "x448"

      [Note]Note

      X25519 and X448 are actually non-interactive key-exchanges (NIKEs), not KEMs. Katzenpost uses a hashed ElGamal cryptographic construction to convert them from NIKEs to KEMs.

    • Post-quantum: "mlkem768","sntrup4591761", "frodo640shake", "mceliece348864", "mceliece348864f", "mceliece460896", "mceliece460896f", "mceliece6688128", "mceliece6688128f", "mceliece6960119", "mceliece6960119f", "mceliece8192128", "mceliece8192128f", "CTIDH511", "CTIDH512", "CTIDH1024", "CTIDH2048",

    • Hybrid post-quantum: "xwing", "Kyber768-X25519", "MLKEM768-X25519", "MLKEM768-X448", "FrodoKEM-640-SHAKE-X448", "sntrup4591761-X448", "mceliece348864-X25519", "mceliece348864f-X25519", "mceliece460896-X25519", "mceliece460896f-X25519", "mceliece6688128-X25519", "mceliece6688128f-X25519", "mceliece6960119-X25519", "mceliece6960119f-X25519", "mceliece8192128-X25519", "mceliece8192128f-X25519", "CTIDH512-X25519", "CTIDH512-X25519"

    Type: string

    Required: Yes

  • PKISignatureScheme

    Specifies the cryptographic signature scheme that will be used by all components of the mix network when interacting with the PKI system. Mix nodes sign their descriptors using this signature scheme, and dirauth nodes similarly sign PKI documents using the same scheme.

    The following signature schemes are supported:

    • Classical: "ed25519", "ed448"

    • Hybrid post-quantum: "Ed25519 Sphincs+", "Ed448-Sphincs+", "Ed25519-Dilithium2", "Ed448-Dilithium3"

    Type: string

    Required: Yes

  • Addresses

    Specifies a list of one or more address URLs in a format that contains the transport protocol, IP address, and port number that the server will bind to for incoming connections. Katzenpost supports URLs with that start with either "tcp://" or "quic://" such as: ["tcp://192.168.1.1:30001"] and ["quic://192.168.1.1:40001"].

    Type: []string

    Required: Yes

  • BindAddresses

    If true, allows setting of listener addresses that the server will bind to and accept connections on. These addresses are not advertised in the PKI.

    Type: bool

    Required: No

  • MetricsAddress

    Specifies the address/port to bind the Prometheus metrics endpoint to.

    Type: string

    Required: No

  • DataDir

    Specifies the absolute path to a node's state directory. This is where persistence.db is written to disk and where a node stores its cryptographic key materials when started with the "-g" commmand-line option.

    Type: string

    Required: Yes

  • IsGatewayNode

    If true, the server is a gateway node.

    Type: bool

    Required: No

  • IsServiceNode

    If true, the server is a service node.

    Type: bool

    Required: No

Mix node: Logging section

The Logging configuration section controls logging behavior across Katzenpost.

[Logging]
                Disable = false
                File = "katzenpost.log"
                Level = "INFO"
  • Disable

    If true, logging is disabled.

    Type: bool

    Required: No

  • File

    Specifies the log file. If omitted, stdout is used.

    An absolute or relative file path can be specified. A relative path is relative to the DataDir specified in the Server section of the configuration.

    Type: string

    Required: No

  • Level

    Supported logging level values are ERROR | WARNING | NOTICE |INFO | DEBUG.

    Type: string

    Required: No

    [Warning]Warning

    The DEBUG log level is unsafe for production use.

Mix node: PKI section

The PKI section contains the directory authority configuration for a mix, gateway, or service node.

[PKI]
[PKI.dirauth]

    [[PKI.dirauth.Authorities]]
        Identifier = "auth1"
        IdentityPublicKey = """-----BEGIN ED25519 PUBLIC KEY-----
tqN6tpOVotHWXKCszVn2kS7vAZjQpvJjQF3Qz/Qwhyg=
-----END ED25519 PUBLIC KEY-----
"""
        PKISignatureScheme = "Ed25519"
        LinkPublicKey = """-----BEGIN XWING PUBLIC KEY-----
JnJ8ztQEIjAkKJcpuZvJAdkWjBim/5G5d8yoosEQHeGJeeBqNPdm2AitUbpiQPcd
tNCo9DxuC9Ieqmsfw0YpV6AtOOsaInA6QnHDYcuBfZcQL5MU4+t2TzpBZQYlrSED
hPCKrAG+8GEUl6akseG371WQzEtPpEWWCJCJOiS/VDFZT7eKrldlumN6gfiB84sR
...
arFh/WKwYJUj+aGBsFYSqGdzC6MdY4x/YyFe2ze0MJEjThQE91y1d/LCQ3Sb7Ri+
u6PBi3JU2qzlPEejDKwK0t5tMNEAkq8iNrpRTdD/hS0gR+ZIN8Z9QKh7Xf94FWG2
H+r8OaqImQhgHabrWRDyLg==
-----END XWING PUBLIC KEY-----
"""
        WireKEMScheme = "xwing"
        Addresses = ["127.0.0.1:30001"]

    [[PKI.dirauth.Authorities]]
        Identifier = "auth2"
        IdentityPublicKey = """-----BEGIN ED25519 PUBLIC KEY-----
O51Ty2WLu4C1ETMa29s03bMXV72gnjJfTfwLV++LVBI=
-----END ED25519 PUBLIC KEY-----	
"""
        PKISignatureScheme = "Ed25519"
        LinkPublicKey = """-----BEGIN XWING PUBLIC KEY-----
TtQkg2XKUnY602FFBaPJ+zpN0Twy20cwyyFxh7FNUjaXA9MAJXs0vUwFbJc6BjYv
f+olKnlIKFSmDvcF74U6w1F0ObugwTNKNxeYKPKhX4FiencUbRwkHoYHdtZdSctz
TKy08qKQyCAccqCRpdo6ZtYXPAU+2rthjYTOL7Zn+7SHUKCuJClcPnvEYjVcJxtZ
...
ubJIe5U4nMJbBkOqr7Kq6niaEkiLODa0tkpB8tKMYTMBdcYyHSXCzpo7U9sb6LAR
HktiTBDtRXviu2vbw7VRXhkMW2kjYZDtReQ5sAse04DvmD49zgTp1YxYW+wWFaL3
37X7/SNuLdHX4PHZXIWHBQ==
-----END XWING PUBLIC KEY-----	
"""
        WireKEMScheme = "xwing"
        Addresses = ["127.0.0.1:30002"]

    [[PKI.dirauth.Authorities]]
        Identifier = "auth3"
        IdentityPublicKey = """-----BEGIN ED25519 PUBLIC KEY-----
zQvydRYJq3npeLcg1NqIf+SswEKE5wFmiwNsI9Z1whQ=
-----END ED25519 PUBLIC KEY-----
"""
        PKISignatureScheme = "Ed25519"
        LinkPublicKey = """
-----BEGIN XWING PUBLIC KEY-----
OYK9FiC53xwZ1VST3jDOO4tR+cUMSVRSekmigZMChSjDCPZbKut8TblxtlUfc/yi
Ugorz4NIvYPMWUt3QPwS2UWq8/HMWXNGPUiAevg12+oV+jOJXaJeCfY24UekJnSw
TNcdGaFZFSR0FocFcPBBnrK1M2B8w8eEUKQIsXRDM3x/8aRIuDif+ve8rSwpgKeh
...
OdVD3yw7OOS8uPZLORGQFyJbHtVmFPVvwja4G/o2gntAoHUZ2LiJJakpVhhlSyrI
yuzvwwFtZVfWtNb5gAKZCyg0aduR3qgd7MPerRF+YopZk3OCRpC02YxfUZrHv398
FZWJFK0R8iU52CEUxVpXTA==
-----END XWING PUBLIC KEY-----	
"""
        WireKEMScheme = "xwing"
        Addresses = ["127.0.0.1:30003"]
  • Identifier

    Specifies the human-readable identifier for a node, which must be unique per mixnet. The identifier can be an FQDN but does not have to be.

    Type: string

    Required: Yes

  • IdentityPublicKey

    String containing the node's public identity key in PEM format. IdentityPublicKey is the node's permanent identifier and is used to verify cryptographic signatures produced by its private identity key.

    Type: string

    Required: Yes

  • PKISignatureScheme

    Specifies the cryptographic signature scheme that will be used by all components of the mix network when interacting with the PKI system. Mix nodes sign their descriptors using this signature scheme, and dirauth nodes similarly sign PKI documents using the same scheme.

    Type: string

    Required: Yes

  • LinkPublicKey

    String containing the peer's public link-layer key in PEM format. LinkPublicKey must match the specified WireKEMScheme.

    Type: string

    Required: Yes

  • WireKEMScheme

    The name of the wire protocol key-encapsulation mechanism (KEM) to use.

    Type: string

    Required: Yes

  • Addresses

    Specifies a list of one or more address URLs in a format that contains the transport protocol, IP address, and port number that the server will bind to for incoming connections. Katzenpost supports URLs that start with either "tcp://" or "quic://" such as: ["tcp://192.168.1.1:30001"] and ["quic://192.168.1.1:40001"].

    Type: []string

    Required: Yes

Mix node: Management section

The Management section specifies connectivity information for the Katzenpost control protocol which can be used to make run-time configuration changes. A configuration resembles the following:

[Management]
   Enable = false
   Path = "/dirauth_mixnet/mix1/management_sock"
  • Enable

    If true, the management interface is enabled.

    Type: bool

    Required: No

  • Path

    Specifies the path to the management interface socket. If left empty, then management_sock is located in the configuration's defined DataDir>.

    Type: string

    Required: No

Mix node: SphinxGeometry section

The SphinxGeometry section defines parameters for the Sphinx encrypted nested-packet format used internally by Katzenpost.

[Warning]Warning

The values in the SphinxGeometry configuration section must be programmatically generated by gensphinx. Many of the parameters are interdependent and cannot be individually modified. Do not modify the these values by hand.

The settings in this section are generated by the gensphinx utility, which computes the Sphinx geometry based on the following user-supplied directives:

  • The number of mix node layers (not counting gateway and service nodes)

  • The length of the application-usable packet payload

  • The selected NIKE or KEM scheme

The output in TOML should then be pasted unchanged into the node's configuration file, as shown below. For more information, see ???.

[SphinxGeometry]
                PacketLength = 3082
                NrHops = 5
                HeaderLength = 476
                RoutingInfoLength = 410
                PerHopRoutingInfoLength = 82
                SURBLength = 572
                SphinxPlaintextHeaderLength = 2
                PayloadTagLength = 32
                ForwardPayloadLength = 2574
                UserForwardPayloadLength = 2000
                NextNodeHopLength = 65
                SPRPKeyMaterialLength = 64
                NIKEName = "x25519"
                KEMName = ""
  • PacketLength

    The length of a Sphinx packet in bytes.

    Type: int

    Required: Yes

  • NrHops

    The number of hops a Sphinx packet takes through the mixnet. Because packet headers hold destination information for each hop, the size of the header increases linearly with the number of hops.

    Type: int

    Required: Yes

  • HeaderLength

    The total length of the Sphinx packet header in bytes.

    Type: int

    Required: Yes

  • RoutingInfoLength

    The total length of the routing information portion of the Sphinx packet header.

    Type: int

    Required: Yes

  • PerHopRoutingInfoLength

    The length of the per-hop routing information in the Sphinx packet header.

    Type: int

    Required: Yes

  • SURBLength

    The length of a single-use reply block (SURB).

    Type: int

    Required: Yes

  • SphinxPlaintextHeaderLength

    The length of the plaintext Sphinx packet header.

    Type: int

    Required: Yes

  • PayloadTagLength

    The length of the payload tag.

    Type: int

    Required: Yes

  • ForwardPayloadLength

    The total size of the payload.

    Type: int

    Required: Yes

  • UserForwardPayloadLength

    The size of the usable payload.

    Type: int

    Required: Yes

  • NextNodeHopLength

    The NextNodeHopLength is derived from the largest routing-information block that we expect to encounter. Other packets have NextNodeHop + NodeDelay sections, or a Recipient section, both of which are shorter.

    Type: int

    Required: Yes

  • SPRPKeyMaterialLength

    The length of the strong pseudo-random permutation (SPRP) key.

    Type: int

    Required: Yes

  • NIKEName

    The name of the non-interactive key exchange (NIKE) scheme used by Sphinx packets.

    NIKEName and KEMName are mutually exclusive.

    Type: string

    Required: Yes

  • KEMName

    The name of the key encapsulation mechanism (KEM) used by Sphinx packets.

    NIKEName and KEMName are mutually exclusive.

    Type: string

    Required: Yes

Mix node: Debug section

The Debug section is the Katzenpost server debug configuration for advanced tuning.

[Debug]
                NumSphinxWorkers = 16
                NumServiceWorkers = 3
                NumGatewayWorkers = 3
                NumKaetzchenWorkers = 3
                SchedulerExternalMemoryQueue = false
                SchedulerQueueSize = 0
                SchedulerMaxBurst = 16
                UnwrapDelay = 250
                GatewayDelay = 500
                ServiceDelay = 500
                KaetzchenDelay = 750
                SchedulerSlack = 150
                SendSlack = 50
                DecoySlack = 15000
                ConnectTimeout = 60000
                HandshakeTimeout = 30000
                ReauthInterval = 30000
                SendDecoyTraffic = false
                DisableRateLimit = false
                GenerateOnly = false
  • NumSphinxWorkers

    Specifies the number of worker instances to use for inbound Sphinx packet processing.

    Type: int

    Required: No

  • NumProviderWorkers

    Specifies the number of worker instances to use for provider specific packet processing.

    Type: int

    Required: No

  • NumKaetzchenWorkers

    Specifies the number of worker instances to use for Kaetzchen-specific packet processing.

    Type: int

    Required: No

  • SchedulerExternalMemoryQueue

    If true, the experimental disk-backed external memory queue is enabled.

    Type: bool

    Required: No

  • SchedulerQueueSize

    Specifies the maximum scheduler queue size before random entries will start getting dropped. A value less than or equal to zero is treated as unlimited.

    Type: int

    Required: No

  • SchedulerMaxBurst

    Specifies the maximum number of packets that will be dispatched per scheduler wakeup event.

    Type:

    Required: No

  • UnwrapDelay

    Specifies the maximum unwrap delay due to queueing in milliseconds.

    Type: int

    Required: No

  • GatewayDelay

    Specifies the maximum gateway node worker delay due to queueing in milliseconds.

    Type: int

    Required: No

  • ServiceDelay

    Specifies the maximum provider delay due to queueing in milliseconds.

    Type: int

    Required: No

  • KaetzchenDelay

    Specifies the maximum kaetzchen delay due to queueing in milliseconds.

    Type: int

    Required: No

  • SchedulerSlack

    Specifies the maximum scheduler slack due to queueing and/or processing in milliseconds.

    Type: int

    Required: No

  • SendSlack

    Specifies the maximum send-queue slack due to queueing and/or congestion in milliseconds.

    Type: int

    Required: No

  • DecoySlack

    Specifies the maximum decoy sweep slack due to external delays such as latency before a loop decoy packet will be considered lost.

    Type: int

    Required: No

  • ConnectTimeout

    Specifies the maximum time a connection can take to establish a TCP/IP connection in milliseconds.

    Type: int

    Required: No

  • HandshakeTimeout

    Specifies the maximum time a connection can take for a link-protocol handshake in milliseconds.

    Type: int

    Required: No

  • ReauthInterval

    Specifies the interval at which a connection will be reauthenticated in milliseconds.

    Type: int

    Required: No

  • SendDecoyTraffic

    If true, decoy traffic is enabled. This parameter is experimental and untuned, and is disabled by default.

    [Note]Note

    This option will be removed once decoy traffic is fully implemented.

    Type: bool

    Required: No

  • DisableRateLimit

    If true, the per-client rate limiter is disabled.

    [Note]Note

    This option should only be used for testing.

    Type: bool

    Required: No

  • GenerateOnly

    If true, the server immediately halts and cleans up after long-term key generation.

    Type: bool

    Required: No

Configuring gateway nodes

The following configuration is drawn from the reference implementation in katzenpost/docker/dirauth_mixnet/gateway1/katzenpost.toml. In a real-world mixnet, the component hosts would not be sharing a single IP address. For more information about the test mixnet, see ???.


Gateway node: Server section

The Server section configures mandatory basic parameters for each server node.

[Server]
    Identifier = "gateway1"
    WireKEM = "xwing"
    PKISignatureScheme = "Ed25519"
    Addresses = ["127.0.0.1:30004"]
    OnlyAdvertiseAltAddresses = false
    MetricsAddress = "127.0.0.1:30005"
    DataDir = "/dirauth_mixnet/gateway1"
    IsGatewayNode = true
    IsServiceNode = false
    [Server.AltAddresses]
        TCP = ["localhost:30004"]
  • Identifier

    Specifies the human-readable identifier for a node, and must be unique per mixnet. The identifier can be an FQDN but does not have to be.

    Type: string

    Required: Yes

  • WireKEM

    WireKEM specifies the key encapsulation mechanism (KEM) scheme for the PQ Noise-based wire protocol (link layer) that nodes use to communicate with each other. PQ Noise is a post-quantum variation of the Noise protocol framework, which algebraically transforms ECDH handshake patterns into KEM encapsulate/decapsulate operations.

    This configuration option supports the optional use of hybrid post-quantum cryptography to strengthen security. The following KEM schemes are supported:

    • Classical: "x25519", "x448"

      [Note]Note

      X25519 and X448 are actually non-interactive key-exchanges (NIKEs), not KEMs. Katzenpost uses a hashed ElGamal cryptographic construction to convert them from NIKEs to KEMs.

    • Post-quantum: "mlkem768","sntrup4591761", "frodo640shake", "mceliece348864", "mceliece348864f", "mceliece460896", "mceliece460896f", "mceliece6688128", "mceliece6688128f", "mceliece6960119", "mceliece6960119f", "mceliece8192128", "mceliece8192128f", "CTIDH511", "CTIDH512", "CTIDH1024", "CTIDH2048",

    • Hybrid post-quantum: "xwing", "Kyber768-X25519", "MLKEM768-X25519", "MLKEM768-X448", "FrodoKEM-640-SHAKE-X448", "sntrup4591761-X448", "mceliece348864-X25519", "mceliece348864f-X25519", "mceliece460896-X25519", "mceliece460896f-X25519", "mceliece6688128-X25519", "mceliece6688128f-X25519", "mceliece6960119-X25519", "mceliece6960119f-X25519", "mceliece8192128-X25519", "mceliece8192128f-X25519", "CTIDH512-X25519", "CTIDH512-X25519"

    Type: string

    Required: Yes

  • PKISignatureScheme

    Specifies the cryptographic signature scheme that will be used by all components of the mix network when interacting with the PKI system. Mix nodes sign their descriptors using this signature scheme, and dirauth nodes similarly sign PKI documents using the same scheme.

    The following signature schemes are supported:

    • Classical: "ed25519", "ed448"

    • Hybrid post-quantum: "Ed25519 Sphincs+", "Ed448-Sphincs+", "Ed25519-Dilithium2", "Ed448-Dilithium3"

    Type: string

    Required: Yes

  • Addresses

    Specifies a list of one or more address URLs in a format that contains the transport protocol, IP address, and port number that the server will bind to for incoming connections. Katzenpost supports URLs with that start with either "tcp://" or "quic://" such as: ["tcp://192.168.1.1:30001"] and ["quic://192.168.1.1:40001"].

    Type: []string

    Required: Yes

  • BindAddresses

    If true, allows setting of listener addresses that the server will bind to and accept connections on. These addresses are not advertised in the PKI.

    Type: bool

    Required: No

  • MetricsAddress

    Specifies the address/port to bind the Prometheus metrics endpoint to.

    Type: string

    Required: No

  • DataDir

    Specifies the absolute path to a node's state directory. This is where persistence.db is written to disk and where a node stores its cryptographic key materials when started with the "-g" commmand-line option.

    Type: string

    Required: Yes

  • IsGatewayNode

    If true, the server is a gateway node.

    Type: bool

    Required: No

  • IsServiceNode

    If true, the server is a service node.

    Type: bool

    Required: No

Gateway node: Logging section

The Logging configuration section controls logging behavior across Katzenpost.

[Logging]
                Disable = false
                File = "katzenpost.log"
                Level = "INFO"
  • Disable

    If true, logging is disabled.

    Type: bool

    Required: No

  • File

    Specifies the log file. If omitted, stdout is used.

    An absolute or relative file path can be specified. A relative path is relative to the DataDir specified in the Server section of the configuration.

    Type: string

    Required: No

  • Level

    Supported logging level values are ERROR | WARNING | NOTICE |INFO | DEBUG.

    Type: string

    Required: No

    [Warning]Warning

    The DEBUG log level is unsafe for production use.

Gateway node: Gateway section

The Gateway section of the configuration is required for configuring a Gateway node. The section must contain UserDB and SpoolDB definitions. Bolt is an embedded database library for the Go programming language that Katzenpost has used in the past for its user and spool databases. Because Katzenpost currently persists data on Service nodes instead of Gateways, these databases will probably be deprecated in favour of in-memory concurrency structures. In the meantime, it remains necessary to configure a Gateway node as shown below, only changing the file paths as needed:

[Gateway]
    [Gateway.UserDB]
        Backend = "bolt"
            [Gateway.UserDB.Bolt]
                UserDB = "/dirauth_mixnet/gateway1/users.db"
    [Gateway.SpoolDB]
        Backend = "bolt"
            [Gateway.SpoolDB.Bolt]
                SpoolDB = "/dirauth_mixnet/gateway1/spool.db"

Gateway node: PKI section

The PKI section contains the directory authority configuration for a mix, gateway, or service node.

[PKI]
[PKI.dirauth]

    [[PKI.dirauth.Authorities]]
        Identifier = "auth1"
        IdentityPublicKey = """-----BEGIN ED25519 PUBLIC KEY-----
tqN6tpOVotHWXKCszVn2kS7vAZjQpvJjQF3Qz/Qwhyg=
-----END ED25519 PUBLIC KEY-----
"""
        PKISignatureScheme = "Ed25519"
        LinkPublicKey = """-----BEGIN XWING PUBLIC KEY-----
JnJ8ztQEIjAkKJcpuZvJAdkWjBim/5G5d8yoosEQHeGJeeBqNPdm2AitUbpiQPcd
tNCo9DxuC9Ieqmsfw0YpV6AtOOsaInA6QnHDYcuBfZcQL5MU4+t2TzpBZQYlrSED
hPCKrAG+8GEUl6akseG371WQzEtPpEWWCJCJOiS/VDFZT7eKrldlumN6gfiB84sR
...
arFh/WKwYJUj+aGBsFYSqGdzC6MdY4x/YyFe2ze0MJEjThQE91y1d/LCQ3Sb7Ri+
u6PBi3JU2qzlPEejDKwK0t5tMNEAkq8iNrpRTdD/hS0gR+ZIN8Z9QKh7Xf94FWG2
H+r8OaqImQhgHabrWRDyLg==
-----END XWING PUBLIC KEY-----
"""
        WireKEMScheme = "xwing"
        Addresses = ["127.0.0.1:30001"]

    [[PKI.dirauth.Authorities]]
        Identifier = "auth2"
        IdentityPublicKey = """-----BEGIN ED25519 PUBLIC KEY-----
O51Ty2WLu4C1ETMa29s03bMXV72gnjJfTfwLV++LVBI=
-----END ED25519 PUBLIC KEY-----	
"""
        PKISignatureScheme = "Ed25519"
        LinkPublicKey = """-----BEGIN XWING PUBLIC KEY-----
TtQkg2XKUnY602FFBaPJ+zpN0Twy20cwyyFxh7FNUjaXA9MAJXs0vUwFbJc6BjYv
f+olKnlIKFSmDvcF74U6w1F0ObugwTNKNxeYKPKhX4FiencUbRwkHoYHdtZdSctz
TKy08qKQyCAccqCRpdo6ZtYXPAU+2rthjYTOL7Zn+7SHUKCuJClcPnvEYjVcJxtZ
...
ubJIe5U4nMJbBkOqr7Kq6niaEkiLODa0tkpB8tKMYTMBdcYyHSXCzpo7U9sb6LAR
HktiTBDtRXviu2vbw7VRXhkMW2kjYZDtReQ5sAse04DvmD49zgTp1YxYW+wWFaL3
37X7/SNuLdHX4PHZXIWHBQ==
-----END XWING PUBLIC KEY-----	
"""
        WireKEMScheme = "xwing"
        Addresses = ["127.0.0.1:30002"]

    [[PKI.dirauth.Authorities]]
        Identifier = "auth3"
        IdentityPublicKey = """-----BEGIN ED25519 PUBLIC KEY-----
zQvydRYJq3npeLcg1NqIf+SswEKE5wFmiwNsI9Z1whQ=
-----END ED25519 PUBLIC KEY-----
"""
        PKISignatureScheme = "Ed25519"
        LinkPublicKey = """
-----BEGIN XWING PUBLIC KEY-----
OYK9FiC53xwZ1VST3jDOO4tR+cUMSVRSekmigZMChSjDCPZbKut8TblxtlUfc/yi
Ugorz4NIvYPMWUt3QPwS2UWq8/HMWXNGPUiAevg12+oV+jOJXaJeCfY24UekJnSw
TNcdGaFZFSR0FocFcPBBnrK1M2B8w8eEUKQIsXRDM3x/8aRIuDif+ve8rSwpgKeh
...
OdVD3yw7OOS8uPZLORGQFyJbHtVmFPVvwja4G/o2gntAoHUZ2LiJJakpVhhlSyrI
yuzvwwFtZVfWtNb5gAKZCyg0aduR3qgd7MPerRF+YopZk3OCRpC02YxfUZrHv398
FZWJFK0R8iU52CEUxVpXTA==
-----END XWING PUBLIC KEY-----	
"""
        WireKEMScheme = "xwing"
        Addresses = ["127.0.0.1:30003"]
  • Identifier

    Specifies the human-readable identifier for a node, which must be unique per mixnet. The identifier can be an FQDN but does not have to be.

    Type: string

    Required: Yes

  • IdentityPublicKey

    String containing the node's public identity key in PEM format. IdentityPublicKey is the node's permanent identifier and is used to verify cryptographic signatures produced by its private identity key.

    Type: string

    Required: Yes

  • PKISignatureScheme

    Specifies the cryptographic signature scheme that will be used by all components of the mix network when interacting with the PKI system. Mix nodes sign their descriptors using this signature scheme, and dirauth nodes similarly sign PKI documents using the same scheme.

    Type: string

    Required: Yes

  • LinkPublicKey

    String containing the peer's public link-layer key in PEM format. LinkPublicKey must match the specified WireKEMScheme.

    Type: string

    Required: Yes

  • WireKEMScheme

    The name of the wire protocol key-encapsulation mechanism (KEM) to use.

    Type: string

    Required: Yes

  • Addresses

    Specifies a list of one or more address URLs in a format that contains the transport protocol, IP address, and port number that the server will bind to for incoming connections. Katzenpost supports URLs that start with either "tcp://" or "quic://" such as: ["tcp://192.168.1.1:30001"] and ["quic://192.168.1.1:40001"].

    Type: []string

    Required: Yes

Gateway node: Management section

The Management section specifies connectivity information for the Katzenpost control protocol which can be used to make run-time configuration changes. A configuration resembles the following:

[Management]
   Enable = false
   Path = "/dirauth_mixnet/mix1/management_sock"
  • Enable

    If true, the management interface is enabled.

    Type: bool

    Required: No

  • Path

    Specifies the path to the management interface socket. If left empty, then management_sock is located in the configuration's defined DataDir>.

    Type: string

    Required: No

Gateway node: SphinxGeometry section

The SphinxGeometry section defines parameters for the Sphinx encrypted nested-packet format used internally by Katzenpost.

[Warning]Warning

The values in the SphinxGeometry configuration section must be programmatically generated by gensphinx. Many of the parameters are interdependent and cannot be individually modified. Do not modify the these values by hand.

The settings in this section are generated by the gensphinx utility, which computes the Sphinx geometry based on the following user-supplied directives:

  • The number of mix node layers (not counting gateway and service nodes)

  • The length of the application-usable packet payload

  • The selected NIKE or KEM scheme

The output in TOML should then be pasted unchanged into the node's configuration file, as shown below. For more information, see ???.

[SphinxGeometry]
                PacketLength = 3082
                NrHops = 5
                HeaderLength = 476
                RoutingInfoLength = 410
                PerHopRoutingInfoLength = 82
                SURBLength = 572
                SphinxPlaintextHeaderLength = 2
                PayloadTagLength = 32
                ForwardPayloadLength = 2574
                UserForwardPayloadLength = 2000
                NextNodeHopLength = 65
                SPRPKeyMaterialLength = 64
                NIKEName = "x25519"
                KEMName = ""
  • PacketLength

    The length of a Sphinx packet in bytes.

    Type: int

    Required: Yes

  • NrHops

    The number of hops a Sphinx packet takes through the mixnet. Because packet headers hold destination information for each hop, the size of the header increases linearly with the number of hops.

    Type: int

    Required: Yes

  • HeaderLength

    The total length of the Sphinx packet header in bytes.

    Type: int

    Required: Yes

  • RoutingInfoLength

    The total length of the routing information portion of the Sphinx packet header.

    Type: int

    Required: Yes

  • PerHopRoutingInfoLength

    The length of the per-hop routing information in the Sphinx packet header.

    Type: int

    Required: Yes

  • SURBLength

    The length of a single-use reply block (SURB).

    Type: int

    Required: Yes

  • SphinxPlaintextHeaderLength

    The length of the plaintext Sphinx packet header.

    Type: int

    Required: Yes

  • PayloadTagLength

    The length of the payload tag.

    Type: int

    Required: Yes

  • ForwardPayloadLength

    The total size of the payload.

    Type: int

    Required: Yes

  • UserForwardPayloadLength

    The size of the usable payload.

    Type: int

    Required: Yes

  • NextNodeHopLength

    The NextNodeHopLength is derived from the largest routing-information block that we expect to encounter. Other packets have NextNodeHop + NodeDelay sections, or a Recipient section, both of which are shorter.

    Type: int

    Required: Yes

  • SPRPKeyMaterialLength

    The length of the strong pseudo-random permutation (SPRP) key.

    Type: int

    Required: Yes

  • NIKEName

    The name of the non-interactive key exchange (NIKE) scheme used by Sphinx packets.

    NIKEName and KEMName are mutually exclusive.

    Type: string

    Required: Yes

  • KEMName

    The name of the key encapsulation mechanism (KEM) used by Sphinx packets.

    NIKEName and KEMName are mutually exclusive.

    Type: string

    Required: Yes

Gateway node: Debug section

The Debug section is the Katzenpost server debug configuration for advanced tuning.

[Debug]
                NumSphinxWorkers = 16
                NumServiceWorkers = 3
                NumGatewayWorkers = 3
                NumKaetzchenWorkers = 3
                SchedulerExternalMemoryQueue = false
                SchedulerQueueSize = 0
                SchedulerMaxBurst = 16
                UnwrapDelay = 250
                GatewayDelay = 500
                ServiceDelay = 500
                KaetzchenDelay = 750
                SchedulerSlack = 150
                SendSlack = 50
                DecoySlack = 15000
                ConnectTimeout = 60000
                HandshakeTimeout = 30000
                ReauthInterval = 30000
                SendDecoyTraffic = false
                DisableRateLimit = false
                GenerateOnly = false
  • NumSphinxWorkers

    Specifies the number of worker instances to use for inbound Sphinx packet processing.

    Type: int

    Required: No

  • NumProviderWorkers

    Specifies the number of worker instances to use for provider specific packet processing.

    Type: int

    Required: No

  • NumKaetzchenWorkers

    Specifies the number of worker instances to use for Kaetzchen-specific packet processing.

    Type: int

    Required: No

  • SchedulerExternalMemoryQueue

    If true, the experimental disk-backed external memory queue is enabled.

    Type: bool

    Required: No

  • SchedulerQueueSize

    Specifies the maximum scheduler queue size before random entries will start getting dropped. A value less than or equal to zero is treated as unlimited.

    Type: int

    Required: No

  • SchedulerMaxBurst

    Specifies the maximum number of packets that will be dispatched per scheduler wakeup event.

    Type:

    Required: No

  • UnwrapDelay

    Specifies the maximum unwrap delay due to queueing in milliseconds.

    Type: int

    Required: No

  • GatewayDelay

    Specifies the maximum gateway node worker delay due to queueing in milliseconds.

    Type: int

    Required: No

  • ServiceDelay

    Specifies the maximum provider delay due to queueing in milliseconds.

    Type: int

    Required: No

  • KaetzchenDelay

    Specifies the maximum kaetzchen delay due to queueing in milliseconds.

    Type: int

    Required: No

  • SchedulerSlack

    Specifies the maximum scheduler slack due to queueing and/or processing in milliseconds.

    Type: int

    Required: No

  • SendSlack

    Specifies the maximum send-queue slack due to queueing and/or congestion in milliseconds.

    Type: int

    Required: No

  • DecoySlack

    Specifies the maximum decoy sweep slack due to external delays such as latency before a loop decoy packet will be considered lost.

    Type: int

    Required: No

  • ConnectTimeout

    Specifies the maximum time a connection can take to establish a TCP/IP connection in milliseconds.

    Type: int

    Required: No

  • HandshakeTimeout

    Specifies the maximum time a connection can take for a link-protocol handshake in milliseconds.

    Type: int

    Required: No

  • ReauthInterval

    Specifies the interval at which a connection will be reauthenticated in milliseconds.

    Type: int

    Required: No

  • SendDecoyTraffic

    If true, decoy traffic is enabled. This parameter is experimental and untuned, and is disabled by default.

    [Note]Note

    This option will be removed once decoy traffic is fully implemented.

    Type: bool

    Required: No

  • DisableRateLimit

    If true, the per-client rate limiter is disabled.

    [Note]Note

    This option should only be used for testing.

    Type: bool

    Required: No

  • GenerateOnly

    If true, the server immediately halts and cleans up after long-term key generation.

    Type: bool

    Required: No

Configuring service nodes

The following configuration is drawn from the reference implementation in katzenpost/docker/dirauth_mixnet/servicenode1/authority.toml. In a real-world mixnet, the component hosts would not be sharing a single IP address. For more information about the test mixnet, see ???.


Service node: Server section

The Server section configures mandatory basic parameters for each server node.

[Server]
    Identifier = "servicenode1"
    WireKEM = "xwing"
    PKISignatureScheme = "Ed25519"
    Addresses = ["127.0.0.1:30006"]
    OnlyAdvertiseAltAddresses = false
    MetricsAddress = "127.0.0.1:30007"
    DataDir = "/dirauth_mixnet/servicenode1"
    IsGatewayNode = false
    IsServiceNode = true
    [Server.AltAddresses]
  • Identifier

    Specifies the human-readable identifier for a node, and must be unique per mixnet. The identifier can be an FQDN but does not have to be.

    Type: string

    Required: Yes

  • WireKEM

    WireKEM specifies the key encapsulation mechanism (KEM) scheme for the PQ Noise-based wire protocol (link layer) that nodes use to communicate with each other. PQ Noise is a post-quantum variation of the Noise protocol framework, which algebraically transforms ECDH handshake patterns into KEM encapsulate/decapsulate operations.

    This configuration option supports the optional use of hybrid post-quantum cryptography to strengthen security. The following KEM schemes are supported:

    • Classical: "x25519", "x448"

      [Note]Note

      X25519 and X448 are actually non-interactive key-exchanges (NIKEs), not KEMs. Katzenpost uses a hashed ElGamal cryptographic construction to convert them from NIKEs to KEMs.

    • Post-quantum: "mlkem768","sntrup4591761", "frodo640shake", "mceliece348864", "mceliece348864f", "mceliece460896", "mceliece460896f", "mceliece6688128", "mceliece6688128f", "mceliece6960119", "mceliece6960119f", "mceliece8192128", "mceliece8192128f", "CTIDH511", "CTIDH512", "CTIDH1024", "CTIDH2048",

    • Hybrid post-quantum: "xwing", "Kyber768-X25519", "MLKEM768-X25519", "MLKEM768-X448", "FrodoKEM-640-SHAKE-X448", "sntrup4591761-X448", "mceliece348864-X25519", "mceliece348864f-X25519", "mceliece460896-X25519", "mceliece460896f-X25519", "mceliece6688128-X25519", "mceliece6688128f-X25519", "mceliece6960119-X25519", "mceliece6960119f-X25519", "mceliece8192128-X25519", "mceliece8192128f-X25519", "CTIDH512-X25519", "CTIDH512-X25519"

    Type: string

    Required: Yes

  • PKISignatureScheme

    Specifies the cryptographic signature scheme that will be used by all components of the mix network when interacting with the PKI system. Mix nodes sign their descriptors using this signature scheme, and dirauth nodes similarly sign PKI documents using the same scheme.

    The following signature schemes are supported:

    • Classical: "ed25519", "ed448"

    • Hybrid post-quantum: "Ed25519 Sphincs+", "Ed448-Sphincs+", "Ed25519-Dilithium2", "Ed448-Dilithium3"

    Type: string

    Required: Yes

  • Addresses

    Specifies a list of one or more address URLs in a format that contains the transport protocol, IP address, and port number that the server will bind to for incoming connections. Katzenpost supports URLs with that start with either "tcp://" or "quic://" such as: ["tcp://192.168.1.1:30001"] and ["quic://192.168.1.1:40001"].

    Type: []string

    Required: Yes

  • BindAddresses

    If true, allows setting of listener addresses that the server will bind to and accept connections on. These addresses are not advertised in the PKI.

    Type: bool

    Required: No

  • MetricsAddress

    Specifies the address/port to bind the Prometheus metrics endpoint to.

    Type: string

    Required: No

  • DataDir

    Specifies the absolute path to a node's state directory. This is where persistence.db is written to disk and where a node stores its cryptographic key materials when started with the "-g" commmand-line option.

    Type: string

    Required: Yes

  • IsGatewayNode

    If true, the server is a gateway node.

    Type: bool

    Required: No

  • IsServiceNode

    If true, the server is a service node.

    Type: bool

    Required: No

Service node: Logging section

The Logging configuration section controls logging behavior across Katzenpost.

[Logging]
                Disable = false
                File = "katzenpost.log"
                Level = "INFO"
  • Disable

    If true, logging is disabled.

    Type: bool

    Required: No

  • File

    Specifies the log file. If omitted, stdout is used.

    An absolute or relative file path can be specified. A relative path is relative to the DataDir specified in the Server section of the configuration.

    Type: string

    Required: No

  • Level

    Supported logging level values are ERROR | WARNING | NOTICE |INFO | DEBUG.

    Type: string

    Required: No

    [Warning]Warning

    The DEBUG log level is unsafe for production use.

Service node: ServiceNode section

The ServiceNode section contains configurations for each network service that Katzenpost supports.

Services, termed Kaetzchen, can be divided into built-in and external services. External services are provided through the CBORPlugin, a Go programming language implementation of the Concise Binary Object Representation (CBOR), a binary data serialization format. While native services need simply to be activated, external services are invoked by a separate command and connected to the mixnet over a Unix socket. The plugin allows mixnet services to be added in any programming language.

[ServiceNode]
                    
    [[ServiceNode.Kaetzchen]]
        Capability = "echo"
        Endpoint = "+echo"
        Disable = false
    
    [[ServiceNode.CBORPluginKaetzchen]]
        Capability = "spool"
        Endpoint = "+spool"
        Command = "/dirauth_mixnet/memspool.alpine"
        MaxConcurrency = 1
        Disable = false
        [ServiceNode.CBORPluginKaetzchen.Config]
            data_store = "/dirauth_mixnet/servicenode1/memspool.storage"
            log_dir = "/dirauth_mixnet/servicenode1"
    
    [[ServiceNode.CBORPluginKaetzchen]]
        Capability = "pigeonhole"
        Endpoint = "+pigeonhole"
        Command = "/dirauth_mixnet/pigeonhole.alpine"
        MaxConcurrency = 1
        Disable = false
        [ServiceNode.CBORPluginKaetzchen.Config]
            db = "/dirauth_mixnet/servicenode1/map.storage"
            log_dir = "/dirauth_mixnet/servicenode1"
    
    [[ServiceNode.CBORPluginKaetzchen]]
        Capability = "panda"
        Endpoint = "+panda"
        Command = "/dirauth_mixnet/panda_server.alpine"
        MaxConcurrency = 1
        Disable = false
        [ServiceNode.CBORPluginKaetzchen.Config]
            fileStore = "/dirauth_mixnet/servicenode1/panda.storage"
            log_dir = "/dirauth_mixnet/servicenode1"
            log_level = "INFO"
    
    [[ServiceNode.CBORPluginKaetzchen]]
        Capability = "http"
        Endpoint = "+http"
        Command = "/dirauth_mixnet/proxy_server.alpine"
        MaxConcurrency = 1
        Disable = false
        [ServiceNode.CBORPluginKaetzchen.Config]
            host = "localhost:4242"
            log_dir = "/dirauth_mixnet/servicenode1"
            log_level = "DEBUG"

Common parameters:

  • Capability

    Specifies the protocol capability exposed by the agent.

    Type: string

    Required: Yes

  • Endpoint

    Specifies the provider-side Endpoint where the agent will accept requests. While not required by the specification, this server only supports Endpoints that are lower-case local parts of an email address.

    Type: string

    Required: Yes

  • Command

    Specifies the full path to the external plugin program that implements this Kaetzchen service.

    Type: string

    Required: Yes

  • MaxConcurrency

    Specifies the number of worker goroutines to start for this service.

    Type: int

    Required: Yes

  • Config

    Specifies extra per-agent arguments to be passed to the agent's initialization routine.

    Type: map[string]interface{}

    Required: Yes

  • Disable

    If true, disables a configured agent.

    Type: bool

    Required: No

Per-service parameters:

  • echo

    The internal echo service must be enabled on every service node of a production mixnet for decoy traffic to work properly.

  • spool

    The spool service supports the catshadow storage protocol, which is required by the Katzen chat client. The example configuration above shows spool enabled with the setting:

    Disable = false
    [Note]Note

    Spool, properly memspool, should not be confused with the spool database on gateway nodes.

    • data_store

      Specifies the full path to the service database file.

      Type: string

      Required: Yes

    • log_dir

      Specifies the path to the node's log directory.

      Type: string

      Required: Yes

  • pigeonhole

    The pigeonhole courier service supports the Blinding-and-Capability scheme (BACAP)-based unlinkable messaging protocols detailed in Place-holder for research paper link. Most of our future protocols will use the pigeonhole courier service.

    • db

      Specifies the full path to the service database file.

      Type: string

      Required: Yes

    • log_dir

      Specifies the path to the node's log directory.

      Type: string

      Required: Yes

  • panda

    The panda storage and authentication service currently does not work properly.

    • fileStore

      Specifies the full path to the service database file.

      Type: string

      Required: Yes

    • log_dir

      Specifies the path to the node's log directory.

      Type: string

      Required: Yes

    • log_level

      Supported values are ERROR | WARNING | NOTICE |INFO | DEBUG.

      [Warning]Warning

      The DEBUG log level is unsafe for production use.

      Type: string

      Required: Yes

      Required: Yes

  • http

    The http service is completely optional, but allows the mixnet to be used as an HTTP proxy. This may be useful for integrating with existing software systems.

    • host

      The host name and TCP port of the service.

      Type: string

      Required: Yes

    • log_dir

      Specifies the path to the node's log directory.

      Type: string

      Required: Yes

    • log_level

      Supported values are ERROR | WARNING | NOTICE |INFO | DEBUG.

      Type: string

      Required: Yes

      Required: Yes

      [Warning]Warning

      The DEBUG log level is unsafe for production use.

      Type: string

      Required: Yes

Service node: PKI section

The PKI section contains the directory authority configuration for a mix, gateway, or service node.

[PKI]
[PKI.dirauth]

    [[PKI.dirauth.Authorities]]
        Identifier = "auth1"
        IdentityPublicKey = """-----BEGIN ED25519 PUBLIC KEY-----
tqN6tpOVotHWXKCszVn2kS7vAZjQpvJjQF3Qz/Qwhyg=
-----END ED25519 PUBLIC KEY-----
"""
        PKISignatureScheme = "Ed25519"
        LinkPublicKey = """-----BEGIN XWING PUBLIC KEY-----
JnJ8ztQEIjAkKJcpuZvJAdkWjBim/5G5d8yoosEQHeGJeeBqNPdm2AitUbpiQPcd
tNCo9DxuC9Ieqmsfw0YpV6AtOOsaInA6QnHDYcuBfZcQL5MU4+t2TzpBZQYlrSED
hPCKrAG+8GEUl6akseG371WQzEtPpEWWCJCJOiS/VDFZT7eKrldlumN6gfiB84sR
...
arFh/WKwYJUj+aGBsFYSqGdzC6MdY4x/YyFe2ze0MJEjThQE91y1d/LCQ3Sb7Ri+
u6PBi3JU2qzlPEejDKwK0t5tMNEAkq8iNrpRTdD/hS0gR+ZIN8Z9QKh7Xf94FWG2
H+r8OaqImQhgHabrWRDyLg==
-----END XWING PUBLIC KEY-----
"""
        WireKEMScheme = "xwing"
        Addresses = ["127.0.0.1:30001"]

    [[PKI.dirauth.Authorities]]
        Identifier = "auth2"
        IdentityPublicKey = """-----BEGIN ED25519 PUBLIC KEY-----
O51Ty2WLu4C1ETMa29s03bMXV72gnjJfTfwLV++LVBI=
-----END ED25519 PUBLIC KEY-----	
"""
        PKISignatureScheme = "Ed25519"
        LinkPublicKey = """-----BEGIN XWING PUBLIC KEY-----
TtQkg2XKUnY602FFBaPJ+zpN0Twy20cwyyFxh7FNUjaXA9MAJXs0vUwFbJc6BjYv
f+olKnlIKFSmDvcF74U6w1F0ObugwTNKNxeYKPKhX4FiencUbRwkHoYHdtZdSctz
TKy08qKQyCAccqCRpdo6ZtYXPAU+2rthjYTOL7Zn+7SHUKCuJClcPnvEYjVcJxtZ
...
ubJIe5U4nMJbBkOqr7Kq6niaEkiLODa0tkpB8tKMYTMBdcYyHSXCzpo7U9sb6LAR
HktiTBDtRXviu2vbw7VRXhkMW2kjYZDtReQ5sAse04DvmD49zgTp1YxYW+wWFaL3
37X7/SNuLdHX4PHZXIWHBQ==
-----END XWING PUBLIC KEY-----	
"""
        WireKEMScheme = "xwing"
        Addresses = ["127.0.0.1:30002"]

    [[PKI.dirauth.Authorities]]
        Identifier = "auth3"
        IdentityPublicKey = """-----BEGIN ED25519 PUBLIC KEY-----
zQvydRYJq3npeLcg1NqIf+SswEKE5wFmiwNsI9Z1whQ=
-----END ED25519 PUBLIC KEY-----
"""
        PKISignatureScheme = "Ed25519"
        LinkPublicKey = """
-----BEGIN XWING PUBLIC KEY-----
OYK9FiC53xwZ1VST3jDOO4tR+cUMSVRSekmigZMChSjDCPZbKut8TblxtlUfc/yi
Ugorz4NIvYPMWUt3QPwS2UWq8/HMWXNGPUiAevg12+oV+jOJXaJeCfY24UekJnSw
TNcdGaFZFSR0FocFcPBBnrK1M2B8w8eEUKQIsXRDM3x/8aRIuDif+ve8rSwpgKeh
...
OdVD3yw7OOS8uPZLORGQFyJbHtVmFPVvwja4G/o2gntAoHUZ2LiJJakpVhhlSyrI
yuzvwwFtZVfWtNb5gAKZCyg0aduR3qgd7MPerRF+YopZk3OCRpC02YxfUZrHv398
FZWJFK0R8iU52CEUxVpXTA==
-----END XWING PUBLIC KEY-----	
"""
        WireKEMScheme = "xwing"
        Addresses = ["127.0.0.1:30003"]
  • Identifier

    Specifies the human-readable identifier for a node, which must be unique per mixnet. The identifier can be an FQDN but does not have to be.

    Type: string

    Required: Yes

  • IdentityPublicKey

    String containing the node's public identity key in PEM format. IdentityPublicKey is the node's permanent identifier and is used to verify cryptographic signatures produced by its private identity key.

    Type: string

    Required: Yes

  • PKISignatureScheme

    Specifies the cryptographic signature scheme that will be used by all components of the mix network when interacting with the PKI system. Mix nodes sign their descriptors using this signature scheme, and dirauth nodes similarly sign PKI documents using the same scheme.

    Type: string

    Required: Yes

  • LinkPublicKey

    String containing the peer's public link-layer key in PEM format. LinkPublicKey must match the specified WireKEMScheme.

    Type: string

    Required: Yes

  • WireKEMScheme

    The name of the wire protocol key-encapsulation mechanism (KEM) to use.

    Type: string

    Required: Yes

  • Addresses

    Specifies a list of one or more address URLs in a format that contains the transport protocol, IP address, and port number that the server will bind to for incoming connections. Katzenpost supports URLs that start with either "tcp://" or "quic://" such as: ["tcp://192.168.1.1:30001"] and ["quic://192.168.1.1:40001"].

    Type: []string

    Required: Yes

Service node: Management section

The Management section specifies connectivity information for the Katzenpost control protocol which can be used to make run-time configuration changes. A configuration resembles the following:

[Management]
   Enable = false
   Path = "/dirauth_mixnet/mix1/management_sock"
  • Enable

    If true, the management interface is enabled.

    Type: bool

    Required: No

  • Path

    Specifies the path to the management interface socket. If left empty, then management_sock is located in the configuration's defined DataDir>.

    Type: string

    Required: No

Service node: SphinxGeometry section

The SphinxGeometry section defines parameters for the Sphinx encrypted nested-packet format used internally by Katzenpost.

[Warning]Warning

The values in the SphinxGeometry configuration section must be programmatically generated by gensphinx. Many of the parameters are interdependent and cannot be individually modified. Do not modify the these values by hand.

The settings in this section are generated by the gensphinx utility, which computes the Sphinx geometry based on the following user-supplied directives:

  • The number of mix node layers (not counting gateway and service nodes)

  • The length of the application-usable packet payload

  • The selected NIKE or KEM scheme

The output in TOML should then be pasted unchanged into the node's configuration file, as shown below. For more information, see ???.

[SphinxGeometry]
                PacketLength = 3082
                NrHops = 5
                HeaderLength = 476
                RoutingInfoLength = 410
                PerHopRoutingInfoLength = 82
                SURBLength = 572
                SphinxPlaintextHeaderLength = 2
                PayloadTagLength = 32
                ForwardPayloadLength = 2574
                UserForwardPayloadLength = 2000
                NextNodeHopLength = 65
                SPRPKeyMaterialLength = 64
                NIKEName = "x25519"
                KEMName = ""
  • PacketLength

    The length of a Sphinx packet in bytes.

    Type: int

    Required: Yes

  • NrHops

    The number of hops a Sphinx packet takes through the mixnet. Because packet headers hold destination information for each hop, the size of the header increases linearly with the number of hops.

    Type: int

    Required: Yes

  • HeaderLength

    The total length of the Sphinx packet header in bytes.

    Type: int

    Required: Yes

  • RoutingInfoLength

    The total length of the routing information portion of the Sphinx packet header.

    Type: int

    Required: Yes

  • PerHopRoutingInfoLength

    The length of the per-hop routing information in the Sphinx packet header.

    Type: int

    Required: Yes

  • SURBLength

    The length of a single-use reply block (SURB).

    Type: int

    Required: Yes

  • SphinxPlaintextHeaderLength

    The length of the plaintext Sphinx packet header.

    Type: int

    Required: Yes

  • PayloadTagLength

    The length of the payload tag.

    Type: int

    Required: Yes

  • ForwardPayloadLength

    The total size of the payload.

    Type: int

    Required: Yes

  • UserForwardPayloadLength

    The size of the usable payload.

    Type: int

    Required: Yes

  • NextNodeHopLength

    The NextNodeHopLength is derived from the largest routing-information block that we expect to encounter. Other packets have NextNodeHop + NodeDelay sections, or a Recipient section, both of which are shorter.

    Type: int

    Required: Yes

  • SPRPKeyMaterialLength

    The length of the strong pseudo-random permutation (SPRP) key.

    Type: int

    Required: Yes

  • NIKEName

    The name of the non-interactive key exchange (NIKE) scheme used by Sphinx packets.

    NIKEName and KEMName are mutually exclusive.

    Type: string

    Required: Yes

  • KEMName

    The name of the key encapsulation mechanism (KEM) used by Sphinx packets.

    NIKEName and KEMName are mutually exclusive.

    Type: string

    Required: Yes

Service node: Debug section

The Debug section is the Katzenpost server debug configuration for advanced tuning.

[Debug]
                NumSphinxWorkers = 16
                NumServiceWorkers = 3
                NumGatewayWorkers = 3
                NumKaetzchenWorkers = 3
                SchedulerExternalMemoryQueue = false
                SchedulerQueueSize = 0
                SchedulerMaxBurst = 16
                UnwrapDelay = 250
                GatewayDelay = 500
                ServiceDelay = 500
                KaetzchenDelay = 750
                SchedulerSlack = 150
                SendSlack = 50
                DecoySlack = 15000
                ConnectTimeout = 60000
                HandshakeTimeout = 30000
                ReauthInterval = 30000
                SendDecoyTraffic = false
                DisableRateLimit = false
                GenerateOnly = false
  • NumSphinxWorkers

    Specifies the number of worker instances to use for inbound Sphinx packet processing.

    Type: int

    Required: No

  • NumProviderWorkers

    Specifies the number of worker instances to use for provider specific packet processing.

    Type: int

    Required: No

  • NumKaetzchenWorkers

    Specifies the number of worker instances to use for Kaetzchen-specific packet processing.

    Type: int

    Required: No

  • SchedulerExternalMemoryQueue

    If true, the experimental disk-backed external memory queue is enabled.

    Type: bool

    Required: No

  • SchedulerQueueSize

    Specifies the maximum scheduler queue size before random entries will start getting dropped. A value less than or equal to zero is treated as unlimited.

    Type: int

    Required: No

  • SchedulerMaxBurst

    Specifies the maximum number of packets that will be dispatched per scheduler wakeup event.

    Type:

    Required: No

  • UnwrapDelay

    Specifies the maximum unwrap delay due to queueing in milliseconds.

    Type: int

    Required: No

  • GatewayDelay

    Specifies the maximum gateway node worker delay due to queueing in milliseconds.

    Type: int

    Required: No

  • ServiceDelay

    Specifies the maximum provider delay due to queueing in milliseconds.

    Type: int

    Required: No

  • KaetzchenDelay

    Specifies the maximum kaetzchen delay due to queueing in milliseconds.

    Type: int

    Required: No

  • SchedulerSlack

    Specifies the maximum scheduler slack due to queueing and/or processing in milliseconds.

    Type: int

    Required: No

  • SendSlack

    Specifies the maximum send-queue slack due to queueing and/or congestion in milliseconds.

    Type: int

    Required: No

  • DecoySlack

    Specifies the maximum decoy sweep slack due to external delays such as latency before a loop decoy packet will be considered lost.

    Type: int

    Required: No

  • ConnectTimeout

    Specifies the maximum time a connection can take to establish a TCP/IP connection in milliseconds.

    Type: int

    Required: No

  • HandshakeTimeout

    Specifies the maximum time a connection can take for a link-protocol handshake in milliseconds.

    Type: int

    Required: No

  • ReauthInterval

    Specifies the interval at which a connection will be reauthenticated in milliseconds.

    Type: int

    Required: No

  • SendDecoyTraffic

    If true, decoy traffic is enabled. This parameter is experimental and untuned, and is disabled by default.

    [Note]Note

    This option will be removed once decoy traffic is fully implemented.

    Type: bool

    Required: No

  • DisableRateLimit

    If true, the per-client rate limiter is disabled.

    [Note]Note

    This option should only be used for testing.

    Type: bool

    Required: No

  • GenerateOnly

    If true, the server immediately halts and cleans up after long-term key generation.

    Type: bool

    Required: No

1.2 - Docker

Using the Katzenpost Docker test network

Using the Katzenpost Docker test network


Katzenpost provides a ready-to-deploy Docker image for developers who need a non-production test environment for developing and testing client applications and server side plugins. By running this image on a single computer, you avoid the need to build and manage a complex multi-node mix net. The image can also be run using Podman

The test mix network includes the following components:

  • Three directory authority (PKI) nodes

  • Six mix nodes, including one node serving also as both gateway and service provider

  • A ping utility, run-ping

Requirements

Before running the Katzenpost docker image, make sure that the following software is installed.

On Debian, these software requirements can be installed with the following commands (running as superuser). Apt will pull in the needed dependencies.

# apt update
# apt install git golang make docker docker-compose podman

Preparing to run the container image

Complete the following procedure to obtain, build, and deploy the Katzenpost test network.

  1. Install the Katzenpost code repository, hosted at https://github.com/katzenpost. The main Katzenpost repository contains code for the server components as well as the docker image. Clone the repository with the following command (your directory location may vary):

    ~$ git clone https://github.com/katzenpost/katzenpost.git
  2. Navigate to the new katzenpost subdirectory and ensure that the code is up to date.

    ~$ cd katzenpost
    ~/katzenpost$ git checkout main
    ~/katzenpost$ git pull
  3. (Optional) Create a development branch and check it out.

    ~/katzenpost$ git checkout -b devel
  4. (Optional) If you are using Podman, complete the following steps:

    1. Point the DOCKER_HOST environment variable at the Podman process.

      $ export DOCKER_HOST=unix:///var/run/user/$(id -u)/podman/podman.sock
    2. Set up and start the Podman server (as superuser).

      $ podman system service -t 0 $DOCKER_HOST &
      $ systemctl --user enable --now podman.socket
                              

Operating the test mixnet

Navigate to katzenpost/docker. The Makefile contains target operations to create, manage, and test the self-contained Katzenpost container network. To invoke a target, run a command with the using the following pattern:

 ~/katzenpost/docker$ make target

Running make with no target specified returns a list of available targets.

Table 1. Table 1: Makefile targets

[none]

Display this list of targets.

start

Run the test network in the background.

stop

Stop the test network.

wait

Wait for the test network to have consensus.

watch

Display live log entries until Ctrl-C.

status

Show test network consensus status.

show-latest-vote

Show latest consensus vote.

run-ping

Send a ping over the test network.

clean-bin

Stop all components and delete binaries.

clean-local

Stop all components, delete binaries, and delete data.

clean-local-dryrun

Show what clean-local would delete.

clean

Same as clean-local, but also deletes go_deps image.


Starting and monitoring the mixnet

The first time that you run make start, the Docker image is downloaded, built, installed, and started. This takes several minutes. When the build is complete, the command exits while the network remains running in the background.

~/katzenpost/docker$ make start

Subsequent runs of make start either start or restart the network without building the components from scratch. The exception to this is when you delete any of the Katzenpost binaries (dirauth.alpine, server.alpine, etc.). In that case, make start rebuilds just the parts of the network dependent on the deleted binary. For more information about the files created during the Docker build, see the section called “Network topology and components”.

[Note]Note

When running make start , be aware of the following considerations:

  • If you intend to use Docker, you need to run make as superuser. If you are using sudo to elevate your privileges, you need to edit katzenpost/docker/Makefile to prepend sudo to each command contained in it.

  • If you have Podman installed on your system and you nonetheless want to run Docker, you can override the default behavior by adding the argument docker=docker to the command as in the following:

    ~/katzenpost/docker$ make run docker=docker 

After the make start command exits, the mixnet runs in the background, and you can run make watch to display a live log of the network activity.

~/katzenpost/docker$ make watch
    ...
    <output>
    ...

When installation is complete, the mix servers vote and reach a consensus. You can use the wait target to wait for the mixnet to get consensus and be ready to use. This can also take several minutes:

~/katzenpost/docker$ make wait
    ...
    <output>
    ...

You can confirm that installation and configuration are complete by issuing the status command from the same or another terminal. When the network is ready for use, status begins returning consensus information similar to the following:

~/katzenpost/docker$ make status
    ...
    00:15:15.003 NOTI state: Consensus made for epoch 1851128 with 3/3 signatures: &{Epoch: 1851128 GenesisEpoch: 1851118
    ...

Testing the mixnet

At this point, you should have a locally running mix network. You can test whether it is working correctly by using run-ping, which launches a packet into the network and watches for a successful reply. Run the following command:

~/katzenpost/docker$ make run-ping

If the network is functioning properly, the resulting output contains lines similar to the following:

19:29:53.541 INFO gateway1_client: sending loop decoy
    !19:29:54.108 INFO gateway1_client: sending loop decoy
    19:29:54.632 INFO gateway1_client: sending loop decoy
    19:29:55.160 INFO gateway1_client: sending loop decoy
    !19:29:56.071 INFO gateway1_client: sending loop decoy
    !19:29:59.173 INFO gateway1_client: sending loop decoy
    !Success rate is 100.000000 percent 10/10)

lf run-ping fails to receive a reply, it eventually times out with an error message. If this happens, try the command again.

[Note]Note

If you attempt use run-ping too quickly after starting the mixnet, and consensus has not been reached, the utility may crash with an error message or hang indefinitely. If this happens, issue (if necessary) a Ctrl-C key sequence to abort, check the consensus status with the status command, and then retry run-ping.

Shutting down the mixnet

The mix network continues to run in the terminal where you started it until you issue a Ctrl-C key sequence, or until you issue the following command in another terminal:

~/katzenpost/docker$ make stop

When you stop the network, the binaries and data are left in place. This allows for a quick restart.

Uninstalling and cleaning up

Several command targets can be used to uninstall the Docker image and restore your system to a clean state. The following examples demonstrate the commands and their output.

  • clean-bin

    To stop the network and delete the compiled binaries, run the following command:

    ~/katzenpost/docker$ make clean-bin
        
        [ -e voting_mixnet ] && cd voting_mixnet && DOCKER_HOST=unix:///run/user/1000/podman/podman.sock docker-compose down --remove-orphans; rm -fv running.stamp
        Stopping voting_mixnet_auth3_1        ... done
        Stopping voting_mixnet_servicenode1_1 ... done
        Stopping voting_mixnet_metrics_1      ... done
        Stopping voting_mixnet_mix3_1         ... done
        Stopping voting_mixnet_auth2_1        ... done
        Stopping voting_mixnet_mix2_1         ... done
        Stopping voting_mixnet_gateway1_1     ... done
        Stopping voting_mixnet_auth1_1        ... done
        Stopping voting_mixnet_mix1_1         ... done
        Removing voting_mixnet_auth3_1        ... done
        Removing voting_mixnet_servicenode1_1 ... done
        Removing voting_mixnet_metrics_1      ... done
        Removing voting_mixnet_mix3_1         ... done
        Removing voting_mixnet_auth2_1        ... done
        Removing voting_mixnet_mix2_1         ... done
        Removing voting_mixnet_gateway1_1     ... done
        Removing voting_mixnet_auth1_1        ... done
        Removing voting_mixnet_mix1_1         ... done
        removed 'running.stamp'
        rm -vf ./voting_mixnet/*.alpine
        removed './voting_mixnet/echo_server.alpine'
        removed './voting_mixnet/fetch.alpine'
        removed './voting_mixnet/memspool.alpine'
        removed './voting_mixnet/panda_server.alpine'
        removed './voting_mixnet/pigeonhole.alpine'
        removed './voting_mixnet/ping.alpine'
        removed './voting_mixnet/reunion_katzenpost_server.alpine'
        removed './voting_mixnet/server.alpine'
        removed './voting_mixnet/voting.alpine'

    This command leaves in place the cryptographic keys, the state data, and the logs.

  • clean-local-dryrun

    To diplay a preview of what clean-local would remove, without actually deleting anything, run the following command:

    ~/katzenpost/docker$ make clean-local-dryrun
  • clean-local

    To delete both compiled binaries and data, run the following command:

    ~/katzenpost/docker$ make clean-local
                            
        [ -e voting_mixnet ] && cd voting_mixnet && DOCKER_HOST=unix:///run/user/1000/podman/podman.sock docker-compose down --remove-orphans; rm -fv running.stamp
        Removing voting_mixnet_mix2_1         ... done
        Removing voting_mixnet_auth1_1        ... done
        Removing voting_mixnet_auth2_1        ... done
        Removing voting_mixnet_gateway1_1     ... done
        Removing voting_mixnet_mix1_1         ... done
        Removing voting_mixnet_auth3_1        ... done
        Removing voting_mixnet_mix3_1         ... done
        Removing voting_mixnet_servicenode1_1 ... done
        Removing voting_mixnet_metrics_1      ... done
        removed 'running.stamp'
        rm -vf ./voting_mixnet/*.alpine
        removed './voting_mixnet/echo_server.alpine'
        removed './voting_mixnet/fetch.alpine'
        removed './voting_mixnet/memspool.alpine'
        removed './voting_mixnet/panda_server.alpine'
        removed './voting_mixnet/pigeonhole.alpine'
        removed './voting_mixnet/reunion_katzenpost_server.alpine'
        removed './voting_mixnet/server.alpine'
        removed './voting_mixnet/voting.alpine'
        git clean -f -x voting_mixnet
        Removing voting_mixnet/
        git status .
        On branch main
        Your branch is up to date with 'origin/main'.
  • clean

    To stop the the network and delete the binaries, the data, and the go_deps image, run the following command as superuser:

    ~/katzenpost/docker$ sudo make clean

Network topology and components

The Docker image deploys a working mixnet with all components and component groups needed to perform essential mixnet functions:

  • message mixing (including packet reordering, timing randomization, injection of decoy traffic, obfuscation of senders and receivers, and so on)

  • service provisioning

  • internal authentication and integrity monitoring

  • interfacing with external clients

[Warning]Warning

While suited for client development and testing, the test mixnet omits performance and security redundancies. Do not use it in production.

The following diagram illustrates the components and their network interactions. The gray blocks represent nodes, and the arrows represent information transfer.

Figure 1. Test network topology

Test network topology

On the left, the Client transmits a message (shown by purple arrows) through the Gateway node, across three mix node layers, to the Service node. The Service node processes the request and responds with a reply (shown by the green arrows) that traverses the mix node layers before exiting the mixnet via the Gateway node and arriving at the Client.

On the right, directory authorities Dirauth 1, Dirauth 2, and Dirauth 3 provide PKI services. The directory authorities receive mix descriptors from the other nodes, collate these into a consensus document containing validated network status and authentication materials , and make that available to the other nodes.

The elements in the topology diagram map to the mixnet's component nodes as shown in the following table. Note that all nodes share the same IP address (127.0.0.1, i.e., localhost), but are accessed through different ports. Each node type links to additional information in ???.

Table 2. Table 2: Test mixnet hosts

Node typeDocker IDDiagram labelIP addressTCP port

Directory authority

auth1Dirauth1

127.0.0.1 (localhost)

30001

auth2

Dirauth 2

30002

auth3

Dirauth 3

30003

Gateway nodegateway1Gateway node30004

Service node

servicenode1

Service node

30006

Mix node

mix1

Layer 1 mix node

30008

mix2

Layer 2 mix node

30010

mix3

Layer 3 mix node

30012


The Docker file tree

The following tree output shows the location, relative to the katzenpost repository root, of the files created by the Docker build. During testing and use, you would normally touch only the TOML configuration file associated with each node, as highlighted in the listing. For help in understanding these files and a complete list of configuration options, follow the links in Table 2: Test mixnet hosts.

katzenpost/docker/voting_mixnet/
|---auth1
|   |---authority.toml
|   |---identity.private.pem
|   |---identity.public.pem
|   |---katzenpost.log
|   |---link.private.pem
|   |---link.public.pem
|   |---persistence.db
|---auth2
|   |---authority.toml
|   |---identity.private.pem
|   |---identity.public.pem
|   |---katzenpost.log
|   |---link.private.pem
|   |---link.public.pem
|   |---persistence.db
|---auth3
|   |---authority.toml
|   |---identity.private.pem
|   |---identity.public.pem
|   |---katzenpost.log
|   |---link.private.pem
|   |---link.public.pem
|   |---persistence.db
|---client
|   |---client.toml
|---client2
|   |---client.toml
|---dirauth.alpine
|---docker-compose.yml
|---echo_server.alpine
|---fetch.alpine
|---gateway1
|   |---identity.private.pem
|   |---identity.public.pem
|   |---katzenpost.log
|   |---katzenpost.toml
|   |---link.private.pem
|   |---link.public.pem
|   |---management_sock
|   |---spool.db
|   |---users.db
|---memspool.alpine
|---mix1
|   |---identity.private.pem
|   |---identity.public.pem
|   |---katzenpost.log
|   |---katzenpost.toml
|   |---link.private.pem
|   |---link.public.pem
|---mix2
|   |---identity.private.pem
|   |---identity.public.pem
|   |---katzenpost.log
|   |---katzenpost.toml
|   |---link.private.pem
|   |---link.public.pem
|---mix3
|   |---identity.private.pem
|   |---identity.public.pem
|   |---katzenpost.log
|   |---katzenpost.toml
|   |---link.private.pem
|   |---link.public.pem
|---panda_server.alpine
|---pigeonhole.alpine
|---ping.alpine
|---prometheus.yml
|---proxy_client.alpine
|---proxy_server.alpine
|---running.stamp
|---server.alpine
|---servicenode1
|   |---identity.private.pem
|   |---identity.public.pem
|   |---katzenpost.log
|   |---katzenpost.toml
|   |---link.private.pem
|   |---link.public.pem
|   |---management_sock
|   |---map.storage
|   |---memspool.13.log
|   |---memspool.storage
|   |---panda.25.log
|   |---panda.storage
|   |---pigeonHole.19.log
|   |---proxy.31.log
|---voting_mixnet

Examples of complete TOML configuration files are provided in ???.

1.3 - Docker configuration

Appendix: Configuration files from the Docker test mixnet

Appendix: Configuration files from the Docker test mixnet


As an aid to adminstrators implementing a Katzenpost mixnet, this appendix provides lightly edited examples of configuration files for each Katzenpost node type. These files are drawn from a built instance of the Docker test mixnet. These code listings are meant to be used as a reference alongside the detailed configuration documentation in ???. You cannot use these listings as a drop-in solution in your own mixnets for reasons explained in the ??? section of the Docker test mixnet documentation.

Directory authority

Source: ../katzenpost/docker/voting_mixnet/auth1/authority.toml

[Server]
  Identifier = "auth1"
  WireKEMScheme = "xwing"
  PKISignatureScheme = "Ed448-Dilithium3"
  Addresses = ["tcp://127.0.0.1:30001"]
  DataDir = "/voting_mixnet/auth1"

[[Authorities]]
  Identifier = "auth1"
  IdentityPublicKey = "-----BEGIN ED448-DILITHIUM3 PUBLIC KEY-----\nfvcvAfUpeu7lMHjQBw [...] Gpi8ovBXl9ENIHLwA=\n-----END ED448-DILITHIUM3 PUBLIC KEY-----\n"
  PKISignatureScheme = "Ed448-Dilithium3"
  LinkPublicKey = "-----BEGIN XWING PUBLIC KEY-----\nsxxS04mftoEmwjxE/w [...] expP2fbERpGQwVNg==\n-----END XWING PUBLIC KEY-----\n"
  WireKEMScheme = "xwing"
  Addresses = ["tcp://127.0.0.1:30001"]

[[Authorities]]
  Identifier = "auth2"
  IdentityPublicKey = "-----BEGIN ED448-DILITHIUM3 PUBLIC KEY-----\n5nsy6uFQ1782fZ+iYn [...] Sdr2xoinylYJr/3AA=\n-----END ED448-DILITHIUM3 PUBLIC KEY-----\n"
  PKISignatureScheme = "Ed448-Dilithium3"
  LinkPublicKey = "-----BEGIN XWING PUBLIC KEY-----\nkQzCJvaS6jg06szLea [...] PG1Bzx1JwHGFxRBQ==\n-----END XWING PUBLIC KEY-----\n"
  WireKEMScheme = "xwing"
  Addresses = ["tcp://127.0.0.1:30002"]

[[Authorities]]
  Identifier = "auth3"
  IdentityPublicKey = "-----BEGIN ED448-DILITHIUM3 PUBLIC KEY-----\nJzkFpS035de1PmA2MM [...] jo6Z7is9GLs0YxVQA=\n-----END ED448-DILITHIUM3 PUBLIC KEY-----\n"
  PKISignatureScheme = "Ed448-Dilithium3"
  LinkPublicKey = "-----BEGIN XWING PUBLIC KEY-----\n+pIUsgEGwHa8k4GZcb [...] 1mxoc+4kcgZWuOAg==\n-----END XWING PUBLIC KEY-----\n"
  WireKEMScheme = "xwing"
  Addresses = ["tcp://127.0.0.1:30003"]

[Logging]
  Disable = false
  File = "katzenpost.log"
  Level = "INFO"

[Parameters]
  SendRatePerMinute = 0
  Mu = 0.005
  MuMaxDelay = 1000
  LambdaP = 0.001
  LambdaPMaxDelay = 1000
  LambdaL = 0.0005
  LambdaLMaxDelay = 1000
  LambdaD = 0.0005
  LambdaDMaxDelay = 3000
  LambdaM = 0.0005
  LambdaG = 0.0
  LambdaMMaxDelay = 100
  LambdaGMaxDelay = 100

[Debug]
  Layers = 3
  MinNodesPerLayer = 1
  GenerateOnly = false

[[Mixes]]
  Identifier = "mix1"
  IdentityPublicKeyPem = "../mix1/identity.public.pem"

[[Mixes]]
  Identifier = "mix2"
  IdentityPublicKeyPem = "../mix2/identity.public.pem"

[[Mixes]]
  Identifier = "mix3"
  IdentityPublicKeyPem = "../mix3/identity.public.pem"

[[GatewayNodes]]
  Identifier = "gateway1"
  IdentityPublicKeyPem = "../gateway1/identity.public.pem"

[[ServiceNodes]]
  Identifier = "servicenode1"
  IdentityPublicKeyPem = "../servicenode1/identity.public.pem"

[Topology]

  [[Topology.Layers]]

    [[Topology.Layers.Nodes]]
      Identifier = "mix1"
      IdentityPublicKeyPem = "../mix1/identity.public.pem"

  [[Topology.Layers]]

    [[Topology.Layers.Nodes]]
      Identifier = "mix2"
      IdentityPublicKeyPem = "../mix2/identity.public.pem"

  [[Topology.Layers]]

    [[Topology.Layers.Nodes]]
      Identifier = "mix3"
      IdentityPublicKeyPem = "../mix3/identity.public.pem"

[SphinxGeometry]
  PacketLength = 3082
  NrHops = 5
  HeaderLength = 476
  RoutingInfoLength = 410
  PerHopRoutingInfoLength = 82
  SURBLength = 572
  SphinxPlaintextHeaderLength = 2
  PayloadTagLength = 32
  ForwardPayloadLength = 2574
  UserForwardPayloadLength = 2000
  NextNodeHopLength = 65
  SPRPKeyMaterialLength = 64
  NIKEName = "x25519"
  KEMName = ""

Mix node

Source: ../katzenpost/docker/voting_mixnet/mix1/katzenpost.toml

[Server]
  Identifier = "mix1"
  WireKEM = "xwing"
  PKISignatureScheme = "Ed448-Dilithium3"
  Addresses = ["tcp://127.0.0.1:30010", "quic://[::1]:30011"]
  MetricsAddress = "127.0.0.1:30012"
  DataDir = "/voting_mixnet/mix1"
  IsGatewayNode = false
  IsServiceNode = false

[Logging]
  Disable = false
  File = "katzenpost.log"
  Level = "INFO"

[PKI]
  [PKI.Voting]

    [[PKI.Voting.Authorities]]
      Identifier = "auth1"
      IdentityPublicKey = "-----BEGIN ED448-DILITHIUM3 PUBLIC KEY-----\nfvcvAfUpeu7lMHjQBw [...] Gpi8ovBXl9ENIHLwA=\n-----END ED448-DILITHIUM3 PUBLIC KEY-----\n"
      PKISignatureScheme = "Ed448-Dilithium3"
      LinkPublicKey = "-----BEGIN XWING PUBLIC KEY-----\nsxxS04mftoEmwjxE/w [...] expP2fbERpGQwVNg==\n-----END XWING PUBLIC KEY-----\n"
      WireKEMScheme = "xwing"
      Addresses = ["tcp://127.0.0.1:30001"]

    [[PKI.Voting.Authorities]]
      Identifier = "auth2"
      IdentityPublicKey = "-----BEGIN ED448-DILITHIUM3 PUBLIC KEY-----\n5nsy6uFQ1782fZ+iYn [...] Sdr2xoinylYJr/3AA=\n-----END ED448-DILITHIUM3 PUBLIC KEY-----\n"
      PKISignatureScheme = "Ed448-Dilithium3"
      LinkPublicKey = "-----BEGIN XWING PUBLIC KEY-----\nkQzCJvaS6jg06szLea [...] PG1Bzx1JwHGFxRBQ==\n-----END XWING PUBLIC KEY-----\n"
      WireKEMScheme = "xwing"
      Addresses = ["tcp://127.0.0.1:30002"]

    [[PKI.Voting.Authorities]]
      Identifier = "auth3"
      IdentityPublicKey = "-----BEGIN ED448-DILITHIUM3 PUBLIC KEY-----\nJzkFpS035de1PmA2M [...] jo6Z7is9GLs0YxVQA=\n-----END ED448-DILITHIUM3 PUBLIC KEY-----\n"
      PKISignatureScheme = "Ed448-Dilithium3"
      LinkPublicKey = "-----BEGIN XWING PUBLIC KEY-----\n+pIUsgEGwHa8k4GZcb [...] 1mxoc+4kcgZWuOAg==\n-----END XWING PUBLIC KEY-----\n"
      WireKEMScheme = "xwing"
      Addresses = ["tcp://127.0.0.1:30003"]

[Management]
  Enable = false
  Path = "/voting_mixnet/mix1/management_sock"

[SphinxGeometry]
  PacketLength = 3082
  NrHops = 5
  HeaderLength = 476
  RoutingInfoLength = 410
  PerHopRoutingInfoLength = 82
  SURBLength = 572
  SphinxPlaintextHeaderLength = 2
  PayloadTagLength = 32
  ForwardPayloadLength = 2574
  UserForwardPayloadLength = 2000
  NextNodeHopLength = 65
  SPRPKeyMaterialLength = 64
  NIKEName = "x25519"
  KEMName = ""

[Debug]
  NumSphinxWorkers = 16
  NumServiceWorkers = 3
  NumGatewayWorkers = 3
  NumKaetzchenWorkers = 3
  SchedulerExternalMemoryQueue = false
  SchedulerQueueSize = 0
  SchedulerMaxBurst = 16
  UnwrapDelay = 250
  GatewayDelay = 500
  ServiceDelay = 500
  KaetzchenDelay = 750
  SchedulerSlack = 150
  SendSlack = 50
  DecoySlack = 15000
  ConnectTimeout = 60000
  HandshakeTimeout = 30000
  ReauthInterval = 30000
  SendDecoyTraffic = false
  DisableRateLimit = false
  GenerateOnly = false

Gateway node

Source: ../katzenpost/docker/voting_mixnet/gateway1/katzenpost.toml

[Server]
  Identifier = "gateway1"
  WireKEM = "xwing"
  PKISignatureScheme = "Ed448-Dilithium3"
  Addresses = ["tcp://127.0.0.1:30004", "quic://[::1]:30005", "onion://thisisjustatestoniontoverifythatconfigandpkiworkproperly.onion:4242"]
  BindAddresses = ["tcp://127.0.0.1:30004", "quic://[::1]:30005"]
  MetricsAddress = "127.0.0.1:30006"
  DataDir = "/voting_mixnet/gateway1"
  IsGatewayNode = true
  IsServiceNode = false

[Logging]
  Disable = false
  File = "katzenpost.log"
  Level = "INFO"

[Gateway]
  [Gateway.UserDB]
    Backend = "bolt"
    [Gateway.UserDB.Bolt]
      UserDB = "/voting_mixnet/gateway1/users.db"
  [Gateway.SpoolDB]
    Backend = "bolt"
    [Gateway.SpoolDB.Bolt]
      SpoolDB = "/voting_mixnet/gateway1/spool.db"

[PKI]
  [PKI.Voting]

    [[PKI.Voting.Authorities]]
      Identifier = "auth1"
      IdentityPublicKey = "-----BEGIN ED448-DILITHIUM3 PUBLIC KEY-----\nfvcvAfUpeu7lMHjQBw [...] Gpi8ovBXl9ENIHLwA=\n-----END ED448-DILITHIUM3 PUBLIC KEY-----\n"
      PKISignatureScheme = "Ed448-Dilithium3"
      LinkPublicKey = "-----BEGIN XWING PUBLIC KEY-----\nsxxS04mftoEmwjxE/w [...] expP2fbERpGQwVNg==\n-----END XWING PUBLIC KEY-----\n"
      WireKEMScheme = "xwing"
      Addresses = ["tcp://127.0.0.1:30001"]

    [[PKI.Voting.Authorities]]
      Identifier = "auth2"
      IdentityPublicKey = "-----BEGIN ED448-DILITHIUM3 PUBLIC KEY-----\n5nsy6uFQ1782fZ+iYn [...] Sdr2xoinylYJr/3AA=\n-----END ED448-DILITHIUM3 PUBLIC KEY-----\n"
      PKISignatureScheme = "Ed448-Dilithium3"
      LinkPublicKey = "-----BEGIN XWING PUBLIC KEY-----\nkQzCJvaS6jg06szLea [...] PG1Bzx1JwHGFxRBQ==\n-----END XWING PUBLIC KEY-----\n"
      WireKEMScheme = "xwing"
      Addresses = ["tcp://127.0.0.1:30002"]

    [[PKI.Voting.Authorities]]
      Identifier = "auth3"
      IdentityPublicKey = "-----BEGIN ED448-DILITHIUM3 PUBLIC KEY-----\nJzkFpS035de1PmA2MM [...] jo6Z7is9GLs0YxVQA=\n-----END ED448-DILITHIUM3 PUBLIC KEY-----\n"
      PKISignatureScheme = "Ed448-Dilithium3"
      LinkPublicKey = "-----BEGIN XWING PUBLIC KEY-----\n+pIUsgEGwHa8k4GZcb [...] 1mxoc+4kcgZWuOAg==\n-----END XWING PUBLIC KEY-----\n"
      WireKEMScheme = "xwing"
      Addresses = ["tcp://127.0.0.1:30003"]

[Management]
  Enable = true
  Path = "/voting_mixnet/gateway1/management_sock"

[SphinxGeometry]
  PacketLength = 3082
  NrHops = 5
  HeaderLength = 476
  RoutingInfoLength = 410
  PerHopRoutingInfoLength = 82
  SURBLength = 572
  SphinxPlaintextHeaderLength = 2
  PayloadTagLength = 32
  ForwardPayloadLength = 2574
  UserForwardPayloadLength = 2000
  NextNodeHopLength = 65
  SPRPKeyMaterialLength = 64
  NIKEName = "x25519"
  KEMName = ""

[Debug]
  NumSphinxWorkers = 16
  NumServiceWorkers = 3
  NumGatewayWorkers = 3
  NumKaetzchenWorkers = 3
  SchedulerExternalMemoryQueue = false
  SchedulerQueueSize = 0
  SchedulerMaxBurst = 16
  UnwrapDelay = 250
  GatewayDelay = 500
  ServiceDelay = 500
  KaetzchenDelay = 750
  SchedulerSlack = 150
  SendSlack = 50
  DecoySlack = 15000
  ConnectTimeout = 60000
  HandshakeTimeout = 30000
  ReauthInterval = 30000
  SendDecoyTraffic = false
  DisableRateLimit = false
  GenerateOnly = false

Service node

Source: ../katzenpost/docker/voting_mixnet/servicenode1/katzenpost.toml

[Server]
  Identifier = "servicenode1"
  WireKEM = "xwing"
  PKISignatureScheme = "Ed448-Dilithium3"
  Addresses = ["tcp://127.0.0.1:30007", "quic://[::1]:30008"]
  MetricsAddress = "127.0.0.1:30009"
  DataDir = "/voting_mixnet/servicenode1"
  IsGatewayNode = false
  IsServiceNode = true

[Logging]
  Disable = false
  File = "katzenpost.log"
  Level = "INFO"

[ServiceNode]

  [[ServiceNode.Kaetzchen]]
    Capability = "echo"
    Endpoint = "+echo"
    Disable = false

  [[ServiceNode.Kaetzchen]]
    Capability = "testdest"
    Endpoint = "+testdest"
    Disable = false

  [[ServiceNode.CBORPluginKaetzchen]]
    Capability = "spool"
    Endpoint = "+spool"
    Command = "/voting_mixnet/memspool.alpine"
    MaxConcurrency = 1
    Disable = false
    [ServiceNode.CBORPluginKaetzchen.Config]
      data_store = "/voting_mixnet/servicenode1/memspool.storage"
      log_dir = "/voting_mixnet/servicenode1"

  [[ServiceNode.CBORPluginKaetzchen]]
    Capability = "pigeonhole"
    Endpoint = "+pigeonhole"
    Command = "/voting_mixnet/pigeonhole.alpine"
    MaxConcurrency = 1
    Disable = false
    [ServiceNode.CBORPluginKaetzchen.Config]
      db = "/voting_mixnet/servicenode1/map.storage"
      log_dir = "/voting_mixnet/servicenode1"

  [[ServiceNode.CBORPluginKaetzchen]]
    Capability = "panda"
    Endpoint = "+panda"
    Command = "/voting_mixnet/panda_server.alpine"
    MaxConcurrency = 1
    Disable = false
    [ServiceNode.CBORPluginKaetzchen.Config]
      fileStore = "/voting_mixnet/servicenode1/panda.storage"
      log_dir = "/voting_mixnet/servicenode1"
      log_level = "INFO"

  [[ServiceNode.CBORPluginKaetzchen]]
    Capability = "http"
    Endpoint = "+http"
    Command = "/voting_mixnet/proxy_server.alpine"
    MaxConcurrency = 1
    Disable = false
    [ServiceNode.CBORPluginKaetzchen.Config]
      host = "localhost:4242"
      log_dir = "/voting_mixnet/servicenode1"
      log_level = "DEBUG"

[PKI]
  [PKI.Voting]

    [[PKI.Voting.Authorities]]
      Identifier = "auth1"
      IdentityPublicKey = "-----BEGIN ED448-DILITHIUM3 PUBLIC KEY-----\nfvcvAfUpeu7lMHjQBw [...] Gpi8ovBXl9ENIHLwA=\n-----END ED448-DILITHIUM3 PUBLIC KEY-----\n"
      PKISignatureScheme = "Ed448-Dilithium3"
      LinkPublicKey = "-----BEGIN XWING PUBLIC KEY-----\nsxxS04mftoEmwjxE/w [...] expP2fbERpGQwVNg==\n-----END XWING PUBLIC KEY-----\n"
      WireKEMScheme = "xwing"
      Addresses = ["tcp://127.0.0.1:30001"]

    [[PKI.Voting.Authorities]]
      Identifier = "auth2"
      IdentityPublicKey = "-----BEGIN ED448-DILITHIUM3 PUBLIC KEY-----\n5nsy6uFQ1782fZ+iYn [...] Sdr2xoinylYJr/3AA=\n-----END ED448-DILITHIUM3 PUBLIC KEY-----\n"
      PKISignatureScheme = "Ed448-Dilithium3"
      LinkPublicKey = "-----BEGIN XWING PUBLIC KEY-----\nkQzCJvaS6jg06szLea [...] PG1Bzx1JwHGFxRBQ==\n-----END XWING PUBLIC KEY-----\n"
      WireKEMScheme = "xwing"
      Addresses = ["tcp://127.0.0.1:30002"]

    [[PKI.Voting.Authorities]]
      Identifier = "auth3"
      IdentityPublicKey = "-----BEGIN ED448-DILITHIUM3 PUBLIC KEY-----\nJzkFpS035de1PmA2MM [...] jo6Z7is9GLs0YxVQA=\n-----END ED448-DILITHIUM3 PUBLIC KEY-----\n"
      PKISignatureScheme = "Ed448-Dilithium3"
      LinkPublicKey = "-----BEGIN XWING PUBLIC KEY-----\n+pIUsgEGwHa8k4GZcb [...] 1mxoc+4kcgZWuOAg==\n-----END XWING PUBLIC KEY-----\n"
      WireKEMScheme = "xwing"
      Addresses = ["tcp://127.0.0.1:30003"]

[Management]
  Enable = true
  Path = "/voting_mixnet/servicenode1/management_sock"

[SphinxGeometry]
  PacketLength = 3082
  NrHops = 5
  HeaderLength = 476
  RoutingInfoLength = 410
  PerHopRoutingInfoLength = 82
  SURBLength = 572
  SphinxPlaintextHeaderLength = 2
  PayloadTagLength = 32
  ForwardPayloadLength = 2574
  UserForwardPayloadLength = 2000
  NextNodeHopLength = 65
  SPRPKeyMaterialLength = 64
  NIKEName = "x25519"
  KEMName = ""

[Debug]
  NumSphinxWorkers = 16
  NumServiceWorkers = 3
  NumGatewayWorkers = 3
  NumKaetzchenWorkers = 4
  SchedulerExternalMemoryQueue = false
  SchedulerQueueSize = 0
  SchedulerMaxBurst = 16
  UnwrapDelay = 250
  GatewayDelay = 500
  ServiceDelay = 500
  KaetzchenDelay = 750
  SchedulerSlack = 150
  SendSlack = 50
  DecoySlack = 15000
  ConnectTimeout = 60000
  HandshakeTimeout = 30000
  ReauthInterval = 30000
  SendDecoyTraffic = false
  DisableRateLimit = false
  GenerateOnly = false

2 - Specifications

These technical specifications describe the specifics of Katzenpost protocols and implementations, and are aimed primarily at software developers.

Title Description Link(s)
📖 Katzenpost specifications Developer documentation for various components and protocols used in the mixnet. PDF

2.1 -

Wire Protocol

Wire Protocol

Yawning Angel

David Stainton


Abstract

This document defines the Katzenpost Mix Network Wire Protocol for use in all network communications to, from, and within the Katzenpost Mix Network.

1. Introduction

The Katzenpost Mix Network Wire Protocol (KMNWP) is the custom wire protocol for all network communications to, from, and within the Katzenpost Mix Network. This protocol provides mutual authentication, and an additional layer of cryptographic security and forward secrecy.

1.1 Conventions Used in This Document

The key words MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD, SHOULD NOT, RECOMMENDED, MAY, and OPTIONAL in this document are to be interpreted as described in RFC2119.

The C style Presentation Language as described in RFC5246 Section 4 is used to represent data structures, except for cryptographic attributes, which are specified as opaque byte vectors.

x | y denotes the concatenation of x and y.

1.2 Key Encapsulation Mechanism

This protocol uses ANY Key Encapsulation Mechanism. However it’s recommended that most users select a hybrid post quantum KEM such as Xwing. XWING

2. Core Protocol

The protocol is based on Kyber and Trevor Perrin’s Noise Protocol Framework NOISE along with Post Quantum Noise paper PQNOISE. Older previous versions of our transport were based on NOISEHFS.

Our transport protocol begins with a prologue, Noise handshake, followed by a stream of Noise Transport messages in a minimal framing layer, over a TCP/IP connection.

Our Noise protocol is configurable via the KEM selection in the TOML configuration files, here’s an example PQ Noise protocol string:

Noise_pqXX_Xwing_ChaChaPoly_BLAKE2b

The protocol string is a very condensed description of our protocol. We use the pqXX two way Noise pattern which is described as follows:

pqXX: -> e <- ekem, s -> skem, s <- skem

The next part of the protocol string specifies the KEM, Xwing which is a hybrid KEM where the share secret outputs of both X25519 and MLKEM768 are combined.

Finally the ChaChaPoly_BLAKE2b parts of the protocol string indicate which stream cipher and hash function we are using.

As a non-standard modification to the Noise protocol, the 65535 byte message length limit is increased to 1300000 bytes. We send very large messages over our Noise protocol because of our using the Sphincs+ signature scheme which has signatures that are about 49k bytes.

It is assumed that all parties using the KMNWP protocol have a fixed long or short lived Xwing keypair XWING, the public component of which is known to the other party in advance. How such keys are distributed is beyond the scope of this document.

2.1 Handshake Phase

All sessions start in the Handshake Phase, in which an anonymous authenticated handshake is conducted.

The handshake is a unmodified Noise handshake, with a fixed prologue prefacing the initiator's first Noise handshake message. This prologue is also used as the prologue input to the Noise HandshakeState Initialize() operation for both the initiator and responder.

The prologue is defined to be the following structure:

struct {
    uint8_t protocol_version; /* 0x03 */
} Prologue;

As all Noise handshake messages are fixed sizes, no additional framing is required for the handshake.

Implementations MUST preserve the Noise handshake hash [h] for the purpose of implementing authentication (Section 2.3).

Implementations MUST reject handshake attempts by terminating the session immediately upon any Noise protocol handshake failure and when, as a responder, they receive a Prologue containing an unknown protocol_version value.

Implementations SHOULD impose reasonable timeouts for the handshake process, and SHOULD terminate sessions that are taking too long to handshake.

2.1.1 Handshake Authentication

Mutual authentication is done via exchanging fixed sized payloads as part of the pqXX handshake consisting of the following structure:

struct {
    uint8_t ad_len;
    opaque additional_data[ad_len];
    opaque padding[255 - ad_len];
    uint32_t unix_time;
} AuthenticateMessage;

Where:

  • ad_len - The length of the optional additional data.

  • additional_data - Optional additional data, such as a username, if any.

  • unix_time - 0 for the initiator, the approximate number of seconds since 1970-01-01 00:00:00 UTC for the responder.

The initiator MUST send the AuthenticateMessage after it has received the peer's response (so after -> s, se in Noise parlance).

The contents of the optional additional_data field is deliberately left up to the implementation, however it is RECOMMENDED that implementations pad the field to be a consistent length regardless of contents to avoid leaking information about the authenticating identity.

To authenticate the remote peer given an AuthenticateMessage, the receiving peer must validate the s component of the Noise handshake (the remote peer's long term public key) with the known value, along with any of the information in the additional_data field such as the user name, if any.

If the validation procedure succeeds, the peer is considered authenticated. If the validation procedure fails for any reason, the session MUST be terminated immediately.

Responders MAY add a slight amount (+- 10 seconds) of random noise to the unix_time value to avoid leaking precise load information via packet queueing delay.

2.2 Data Transfer Phase

Upon successfully concluding the handshake the session enters the Data Transfer Phase, where the initiator and responder can exchange KMNWP messages.

A KMNWP message is defined to be the following structure:

enum {
    no_op(0),
    disconnect(1),
    send_packet(2),

    (255),
} Command;

struct {
    Command command;
    uint8_t reserved;    /* MUST be '0x00' */
    uint32_t msg_length; /* 0 <= msg_length <= 1048554) */
    opaque message[msg_length];
    opaque padding[];    /* length is implicit */
} Message;

Notes:

  • The padding field, if any MUST be padded with '0x00' bytes.

All outgoing Message(s) are encrypted and authenticated into a pair of Noise Transport messages, each containing one of the following structures:

struct {
    uint32_t message_length;
} CiphertextHeader;

struct {
    uint32_t message[ciphertext_length-16];
} Ciphertext;

Notes:

  • The ciphertext_length field includes the Noise protocol overhead of 16 bytes, for the Noise Transport message containing the Ciphertext.

All outgoing Message(s) are preceded by a Noise Transport Message containing a CiphertextHeader, indicating the size of the Noise Transport Message transporting the Message Ciphertext. After generating both Noise Transport Messages, the sender MUST call the Noise CipherState Rekey() operation.

To receive incoming Ciphertext messages, first the Noise Transport Message containing the CiphertextHeader is consumed off the network, authenticated and decrypted, giving the receiver the length of the Noise Transport Message containing the actual message itself. The second Noise Transport Message is consumed off the network, authenticated and decrypted, with the resulting message being returned to the caller for processing. After receiving both Noise Transport Messages, the receiver MUST call the Noise CipherState Rekey() operation.

Implementations MUST immediately terminate the session any of the DecryptWithAd() operations fails.

Implementations MUST immediately terminate the session if an unknown command is received in a Message, or if the Message is otherwise malformed in any way.

Implementations MAY impose a reasonable idle timeout, and terminate the session if it expires.

3. Predefined Commands

3.1 The no_op Command

The no_op command is a command that explicitly is a No Operation, to be used to implement functionality such as keep-alives and or application layer padding.

Implementations MUST NOT send any message payload accompanying this command, and all received command data MUST be discarded without interpretation.

3.2 The disconnect Command

The disconnect command is a command that is used to signal explicit session termination. Upon receiving a disconnect command, implementations MUST interpret the command as a signal from the peer that no additional commands will be sent, and destroy the cryptographic material in the receive CipherState.

While most implementations will likely wish to terminate the session upon receiving this command, any additional behavior is explicitly left up to the implementation and application.

Implementations MUST NOT send any message payload accompanying this command, and MUST not send any further traffic after sending a disconnect command.

3.3 The send_packet Command

The send_packet command is the command that is used by the initiator to transmit a Sphinx Packet over the network. The command’s message is the Sphinx Packet destined for the responder.

Initiators MUST terminate the session immediately upon reception of a send_packet command.

4. Command Padding

We use traffic padding to hide from a passive network observer which command has been sent or received.

Among the set of padded commands we exclude the Consensus command because it’s contents are a very large payload which is usually many times larger than our Sphinx packets. Therefore we only pad these commands:

GetConsensus NoOp Disconnect SendPacket RetrieveMessage MessageACK Message MessageEmpty

However we split them up into two directions, client to server and server to client because they differ in size due to the difference in size between SendPacket and Message:

Client to Server commands:

NoOp SendPacket Disconnect RetrieveMessage GetConsensus

Server to client commands:

Message MessageACK MessageEmpty

The GetConsensus command is a special case because we only want to pad it when it’s sent over the mixnet. We don’t want to pad it when sending to the dirauths. Although it would not be so terrible if it’s padded when sent to the dirauths… it would just needlessly take up bandwidth without providing any privacy benefits.

5. Anonymity Considerations

Adversaries being able to determine that two parties are communicating via KMNWP is beyond the threat model of this protocol. At a minimum, it is trivial to determine that a KMNWP handshake is being performed, due to the length of each handshake message, and the fixed positions of the various public keys.

6. Security Considerations

It is imperative that implementations use ephemeral keys for every handshake as the security properties of the Kyber KEM are totally lost if keys are ever reused.

Kyber was chosen as the KEM algorithm due to it’s conservative parameterization, simplicty of implementation, and high performance in software. It is hoped that the addition of a quantum resistant algorithm will provide forward secrecy even in the event that large scale quantum computers are applied to historical intercepts.

7. Acknowledgments

I would like to thank Trevor Perrin for providing feedback during the design of this protocol, and answering questions regarding Noise.

Appendix A. References

Appendix A.1 Normative References

Appendix A.2 Informative References

Appendix B. Citing This Document

Appendix B.1 Bibtex Entry

Note that the following bibtex entry is in the IEEEtran bibtex style as described in a document called How to Use the IEEEtran BIBTEX Style.

@online{KatzMixWire,
title = {Katzenpost Mix Network Wire Protocol Specification},
author = {Yawning Angel},
url = {https://github.com/katzenpost/katzenpost/blob/master/docs/specs/wire-protocol.rst},
year = {2017}
}

XWING. Manuel Barbosa, Deirdre Connolly, João Diogo Duarte, Aaron Kaiser, Peter Schwabe, Karoline Varner, Bas Westerbaan, X-Wing: The Hybrid KEM You’ve Been Looking For. https://eprint.iacr.org/2024/039.pdf

NOISE. Perrin, T., The Noise Protocol Framework, May 2017. https://noiseprotocol.org/noise.pdf

NOISEHFS. Weatherley, R., Noise Extension: Hybrid Forward Secrecy. https://github.com/noiseprotocol/noise_hfs_spec/blob/master/output/noise_hfs.pdf

PQNOISE. Yawning Angel, Benjamin Dowling, Andreas Hülsing, Peter Schwabe and Florian Weber, Post Quantum Noise, September 2023. https://eprint.iacr.org/2022/539.pdf

RFC2119. Bradner, S., Key words for use in RFCs to Indicate Requirement Levels, BCP 14, RFC 2119, DOI 10.17487/RFC2119, March 1997. https://www.rfc-editor.org/info/rfc2119

RFC5246. Dierks, T. and E. Rescorla, The Transport Layer Security (TLS) Protocol Version 1.2, RFC 5246, DOI 10.17487/RFC5246, August 2008. https://www.rfc-editor.org/info/rfc5246

RFC7748.  Langley, A., Hamburg, M., and S. Turner, Elliptic Curves for Security, RFC 7748, DOI 10.17487/RFC7748, January 2016. http://www.rfc-editor.org/info/rfc7748

2.2 - Katzenpost Certificate Specification

Abstract

This document proposes a certificate format that Katzenpost mix server, directory authority server and clients will use.

1. Introduction

Mixes and Directory Authority servers need to have key agility in the sense of operational abilities such as key rotation and key revocation. That is, we wish for mixes and authorities to periodically utilize a long-term signing key for generating certificates for new short-term signing keys.

Yet another use-case for these certificate is to replace the use of JOSE RFC7515 in the voting Directory Authority system KATZMIXPKI for the multi-signature documents exchanged for voting and consensus.

1.1 Conventions Used in This Document

The key words “MUST”, “MUST NOT”, “REQUIRED”, “SHALL”, “SHALL NOT”, “SHOULD”, “SHOULD NOT”, “RECOMMENDED”, “MAY”, and “OPTIONAL” in this document are to be interpreted as described in RFC2119.

1.2 Terminology

Tbw…

2. Document Format

The CBOR RFC7049 serialization format is used to serialize certificates:

Signature is a cryptographic signature which has an associated signer ID.

type Signature struct {
        // Identity is the identity of the signer.
        Identity []byte
        // Signature is the actual signature value.
        Signature []byte
}

Certificate structure for serializing certificates.

type certificate struct {
    // Version is the certificate format version.
    Version uint32

    // Expiration is seconds since Unix epoch.
    Expiration int64

    // KeyType indicates the type of key
    // that is certified by this certificate.
    KeyType string

    // Certified is the data that is certified by
    // this certificate.
    Certified []byte

    // Signatures are the signature of the certificate.
    Signatures []Signature
}

That is, one or more signatures sign the certificate. However the Certified field is not the only information that is signed. The Certified field along with the other non-signature fields are all concatenated together and signed. Before serialization the signatures are sorted by their identity so that the output is binary deterministic.

2.1 Certificate Types

The certificate type field indicates the type of certificate. So far we have only two types:

  • identity key certificate
  • directory authority certificate

Both mixes and directory authority servers have a secret, long-term identity key. This key is ideally stored encrypted and offline, it’s used to sign key certificate documents. Key certificates contain a medium-term signing key that is used to sign other documents. In the case of an “authority signing key”, it is used to sign vote and consensus documents whereas the “mix singing key” is used to sign mix descriptors which are uploaded to the directory authority servers.

2.2. Certificate Key Types

It’s more practical to continue using Ed25519 ED25519 keys but it’s also possible that in the future we could upgrade to a stateless hash based post quantum cryptographic signature scheme such as SPHINCS-256 or SPHINCS+. SPHINCS256

3. Golang API

  • https://godoc.org/github.com/katzenpost/katzenpost/core/crypto/cert

Our golang implementation is agnostic to the specific cryptographic signature scheme which is used. Cert can handle single and multiple signatures per document and has a variety of helper functions that ease use for multi signature use cases.

4. Acknowledgments

This specification was inspired by Tor Project’s certificate format specification document:

  • https://gitweb.torproject.org/torspec.git/tree/cert-spec.txt

Appendix A. References

Appendix A.1 Normative References

Appendix A.2 Informative References

Appendix B. Citing This Document

Appendix B.1 Bibtex Entry

Note that the following bibtex entry is in the IEEEtran bibtex style as described in a document called “How to Use the IEEEtran BIBTEX Style”.

@online{KatzenCert,
title = {Certificate Format Specification},
author = {David Stainton},
url = {https://github.com/katzenpost/katzenpost/blob/master/docs/specs/certificate.rst},
year = {2018}
}

ED25519

KATZMIXPKI

Angel, Y., Piotrowska, A., Stainton, D.,
"Katzenpost Mix Network Public Key Infrastructure Specification",
December 2017,
https://github.com/katzenpost/katzenpost/blob/master/docs/specs/pki.md

RFC2119

Bradner, S.,
"Key words for use in RFCs to Indicate Requirement Levels",
BCP 14, RFC 2119, DOI 10.17487/RFC2119,
March 1997,
http://www.rfc-editor.org/info/rfc2119

RFC7049

C. Bormannm, P. Hoffman,
"Concise Binary Object Representation (CBOR)",
Internet Engineering Task Force (IETF),
October 2013,
https://tools.ietf.org/html/rfc7049

RFC7515

Jones, M., Bradley, J., Sakimura, N.,
"JSON Web Signature (JWS)",
May 2015,
https://tools.ietf.org/html/rfc7515

RFC7693

Saarinen, M-J., Ed., and J-P. Aumasson,
"The BLAKE2 Cryptographic Hash and Message Authentication Code (MAC)",
RFC 7693, DOI 10.17487/RFC7693,
November 2015,
http://www.rfc-editor.org/info/rfc7693

SPHINCS256

Bernstein, D., Hopwood, D., Hulsing, A., Lange, T., Niederhagen, R., Papachristodoulou, L., Schwabe, P., Wilcox O' Hearn, Z.,
"SPHINCS: practical stateless hash-based signatures",
http://sphincs.cr.yp.to/sphincs-20141001.pdf

2.3 - Katzenpost Client2 Specification

Abstract

This document describes the design of the new Katzenpost mix network client known as client2. In particular we discuss it’s multiplexing and privilege separation design elements as well as the protocol used by the thin client library.

1. Introduction

A Katzenpost mixnet client has several responsibilities at minimum:

  • compose Sphinx packets
  • decrypt SURB replies
  • send and receive Noise protocol messages
  • keep up to date with the latest PKI document

2. Overview

Client2 is essentially a long running daemon process that listens on an abstract unix domain socket for incoming thin client library connections. Many client applications can use the same client2 daemon. Those connections are in a sense being multiplexed into the daemon’s single connection to the mix network.

Therefore applications will be integrated with Katzenpost using the thin client library which gives them the capability to talk with the client2 daemon and in that way interact with the mix network. The reason we call it a thin client library is because it does not do any mixnet related cryptography since that is already handled by the client2 daemon. In particular, the PKI document is stripped by the daemon before it’s passed on to the thin clients. Likewise, thin clients don’t decrypt SURB replies or compose Sphinx packets, instead all the that Noise, Sphinx and PKI related cryptography is handled by the daemon.

3. Thin client and daemon protocol

Note that the thin client daemon protocol uses abstract unix domain sockets in datagram packet mode. The socket is of type SOCK_SEQPACKET which is defined as:

  • SOCK_SEQPACKET (since Linux 2.6.4), is a connection-oriented socket that preserves message boundaries and delivers messages in the order that they were sent.

In golang this is referred to by the “unixpacket” network string.

3.1 Client socket naming convention

Thin clients MUST randomize their abstract unix domain socket name otherwise the static name will prevent multiplexing because the kernel requires that the connection be between uniquely nameed socket pairs. The Katzenpost reference implementation of the thin client library selects a socket name with four random hex digits appended to the end of the name like so:

@katzenpost_golang_thin_client_DEADBEEF

3.2 Daemon socket naming convention

The client2 daemon listens on an abstract unix domain socket with the following name:

@katzenpost

3.3 Protocol messages

Note that there are two protocol message types and they are always CBOR encoded. We do not make use of any prefix length encoding because the socket type preserves message boundaries for us. Therefore we simply send over pure CBOR encoded messages.

The daemon sends the Response message which is defined in golang as a struct containing an app ID and one of four possible events:

type Response struct {
    // AppID must be a unique identity for the client application
    // that is receiving this Response.
    AppID *[AppIDLength]byte `cbor:app_id`

    ConnectionStatusEvent *ConnectionStatusEvent `cbor:connection_status_event`

    NewPKIDocumentEvent *NewPKIDocumentEvent `cbor:new_pki_document_event`

    MessageSentEvent *MessageSentEvent `cbor:message_sent_event`

    MessageReplyEvent *MessageReplyEvent `cbor:message_reply_event`
}

type ConnectionStatusEvent struct {
    IsConnected bool `cbor:is_connected`
    Err error `cbor:err`
}

type NewPKIDocumentEvent struct {
    Payload []byte `cbor:payload`
}

type MessageReplyEvent struct {
    MessageID *[MessageIDLength]byte `cbor:message_id`
    SURBID *[sConstants.SURBIDLength]byte `cbor:surbid`
    Payload []byte `cbor:payload`
    Err error `cbor:err`
}

type MessageSentEvent struct {
    MessageID *[MessageIDLength]byte `cbor:message_id`
    SURBID *[sConstants.SURBIDLength]byte `cbor:surbid`
    SentAt time.Time `cbor:sent_at`
    ReplyETA time.Duration `cbor:reply_eta`
    Err error `cbor:err`
}

The client sends the Request message which is defined in golang as:

type Request struct {
    // ID is the unique identifier with respect to the Payload.
    // This is only used by the ARQ.
    ID *[MessageIDLength]byte `cbor:id`

    // WithSURB indicates if the message should be sent with a SURB
    // in the Sphinx payload.
    WithSURB bool `cbor:with_surb`

    // SURBID must be a unique identity for each request.
    // This field should be nil if WithSURB is false.
    SURBID *[sConstants.SURBIDLength]byte `cbor:surbid`

    // AppID must be a unique identity for the client application
    // that is sending this Request.
    AppID *[AppIDLength]byte `cbor:app_id`

    // DestinationIdHash is 32 byte hash of the destination Provider's
    // identity public key.
    DestinationIdHash *[32]byte `cbor:destination_id_hash`

    // RecipientQueueID is the queue identity which will receive the message.
    RecipientQueueID []byte `cbor:recipient_queue_id`

    // Payload is the actual Sphinx packet.
    Payload []byte `cbor:payload`

    // IsSendOp is set to true if the intent is to send a message through
    // the mix network.
    IsSendOp bool `cbor:is_send_op`

    // IsARQSendOp is set to true if the intent is to send a message through
    // the mix network using the naive ARQ error correction scheme.
    IsARQSendOp bool `cbor:is_arq_send_op`

    // IsEchoOp is set to true if the intent is to merely test that the unix
    // socket listener is working properly; the Response payload will be
    // contain the Request payload.
    IsEchoOp bool `cbor:is_echo_op`

    // IsLoopDecoy is set to true to indicate that this message shall
    // be a loop decoy message.
    IsLoopDecoy bool `cbor:is_loop_decoy`

    // IsDropDecoy is set to true to indicate that this message shall
    // be a drop decoy message.
    IsDropDecoy bool `cbor:is_drop_decoy`
}

3.4 Protocol description

Upon connecting to the daemon socket the client must wait for two messages. The first message received must have it’s is_status field set to true. If so then it’s is_connected field indicates whether or not the daemon has a mixnet PQ Noise protocol connection to an entry node.

Next the client awaits the second message which contains the PKI document in it’s payload field. This marks the end of the initial connection sequence. Note that this PKI document is stripped of all cryptographic signatures.

In the next protocol phase, the client may send Request messages to the daemon in order to cause the daemon to encapsulate the given payload in a Sphinx packet and send it to the entry node. Likewise the daemon my send the client Response messages at any time during this protocol phase. These Response messages may indicated a connection status change, a new PKI document or a message sent or reply event.

3.5 Request message fields

There are several Request fields that we need to discuss.

Firstly, each Request message sent by a thin client needs to have the app_id field set to an ID that is unique among the applications using thin clients. The app_id is used by the daemon to route Response messages to the correct thin client socket.

The rest of the fields we are concerned with are the following:

  • with_surb is set to true if a Sphinx packet with a SURB in it’s payload should be sent.

  • surbid is used to uniquely identify the reponse to a message sent with the with_surb field set to true. It should NOT be set if using the built-in ARQ for reliability and optional retransmissions.

  • is_send_op must be set to true.

  • payload must be set to the message payload being sent.

  • destination_id_hash is 32 byte hash of the destination entry node’s identity public key.

  • recipient_queue_id is the destination queue identity. This is the destination the message will be delivered to.

If a one way message should be sent with no SURB then with_surb should be set to false and surbid may be nil. If however the thin client wishes to send a reliable message using the daemon’s ARQ, then the following fields must be set:

  • id the message id which uniquely identifies this message and it’s eventual reply.

  • with_surb set to true

  • is_arq_send_op set to true

  • payload set to the message payload, as usual.

  • destination_id_hash set to the destination service node’s identity public key 32 byte hash.

  • recipient_queue_id is the destination queue identity. This is the destination the message will be delivered to.

3.6 Response message fields

A thin client connection always begins with the daemon sendings the client two messages, a connection status followed by a PKI document.

After this connection sequence phase, the daemon may send the thin client a connection status or PKI document update at any time.

Thin clients recieve four possible events inside of Response messages:

  1. connection status event
    • is_connected indicated whether the client is connected or not.
    • err may contain an error indicating why connection status changed.
  2. new PKI document event
    • payload is the CBOR serialied PKI document, stripped of all the cryptographic signatures.
  3. message sent event
    • message_id is a unique message ID
    • surb_id is the SURB ID
    • sent_at is the time the message was sent
    • replay_eta is the time we expect a reply
    • err is the optional error we received when attempting to send
  4. message reply event
    • message_id is a unique message ID
    • surb_id is a the SURB ID
    • payload is the replay payload
    • err is the error, if any.

2.4 - Katzenpost Kaetzchen Specification

Abstract

1. Introduction

This interface is meant to provide support for various autoresponder agents “Kaetzchen” that run on Katzenpost provider instances, thus bypassing the need to run a discrete client instance to provide functionality. The use-cases for such agents include, but are not limited to, user identity key lookup, a discard address, and a loop-back responder for the purpose of cover traffic.

1.1 Conventions Used in This Document

The key words “MUST”, “MUST NOT”, “REQUIRED”, “SHALL”, “SHALL NOT”, “SHOULD”, “SHOULD NOT”, “RECOMMENDED”, “MAY”, and “OPTIONAL” in this document are to be interpreted as described in RFC2119.

1.2. Terminology

SURB - “single use reply block” SURBs are used to achieve recipient anonymity, that is to say, SURBs function as a cryptographic delivery token that you can give to another client entity so that they can send you a message without them knowing your identity or location on the network. See SPHINXSPEC and SPHINX.

BlockSphinxPlaintext - The payload structure which is encapsulated by the Sphinx body. It is described in KATZMIXE2E, section

  1. Client and Provider processing of received packets

2. Extension Overview

Each Kaetzchen agent will register as a potential recipient on its Provider. When the Provider receives a forward packet destined for a Kaetzchen instance, it will hand off the fully unwrapped packet along with its corresponding SURB to the agent, which will then act on the packet and optionally reply utilizing the SURB.

3. Agent Requirements

  • Each agent operation MUST be idempotent.
  • Each agent operation request and response MUST fit within one Sphinx packet.
  • Each agent SHOULD register a recipient address that is prefixed with (Or another standardized delimiter, agreed to by all participating providers in a given mixnet).
  • Each agent SHOULD register a recipient address that consists of a
  • RFC5322 dot-atom value, and MUST register recipient addresses that are at most 64 octets in length.
  • The first byte of the agent's response payload MUST be 0x01 to allow clients to easily differentiate between SURB-ACKs and agent responses.

3.1 Mix Message Formats

Messages from clients to Kaetzchen use the following payload format in the forward Sphinx packet:

struct {
    uint8_t flags;
    uint8_t reserved; /* Set to 0x00. */
    select (flags) {
    case 0:
    opaque padding[sizeof(SphinxSURB)];
    case 1:
    SphinxSURB surb;
    }
    opaque plaintext[];
} KaetzchenMessage;

The plaintext component of a KaetzchenMessage MUST be padded by appending “0x00” bytes to make the final total size of a KaetzchenMessage equal to that of a BlockSphinxPlaintext.

Messages (replies) from the Kaetzchen to client use the following payload format in the SURB generated packet::

struct {
    opaque plaintext[];
} KaetzchenReply;

The plaintext component of a KaetzchenReply MUST be padded by appending “0x00” bytes to make the final total size of a KaetzchenReply equal to that of a BlockSphinxPlaintext

4. PKI Extensions

Each provider SHOULD publish the list of publicly accessible Kaetzchen agent endpoints in its MixDescriptor, along with any other information required to utilize the agent.

Provider should make this information available in the form of a map in which the keys are the label used to identify a given service, and the value is a map with arbitrary keys.

Valid service names refer to the services defined in extensions to this specification. Every service MUST be implemented by one and only one Kaetzchen agent.

For each service, the provider MUST advertise a field for the endpoint at which the Kaetzchen agent can be reached, as a key value pair where the key is endpoint, and the value is the provider side endpoint identifier.

{ "kaetzchen":
    { "keyserver" : {
            "endpoint": "+keyserver",
            "version" : 1 } },
    { "discard" : {
            "endpoint": "+discard", } },
    { "loop" : {
            "endpoint": "+loopback",
            "restrictedToUsers": true } },
}

5. Anonymity Considerations

In the event that the mix keys for the entire return path are compromised, it is possible for adversaries to unwrap the SURB and determine the final recipient of the reply.

Depending on what sort of operations a given agent implements, there may be additional anonymity impact that requires separate consideration.

Clients MUST NOT have predictable retranmission otherwise this makes active confirmations attacks possible which could be used to discover the ingress Provider of the client.

6. Security Considerations

It is possible to use this mechanism to flood a victim with unwanted traffic by constructing a request with a SURB destined for the target.

Depending on the operations implemented by each agent, the added functionality may end up being a vector for Denial of Service attacks in the form of CPU or network overload.

Unless the agent implements additional encryption, message integrity and privacy is limited to that which is provided by the base Sphinx packet format and parameterization.

7. Acknowledgments

The inspiration for this extension comes primarily from a design by Vincent Breitmoser.

Appendix A. References

Appendix A.1 Normative References

Appendix A.2 Informative References

Appendix B. Citing This Document

Appendix B.1 Bibtex Entry

Note that the following bibtex entry is in the IEEEtran bibtex style as described in a document called “How to Use the IEEEtran BIBTEX Style”.

@online{Kaetzchen,
title = {Katzenpost Provider-side Autoresponder Extension},
author = {Yawning Angel and Kali Kaneko and David Stainton},
url = {https://github.com/katzenpost/katzenpost/blob/main/docs/specs/kaetzchen.md},
year = {2018}
}

KATZMIXE2E

Angel, Y., Danezis, G., Diaz, C., Piotrowska, A., Stainton, D.,
"Katzenpost Mix Network End-to-end Protocol Specification",
July 2017,
https://github.com/katzenpost/katzenpost/blob/main/docs/specs/old/end_to_end.md

KATZMIXPKI

Angel, Y., Piotrowska, A., Stainton, D.,
"Katzenpost Mix Network Public Key Infrastructure Specification",
December 2017,
https://github.com/katzenpost/katzenpost/blob/main/docs/specs/pki.md

RFC2119

Bradner, S.,
"Key words for use in RFCs to Indicate Requirement Levels",
BCP 14, RFC 2119, DOI 10.17487/RFC2119,
March 1997,
http://www.rfc-editor.org/info/rfc2119

RFC5322

Resnick, P., Ed.,
"Internet Message Format",
RFC 5322, DOI 10.17487/RFC5322,
October 2008,
https://www.rfc-editor.org/info/rfc5322

SPHINX

Danezis, G., Goldberg, I.,
"Sphinx: A Compact and Provably Secure Mix Format",
DOI 10.1109/SP.2009.15,
May 2009,
http://research.microsoft.com/en-us/um/people/gdane/papers/sphinx-eprint.pdf

SPHINXSPEC

Angel, Y., Danezis, G., Diaz, C., Piotrowska, A., Stainton, D.,
"Sphinx Mix Network Cryptographic Packet Format Specification"
July 2017,
https://github.com/katzenpost/katzenpost/blob/main/docs/specs/sphinx.md

2.5 - KEM Sphinx Specification

KEMSphinx

KEMSphinx

David Stainton


Abstract

Here I present a modification of the Sphinx cryptographic packet format that uses a KEM instead of a NIKE whilst preserving the properties of bitwise unlinkability, constant packet size and route length hiding.

1. Introduction

We’ll express our KEM Sphinx header in pseudo code. The Sphinx body will be exactly the same as SPHINXSPEC Our basic KEM API has three functions:

  • PRIV_KEY, PUB_KEY = GEN_KEYPAIR(RNG)

  • ct, ss = ENCAP(PUB_KEY) - Encapsulate generates a shared secret, ss, for the public key and encapsulates it into a ciphertext.

  • ss = DECAP(PRIV_KEY, ct) - Decapsulate computes the shared key, ss, encapsulated in the ciphertext, ct, for the private key.

Additional notation includes:

  • || = concatenate two binary blobs together

  • PRF = pseudo random function, a cryptographic hash function, e.g. Blake2b.

Therefore we must embed these KEM ciphertexts in the KEMSphinx header, one KEM ciphertext per mix hop.

2. Post Quantum Hybrid KEM

Special care must be taken in order correctly compose a hybrid post quantum KEM that is IND-CCA2 robust.

The hybrid post quantum KEMs found in Cloudflare’s circl library are suitable to be used with Noise or TLS but not with KEM Sphinx because they are not IND-CCA2 robust. Noise and TLS achieve IND-CCA2 security by mixing in the public keys and ciphertexts into the hash object and therefore do not require an IND-CCA2 KEM.

Firstly, our post quantum KEM is IND-CCA2 however we must specifically take care to make our NIKE to KEM adapter have semantic security. Secondly, we must make a security preserving KEM combiner.

2.1 NIKE to KEM adapter

We easily achieve our IND-CCA2 security by means of hashing together the DH shared secret along with both of the public keys:

func ENCAPSULATE(their_pubkey publickey) ([]byte, []byte) {
    my_privkey, my_pubkey = GEN_KEYPAIR(RNG)
    ss = DH(my_privkey, their_pubkey)
    ss2 = PRF(ss || their_pubkey || my_pubkey)
    return my_pubkey, ss2
}

func DECAPSULATE(my_privkey, their_pubkey) []byte {
    s = DH(my_privkey, their_pubkey)
    shared_key = PRF(ss || my_pubkey || their_pubkey)
    return shared_key
}

2.2 KEM Combiner

The KEM Combiners paper KEMCOMB makes the observation that if a KEM combiner is not security preserving then the resulting hybrid KEM will not have IND-CCA2 security if one of the composing KEMs does not have IND-CCA2 security. Likewise the paper points out that when using a security preserving KEM combiner, if only one of the composing KEMs has IND-CCA2 security then the resulting hybrid KEM will have IND-CCA2 security.

Our KEM combiner uses the split PRF design from the paper when combining two KEM shared secrets together we use a hash function to also mix in the values of both KEM ciphertexts. In this pseudo code example we are hashing together the two shared secrets from the two underlying KEMs, ss1 and ss2. Additionally the two ciphertexts from the underlying KEMs, cct1 and cct2, are also hashed together:

func SplitPRF(ss1, ss2, cct1, cct2 []byte) []byte {
    cct := cct1 || cct2
    return PRF(ss1 || cct) XOR PRF(ss2 || cct)
}

Which simplifies to:

SplitPRF := PRF(ss1 || cct2) XOR PRF(ss2 || cct1)

The Split PRF can be used to combine an arbitrary number of KEMs. Here’s what it looks like with three KEMs:

func SplitPRF(ss1, ss2, ss3, cct1, cct2, cct3 []byte) []byte {
    cct := cct1 || cct2 || cct3
    return PRF(ss1 || cct) XOR PRF(ss2 || cct) XOR PRF(ss3 || cct)
}

3. KEMSphinx Header Design

NIKE Sphinx header elements:

  1. Version number (MACed but not encrypted)

  2. Group element

  3. Encrypted per routing commands

  4. MAC for this hop (authenticates header fields 1 thru 4)

KEM Sphinx header elements:

  1. Version number (MACed but not encrypted)

  2. One KEM ciphertext for use with the next hop

  3. Encrypted per routing commands AND KEM ciphtertexts, one for each additional hop

  4. MAC for this hop (authenticates header fields 1 thru 4)

We can say that KEMSphinx differs from NIKE Sphinx by replacing the header’s group element (e.g. an X25519 public key) field with the KEM ciphertext. Subsequent KEM ciphertexts for each hop are stored inside the Sphinx header routing information section.

First we must have a data type to express a mix hop, and we can use lists of these hops to express a route:

type PathHop struct {
    public_key kem.PublicKey
    routing_commands Commands
}

Here’s how we construct a KEMSphinx packet header where path is a list of PathHop, and indicates the route through the network:

  1. Derive the KEM ciphertexts for each hop.

route_keys = []
route_kems = []
for i := 0; i < num_hops; i++ {
    kem_ct, ss := ENCAP(path[i].public_key)
    route_kems += kem_ct
    route_keys += ss
}
  1. Derive the routing_information keystream and encrypted padding for each hop.

Same as in SPHINXSPEC except for the fact that each routing info slot is now increased by the size of the KEM ciphertext.

  1. Create the routing_information block.

Here we modify the Sphinx implementation to pack the next KEM ciphertext into each routing information block. Each of these blocks is decrypted for each mix mix hop which will decrypt the KEM ciphertext for the next hop in the route.

  1. Assemble the completed Sphinx Packet Header and Sphinx Packet Payload SPRP key vector. Same as in SPHINXSPEC except the kem_element field is set to the first KEM ciphertext, route_kems[0]:

var sphinx_header SphinxHeader
sphinx_header.additional_data = version
sphinx_header.kem_element = route_kems[0]
sphinx_header.routing_info = routing_info
sphinx_header.mac = mac

2. KEMSphinx Unwrap Operation

Most of the design here will be exactly the same as in SPHINXSPEC. However there are a few notable differences:

  1. The shared secret is derived from the KEM ciphertext instead of a DH.

  2. Next hop’s KEM ciphertext stored in the encrypted routing information.

3. Acknowledgments

I would like to thank Peter Schwabe for the original idea of simply replacing the Sphinx NIKE with a KEM and for answering all my questions. I’d also like to thank Bas Westerbaan for answering questions.

Appendix A. References

KEMCOMB. Federico Giacon, Felix Heuer, Bertram Poettering, "KEM Combiners", 2018. https://link.springer.com/chapter/10.1007/978-3-319-76578-5_7

SPHINX09. Danezis, G., Goldberg, I., "Sphinx: A Compact and Provably Secure Mix Format\", DOI 10.1109/SP.2009.15, May 2009. https://cypherpunks.ca/~iang/pubs/Sphinx_Oakland09.pdf

SPHINXSPEC. Angel, Y., Danezis, G., Diaz, C., Piotrowska, A., Stainton, D., "Sphinx Mix Network Cryptographic Packet Format Specification" July 2017. https://katzenpost.network/docs/specs/sphinx/

2.6 - Mix Decoy Stats Propagation

Abstract

In the context of continuous time mixing stategies such as the memoryless mix used by Katzenpost, n-1 attacks may use strategic packetloss. Nodes can also fail for benign reasons. Determining whether or not it’s an n-1 attack is outside the scope of this work.

This document describes how we will communicate statistics from mix nodes to mix network directory authorities which tells them about the packetloss they are observing.

1. Design Overview

Nodes (mixes, gateways, and providers) need upload packet-loss statistics to the directory authorities, so that authorities can label malfunctioning nodes as such in the consensus in the next epoch.

Nodes currently sign and upload a Descriptor in each epoch.

In the future, they would instead upload a “UploadDescStats” containing: * Descriptor * Stats * Signature

Stats contains: * a map from pairs-of-mixes to the ratio of count-of-loops-sent vs count-of-loops-received

refer to our non-existent document on Provider orignated deocy loop traffic design discussion

1.3 Terminology

  • wire protocol - refers to our PQ Noise based protocol which currently uses TCP but in the near future will optionally use QUIC. This protocol has messages known as wire protocol commands, which are used for various mixnet functions such as sending or retrieving a message, dirauth voting etc. For more information, please see our design doc: wire protocol specification

  • Providers - refers to a set of node on the edge of the network which have two roles, handle incoming client connections and run mixnet services. Soon we should get rid of Providers and replace it with two different sets, gateway nodes and service nodes.

  • Epoch - The Katzenpost epoch is currently set to a 20 minute duration. Each new epoch there is a new PKI document published containing public key material that will only be valid for that epoch.

2. Tracking Packet Loss and Detecting Faulty Mixes

Katzenpost lets different elements in the network track whether other elements are functioning correctly. A node A will do this by sending packets in randomly generated loops through the network, and tracking whether the loop comes back or not. When it comes back, it will mark that as evidence, that the nodes on the path of that loop are functioning correctly.

Experimental setup, node A:

  • Data: each network node A collects a record of emitted test loops in a certain epoch, their paths and whether they returned or not. Importantly, each loop is the same length and includes l steps.
  • A segment is defined as a possible connection from a device in the network to another, for example from a node in the layer k to a node in the layer k+1. Each loop is a sequence of such segments.
  • Each node A will create 3 hashmaps, sent_loops_A, completed_loops_A and ratios_A. Each of these will use a pair of concatenated mixnode ID’s as the key. The ordering of the ID’s will be from lesser topology layer to greater, e.g. the two-tuple (n, n+1) which is represented here as a 64 byte array:
var sent_loops_A map[[64]byte]int
var completed_loops_A map[[64]byte]int
var ratios_A map[[64]byte]float64
  • Every time the node A sends out a test loop, for each segment in the loop path, it will increment the value in sent_loops_A.
  • When a test loop returns, for each step in the loop path, it will increment the value in completed_loops_A.
  • Generate a new map entry in ratios_A for each mix-node-pair p, if sent_loops_A[p]==0 set ratios_A[p]=1. Else ratios_A[p] = completed_loops_A[p]/sent_loops_A[p]
  • Plot the resulting distribution, and calculate the standard deviation to detect anomalies. Have the node report significant anomalies after a sufficient time period as to not leak information on the route of individual loops.
  • Anomalies may have to be discarded if the corresponding sent_loops_A[p] is small.

You would expect the distribution of values in completed_loops to approximate a binomial distribution. In an absence of faulty nodes, ratios should be 1, and when there are some faulty nodes values at faulty nodes should approach 0 (if the node doesn’t work at all), and be binomially distributed at nodes that can share a loop with faulty nodes.

Therefore each mix node generates a statistics report to upload to the dirauth nodes, of the struct type:

type LoopStats struct {
    Epoch           uint64
    MixIdentityHash *[32]byte
    Ratios          map[[64]byte]float64
}

The report is subsequently uploaded to the directory authorities, which combine the reports of individual nodes into a health status of the network and arrive at a consensus decision about the topology of the network.

3. Uploading Stats to Dirauths

Stats reports are uploaded along with the mix descriptor every Epoch. A cryptographic signature covers both of these fields:

type UploadDescStats struct {
         Descriptor []byte
         StatsReport []byte
         Signature []byte
 }

Statistics reports collected during the XXX period of time, that is, the time between descriptor N+1 upload and descriptor N+2 upload, are what will affect the topology choices in epoch N+2 if the dirauths collectively decide to act on the very latest statistics reports in order to determine for example if a mix node should be removed from the network:

| ---------------- epoch N ---------------- | ---------------- epoch N+1 ---------------- | ---------------- epoch N+2 ---------------- |
| ----------- UD_N+1 ---------------------- | ------------ UD N+2 ----------------------- | ----------- UD N+3 ------------------------ |
         | ------------------ XXX ---------------- |

2.7 - Katzenpost Mixnet Specification

Abstract

This document describes the high level architecture and detailed protocols and behavior required of mix nodes participating in the Katzenpost Mix Network.

1. Introduction

This specification provides the design of a mix network meant provide an anonymous messaging protocol between clients and public mixnet services.

Various system components such as client software, end to end messaging protocols, Sphinx cryptographic packet format and wire protocol are described in their own specification documents.

1.1 Terminology

  • A KiB is defined as 1024 8 bit octets.

  • Mixnet - A mixnet also known as a mix network is a network of mixes that can be used to build various privacy preserving protocols.

  • Mix - A cryptographic router that is used to compose a mixnet. Mixes use a cryptographic operation on messages being routed which provides bitwise unlinkability with respect to input versus output messages. Katzenpost is a decryption mixnet that uses the Sphinx cryptographic packet format.

  • Node - A Mix. Client's are NOT considered nodes in the mix network. However note that network protocols are often layered; in our design documents we describe "mixnet hidden services" which can be operated by mixnet clients. Therefore if you are using node in some adherence to methematical termonology one could conceivably designate a client as a node. That having been said, it would not be appropriate to the discussion of our core mixnet protocol to refer to the clients as nodes.

  • Entry mix, Entry node - An entry mix is a mix that has some additional features:

  1. An entry mix is always the first hop in routes where the message originates from a client.
  2. An entry mix authenticates client’s direct connections via the mixnet’s wire protocol.
  3. An entry mix queues reply messages and allows clients to retrieve them later.
  • Service mix - A service mix is a mix that has some additional features:
  1. A service mix is always the last hop in routes where the message originates from a client.
  2. A service mix runs mixnet services which use a Sphinx SURB based protocol.
  • User - An agent using the Katzenpost system.

  • Client - Software run by the User on its local device to participate in the Mixnet. Again let us reiterate that a client is not considered a "node in the network" at the level of analysis where we are discussing the core mixnet protocol in this here document.

  • Katzenpost - A project to design many improved decryption mixnet protocols.

    Classes of traffic - We distinguish the following classes of traffic:

  • SURB Replies (also sometimes referred to as ACKs)

  • Forward messages

  • Packet - Also known as a Sphinx packet. A nested encrypted packet that, is routed through the mixnet and cryptographically transformed at each hop. The length of the packet is fixed for every class of traffic. Packet payloads encapsulate messages.

  • Payload - The payload, also known as packet payload, is a portion of a Packet containing a message, or part of a message, to be delivered anonymously.

  • Message - A variable-length sequence of octets sent anonymously through the network. Short messages are sent in a single packet; long messages are fragmented across multiple packets.

  • MSL - Maximum Segment Lifetime, 120 seconds.

1.2 Conventions Used in This Document

The key words “MUST”, “MUST NOT”, “REQUIRED”, “SHALL”, “SHALL NOT”, “SHOULD”, “SHOULD NOT”, “RECOMMENDED”, “MAY”, and “OPTIONAL” in this document are to be interpreted as described in RFC2119

2. System Overview

The presented system design is based on LOOPIX Below, we present the system overview.

The entry mixes are responsible for authenticating clients, accepting packets from the client, and forwarding them to the mix network, which then relays packets to the destination service mix. Our network design uses a strict topology where forward message traverse the network from entry mix to service mix. Service mixes can optionally reply if the forward message contained a Single Use Reply Block (see SPHINXSPEC.

The PKI system that handles the distribution of various network wide parameters, and information required for each participant to participate in the network such as IP address/port combinations that each node can be reached at, and cryptographic public keys. The specification for the PKI is beyond the scope of this document and is instead covered in KATZMIXPKI.

The mix network provides neither reliable nor in-order delivery semantics. The described mix network is neither a user facing messaging system nor is it an application. It is intended to be a low level protocol which can be composed to form more elaborate mixnet protocols with stronger more useful privacy notions.

2.1 Threat Model

Here we cannot present the threat model to the higher level mixnet protocols. However this low level core mixnet protocol does have it’s own threat model which we attempt to illucidate here.

We assume that the clients only talk to mixnet services. These services make use of a client provided delivery token known as a SURB (Single Use Reply Block) to send their replies to the client without knowing the client’s entry mix. This system guarantees third-party anonymity, meaning that no parties other than client and the service are able to learn that the client and service are communicating. Note that this is in contrast with other designs, such as Mixminion, which provide sender anonymity towards recipients as well as anonymous replies.

Mixnet clients will randomly select an entry node to use and may reconnect if disconnected for under a duration threshold. The entry mix can determine the approximate message volume originating from and destined to a given client. We consider the entry mix follows the protocol and might be an honest-but-curious adversary.

External local network observers can not determine the number of Packets traversing their region of the network because of the use of decoy traffic sent by the clients. Global observers will not be able to de-anonymize packet paths if there are enough packets traversing the mix network. Longer term statistical disclosure attacks are likely possible in order to link senders and receivers.

A malicious mix only has the ability to remember which input packets correspond to the output packets. To discover the entire path all of the mixes in the path would have to be malicious. Moreover, the malicious mixes can drop, inject, modify or delay the packets for more or less time than specified.

2.2 Network Topology

The Katzenpost Mix Network uses a layered topology consisting of a fixed number of layers, each containing a set of mixes. At any given time each Mix MUST only be assigned to one specific layer. Each Mix in a given layer N is connected to every other Mix in the previous and next layer, and or every participating Provider in the case of the mixes in layer 0 or layer N (first and last layer). :

Layer 0          Layer 1        Layer 2        Layer 3           Layer 4
+-----------+      +-------+      +-------+      +-------+      +-------------+
+-> | entry mix | -+-> |  Mix  | -+-> |  Mix  | -+-> |  Mix  | -+-> | service mix |
|   +-----------+  |   +-------+  |   +-------+  |   +-------+  |   +-------------+
|                  |              |              |              |
|   +-----------+  |   +-------+  |   +-------+  |   +-------+  |   +-------------+
+-> | entry mix | -+-> |  Mix  | -+-> |  Mix  | -+-> |  Mix  | -+-> | service mix |
|   +-----------+  |   +-------+  |   +-------+  |   +-------+  |   +-------------+
|                  |              |              |              |
|                  |   +-------+  |   +-------+  |   +-------+  |   +-------------+
|                  +-> |  Mix  | -+-> |  Mix  | -+-> |  Mix  | -+-> | service mix |
|                      +-------+      +-------+      +-------+  |   +-------------+
|                                                               |
+---------------------------------------------------------------+

Note: Multiple distinct connections are collapsed in the figure for sake of brevity/clarity.

The network topology MUST also maximize the number of security domains traversed by the packets. This can be achieved by not allowing mixes from the same security domain to be in different layers.

Requirements for the topology:

  • Should allow for non-uniform throughput of each mix (Get bandwidth weights from the PKI).
  • Should maximize distribution among security domains, in this case the mix descriptor specified family field would indicate the security domain or entity operating the mix.
  • Other legal jurisdictional region awareness for increasing the cost of compulsion attacks.

3. Packet Format Overview

For the packet format of the transported messages we use the Sphinx cryptographic packet format. The detailed description of the packet format, construction, processing and security / anonymity considerations see SPHINXSPEC, “The Sphinx Mix Network Cryptographic Packet Format Specification”.

As the Sphinx packet format is generic, the Katzenpost Mix Network must provide a concrete instantiation of the format, as well as additional Sphinx per-hop routing information commands.

3.1 Sphinx Cryptographic Primitives

For the current version of the Katzenpost Mix Network, let the following cryptographic primitives be used as described in the Sphinx specification.

  • H(M) - As the output of this primitive is only used locally to a Mix, any suitable primitive may be used.
  • MAC(K, M) - HMAC-SHA256 RFC6234, M_KEY_LENGTH of 32 bytes (256 bits), and MAC_LENGTH of 32 bytes (256 bits).
  • KDF(SALT, IKM) - HKDF-SHA256, HKDF-Expand only, with SALT used as the info parameter.
  • S(K, IV) - CTR-AES256 [SP80038A], S_KEY_LENGTH of 32 bytes (256 bits), and S_IV_LENGTH of 12 bytes (96 bits), using a 32 bit counter.
  • SPRP_Encrypt(K, M)/SPRP_Decrypt(K, M) - AEZv5 AEZV5, SPRP_KEY_LENGTH of 48 bytes (384 bits). As there is a disconnect between AEZv5 as specified and the Sphinx usage, let the following be the AEZv5 parameters:
    • nonce - 16 bytes, reusing the per-hop Sphinx header IV.
    • additional_data - Unused.
    • tau - 0 bytes.
  • EXP(X, Y) - X25519 RFC7748 scalar multiply, GROUP_ELEMENT_LENGTH of 32 bytes (256 bits), G is the X25519 base point.

3.2 Sphinx Packet Parameters

The following parameters are used as for the Katzenpost Mix Network instantiation of the Sphinx Packet Format:

  • AD_SIZE - 2 bytes.
  • SECURITY_PARAMETER - 32 bytes. (except for our SPRP which we plan to upgrade)
  • PER_HOP_RI_SIZE - (XXX/ya: Addition is hard, let's go shopping.)
  • NODE_ID_SIZE - 32 bytes, the size of the Ed25519 public key, used as Node identifiers.
  • RECIPIENT_ID_SIZE - 64 bytes, the maximum size of local-part component in an e-mail address.
  • SURB_ID_SIZE - Single Use Reply Block ID size, 16 bytes.
  • MAX_HOPS - 5, the ingress provider, a set of three mixes, and the egress provider.
  • PAYLOAD_SIZE - (XXX/ya: Subtraction is hard, let's go shopping.)
  • KDF_INFO - The byte string Katzenpost-kdf-v0-hkdf-sha256.

The Sphinx Packet Header additional_data field is specified as follows:

struct {
    uint8_t version;  /* 0x00 */
    uint8_t reserved; /* 0x00 */
} KatzenpostAdditionalData;

Double check to ensure that this causes the rest of the packet header to be 4 byte aligned, when wrapped in the wire protocol command and framing. This might need to have 3 bytes reserved instead.

All nodes MUST reject Sphinx Packets that have additional_data that is not as specified in the header.

Design decision.

  • We can eliminate a trial decryption step per packet around the epoch transitions by having a command that rewrites the AD on a per-hop basis and including an epoch identifier.

I am uncertain as to if the additional complexity is worth it for a situation that can happen for a few minutes out of every epoch.

3.3 Sphinx Per-hop Routing Information Extensions

The following extensions are added to the Sphinx Per-Hop Routing Information commands.

Let the following additional routing commands be defined in the extension RoutingCommandType range (0x80 - 0xff):

enum {
    mix_delay(0x80),
} KatzenpostCommandType;

The mix_delay command structure is as follows:

struct {
    uint32_t delay_ms;
} NodeDelayCommand;

4. Mix Node Operation

All Mixes behave in the following manner:

  • Accept incoming connections from peers, and open persistent connections to peers as needed Section 4.1 <4.1>.
  • Periodically interact with the PKI to publish Identity and Sphinx packet public keys, and to obtain information about the peers it should be communicating with, along with periodically rotating the Sphinx packet keys for forward secrecy Section 4.2 <4.2>.
  • Process inbound Sphinx Packets, delay them for the specified time and forward them to the appropriate Mix and or Provider Section 4.3 <4.3>.

All Nodes are identified by their link protocol signing key, for the purpose of the Sphinx packet source routing hop identifier.

All Nodes participating in the Mix Network MUST share a common view of time, via NTP or similar time synchronization mechanism.

All communication to and from participants in the Katzenpost Mix Network is done via the Katzenpost Mix Network Wire Protocol KATZMIXWIRE.

Nodes are responsible for establishing the connection to the next hop, for example, a mix in layer 0 will accept inbound connections from all Providers listed in the PKI, and will proactively establish connections to each mix in layer 1.

Nodes MAY accept inbound connections from unknown Nodes, but MUST not relay any traffic until they became known via listing in the PKI document, and MUST terminate the connection immediately if authentication fails for any other reason.

Nodes MUST impose an exponential backoff when reconnecting if a link layer connection gets terminated, and the minimum retry interval MUST be no shorter than 5 seconds.

Nodes MAY rate limit inbound connections as required to keep load and or resource use at a manageable level, but MUST be prepared to handle at least one persistent long lived connection per potentially eligible peer at all times.

4.2 Sphinx Mix and Provider Key Rotation

Each Node MUST rotate the key pair used for Sphinx packet processing periodically for forward secrecy reasons and to keep the list of seen packet tags short. The Katzenpost Mix Network uses a fixed interval (epoch), so that key rotations happen simultaneously throughout the network, at predictable times.

Let each epoch be exactly 10800 seconds (3 hours) in duration, and the 0th Epoch begin at 2017-06-01 00:00 UTC. For more details see our “Katzenpost Mix Network Public Key Infrastructure Specification” document. KATZMIXPKI

4.3 Sphinx Packet Processing

The detailed processing of the Sphinx packet is described in the Sphinx specification: “The Sphinx Mix Network Cryptographic Packet Format Specification”. Below, we present an overview of the steps which the node is performing upon receiving the packet:

  1. Records the time of reception.
  2. Perform a Sphinx_Unwrap operation to authenticate and decrypt a packet, discarding it immediately if the operation fails.
  3. Apply replay detection to the packet, discarding replayed packets immediately.
  4. Act on the routing commands.

All packets processed by Mixes MUST contain the following commands.

  • NextNodeHopCommand, specifying the next Mix or Provider that the packet will be forwarded to.
  • NodeDelayCommand, specifying the delay in milliseconds to be applied to the packet, prior to forwarding it to the Node specified by the NextNodeHopCommand, as measured from the time of reception.

Mixes MUST discard packets that have any commands other than a NextNodeHopCommand or a NodeDelayCommand. Note that this does not apply to Providers or Clients, which have additional commands related to recipient and SURB (Single Use Reply Block) processing.

Nodes MUST continue to accept the previous epoch’s key for up to 1MSL past the epoch transition, to tolerate latency and clock skew, and MUST start accepting the next epoch’s key 1MSL prior to the epoch transition where it becomes the current active key.

Upon the final expiration of a key (1MSL past the epoch transition), Nodes MUST securely destroy the private component of the expired Sphinx packet processing key along with the backing store used to maintain replay information associated with the expired key.

Nodes MAY discard packets at any time, for example to keep congestion and or load at a manageable level, however assuming the Sphinx_Unwrap operation was successful, the packet MUST be fed into the replay detection mechanism.

Nodes MUST ensure that the time a packet is forwarded to the next Node is around the time of reception plus the delay specified in NodeDelayCommand. Since exact millisecond processing is unpractical, implementations MAY tolerate a small window around that time for packets to be forwarded. That tolerance window SHOULD be kept minimal.

Nodes MUST discard packets that have been delayed for significantly more time than specified by the NodeDelayCommand.

5. Anonymity Considerations

5.1 Topology

Layered topology is used because it offers the best level of anonymity and ease of analysis, while being flexible enough to scale up traffic. Whereas most mixnet papers discuss their security properties in the context of a cascade topology, which does not scale well, or a free-route network, which quickly becomes intractable to analyze when the network grows, while providing slightly worse anonymity than a layered topology. MIXTOPO10

Important considerations when assigning mixes to layers, in order of decreasing importance, are:

  1. Security: do not allow mixes from one security domain to be in different layers to maximise the number of security domains traversed by a packet
  2. Performance: arrange mixes in layers to maximise the capacity of the layer with the lowest capacity (the bottleneck layer)
  3. Security: arrange mixes in layers to maximise the number of jurisdictions traversed by a packet (this is harder to do really well than it seems, requires understanding of legal agreements such as MLATs).

5.2 Mixing strategy

As a mixing technique the Poisson mix strategy LOOPIX and KESDOGAN98 is used, which REQUIRES that a packet at each hop in the route is delayed by some amount of time, randomly selected by the sender from an exponential distribution. This strategy allows to prevent the timing correlation of the incoming and outgoing traffic from each node. Additionally, the parameters of the distribution used for generating the delay can be tuned up and down depending on the amount of traffic in the network and the application for which the system is deployed.

6. Security Considerations

The source of all authority in the mixnet system comes from the Directory Authority system which is also known as the mixnet PKI. This system gives the mixes and clients a consistent view of the network while allowing human intervention when needed. All public mix key material and network connection information is distributed by this Directory Authority system.

Appendix A. References

Appendix A.1 Normative References

Appendix A.2 Informative References

Appendix B. Citing This Document

Appendix B.1 Bibtex Entry

Note that the following bibtex entry is in the IEEEtran bibtex style as described in a document called “How to Use the IEEEtran BIBTEX Style”.

@online{KatzMixnet,
title = {Katzenpost Mix Network Specification},
author = {Yawning Angel and George Danezis and Claudia Diaz and Ania Piotrowska and David Stainton},
url = {https://github.com/katzenpost/katzenpost/blob/main/docs/specs/mixnet.rst},
year = {2017}
}

AEZV5

Hoang, V., Krovetz, T., Rogaway, P.,
"AEZ v5: Authenticated Encryption by Enciphering",
March 2017,
http://web.cs.ucdavis.edu/~rogaway/aez/aez.pdf

KATZMIXE2E

Angel, Y., Danezis, G., Diaz, C., Piotrowska, A., Stainton, D.,
"Katzenpost Mix Network End-to-end Protocol Specification", 
July 2017,
https://github.com/katzenpost/katzenpost/blob/main/docs/specs/old/end_to_end.md

KATZMIXPKI

Angel, Y., Piotrowska, A., Stainton, D.,
"Katzenpost Mix Network Public Key Infrastructure Specification",
December 2017,
https://github.com/katzenpost/katzenpost/blob/master/docs/specs/pki.md

KATZMIXWIRE

Angel, Y., 
"Katzenpost Mix Network Wire Protocol Specification",
June 2017.
https://github.com/katzenpost/katzenpost/blob/master/docs/specs/wire-protocol.md

KESDOGAN98

Kesdogan, D., Egner, J., and Büschkes, R.,
"Stop-and-Go-MIXes Providing Probabilistic Anonymity in an Open System."
Information Hiding, 1998,
https://www.freehaven.net/anonbib/cache/stop-and-go.pdf

LOOPIX

Piotrowska, A., Hayes, J., Elahi, T., Meiser, S., Danezis, G.,
"The Loopix Anonymity System",
USENIX, August, 2017
https://arxiv.org/pdf/1703.00536.pdf

MIXTOPO10

Diaz, C., Murdoch, S., Troncoso, C.,
"Impact of Network Topology on Anonymity and Overhead in Low-Latency Anonymity Networks",
PETS, July 2010,
https://www.esat.kuleuven.be/cosic/publications/article-1230.pdf

RFC2119

Bradner, S.,
"Key words for use in RFCs to Indicate Requirement Levels",
BCP 14, RFC 2119, DOI 10.17487/RFC2119,
March 1997,
http://www.rfc-editor.org/info/rfc2119

RFC5246

Dierks, T. and E. Rescorla,
"The Transport Layer Security (TLS) Protocol Version 1.2",
RFC 5246, DOI 10.17487/RFC5246,
August 2008,
https://www.rfc-editor.org/info/rfc5246

RFC6234

Eastlake 3rd, D. and T. Hansen,
"US Secure Hash Algorithms (SHA and SHA-based HMAC and HKDF)\"
RFC 6234, DOI 10.17487/RFC6234,
May 2011,
https://www.rfc-editor.org/info/rfc6234

RFC7748

Langley, A., Hamburg, M., and S. Turner,
"Elliptic Curves for Security", 
RFC 7748,
January 2016.

SP80038A

Dworkin, M.,
"Recommendation for Block Cipher Modes of Operation",
SP800-38A, 10.6028/NIST.SP.800,
December 2001,
https://doi.org/10.6028/NIST.SP.800-38A

SPHINXSPEC

Angel, Y., Danezis, G., Diaz, C., Piotrowska, A., Stainton, D.,
"Sphinx Mix Network Cryptographic Packet Format Specification"
July 2017,
https://github.com/katzenpost/katzenpost/blob/master/docs/specs/sphinx.md

2.8 - Katzenpost PKI Specification

Abstract

1. Introduction

Mixnets are designed with the assumption that a Public Key Infrastructure (PKI) exists and it gives each client the same view of the network. This specification is inspired by the Tor and Mixminion Directory Authority systems MIXMINIONDIRAUTH TORDIRAUTH whose main features are precisely what we need for our PKI. These are decentralized systems meant to be collectively operated by multiple entities.

The mix network directory authority system (PKI) is essentially a cooperative decentralized database and voting system that is used to produce network consensus documents which mix clients periodically retrieve and use for their path selection algorithm when creating Sphinx packets. These network consensus documents are derived from a voting process between the Directory Authority servers.

This design prevents mix clients from using only a partial view of the network for their path selection so as to avoid fingerprinting and bridging attacks FINGERPRINTING, BRIDGING, and LOCALVIEW.

The PKI is also used by Authority operators to specify network-wide parameters, for example in the Katzenpost Decryption Mix Network KATZMIXNET the Poisson mix strategy is used and, therefore, all clients must use the same lambda parameter for their exponential distribution function when choosing hop delays in the path selection. The Mix Network Directory Authority system, aka PKI, SHALL be used to distribute such network-wide parameters in the network consensus document that have an impact on security and performance.

1.1 Conventions Used in This Document

The key words “MUST”, “MUST NOT”, “REQUIRED”, “SHALL”, “SHALL NOT”, “SHOULD”, “SHOULD NOT”, “RECOMMENDED”, “MAY”, and “OPTIONAL” in this document are to be interpreted as described in RFC2119.

The “C” style Presentation Language as described in RFC5246 Section 4 is used to represent data structures for additional cryptographic wire protocol commands. KATZMIXWIRE

1.2 Terminology

PKI - Public Key Infrastructure

Directory Authority system - refers to specific PKI schemes used by

Mixminion and Tor

MSL - maximum segment lifetime

mix descriptor - A database record which describes a component mix

family - Identifier of security domains or entities operating one or more mixes in the network. This is used to inform the path selection algorithm.

nickname - simply a nickname string that is unique in the consensus document, see “Katzenpost Mix Network Specification” section “2.2. Network Topology”.

layer - The layer indicates which network topology layer a particular mix resides in.

Provider - A service operated by a third party that Clients communicate directly with to communicate with the Mixnet. It is responsible for Client authentication, forwarding outgoing messages to the Mixnet, and storing incoming messages for the Client. The Provider MUST have the ability to perform cryptographic operations on the relayed messages.

1.3 Security Properties Overview

This Directory Authority system has the following feature goals and security properties:

  • All Directory Authority servers must agree with each other on the set of Directory Authorities.
  • All Directory Authority servers must agree with each other on the set of mixes.
  • This system is intentionally designed to provide identical network consensus documents to each mix client. This mitigates epistemic attacks against the client path selection algorithm such as fingerprinting and bridge attacks FINGERPRINTING BRIDGING.
  • This system is NOT byzantine-fault-tolerant, it instead allows for manual intervention upon consensus fault by the Directory Authority operators. Further, these operators are responsible for expelling bad acting operators from the system.
  • This system enforces the network policies such as mix join policy wherein intentionally closed mixnets will prevent arbitrary hosts from joining the network by authenticating all descriptor signatures with a list of allowed public keys.
  • The Directory Authority system for a given mix network is essentially the root of all authority.

1.4 Differences from Tor and Mixminion Directory Authority systems

In this document we specify a Directory Authority system which is different from that of Tor's and Mixminion’s in a number of ways:

  • The list of valid mixes is expressed in an allowlist. For the time being there is no specified “bandwidth authority” system which verifies the health of mixes (Further research required in this area).
  • There’s no non-directory channel to inform clients that a node is down, so it will end up being a lot of packet loss, since clients will continue to include the missing node in their path selection until keys published by the node expire and it falls out of the consensus.
  • The schema of the mix descriptors is different from that used in Mixminion and Tor, including a change which allows our mix descriptor to express n Sphinx mix routing public keys in a single mix descriptor whereas in the Tor and Mixminion Directory Authority systems, n descriptors are used.
  • The serialization format of mix descriptors is different from that used in Mixminion and Tor.
  • The shared random number computation is performed every voting round, and is required for a vote to be accepted by each authority. The shared random number is used to deterministically generate the network topology.

2. Overview of Mix PKI Interaction

Each Mix MUST rotate the key pair used for Sphinx packet processing periodically for forward secrecy reasons and to keep the list of seen packet tags short. SPHINX09 SPHINXSPEC The Katzenpost Mix Network uses a fixed interval (epoch), so that key rotations happen simultaneously throughout the network, at predictable times.

Each Directory Authority server MUST use some time synchronization protocol in order to correctly use this protocol. This Directory Authority system requires time synchronization to within a few minutes.

Let each epoch be exactly 1200 seconds (20 minutes) in duration, and the 0th Epoch begin at 2017-06-01 00:00 UTC.

To facilitate smooth operation of the network and to allow for delays that span across epoch boundaries, Mixes MUST publish keys to the PKI for at least 3 epochs in advance, unless the mix will be otherwise unavailable in the near future due to planned downtime.

At an epoch boundary, messages encrypted to keys from the previous epoch are accepted for a grace period of 2 minutes.

Thus, at any time, keys for all Mixes for the Nth through N + 2nd epoch will be available, allowing for a maximum round trip (forward message + SURB) delay + transit time of 40 minutes. SURB lifetime is limited to a single epoch because of the key rotation epoch, however this shouldn’t present any useability problems since SURBs are only used for sending ACK messages from the destination Provider to the sender as described in KATZMIXE2E.

2.1 PKI Protocol Schedule

There are two main constraints to Authority schedule:

  1. There MUST be enough key material extending into the future so that clients are able to construct Sphinx packets with a forward and reply paths.

  2. All participants should have enough time to participate in the protocol; upload descriptors, vote, generate documents, download documents, establish connections for user traffic.

The epoch duration of 20 minutes is more than adequate for these two constraints.

NOTE: perhaps we should make it shorter? but first let’s do some scaling and bandwidth calculations to see how bad it gets…

2.1.1 Directory Authority Server Schedule

Directory Authority server interactions are conducted according to the following schedule, where T is the beginning of the current epoch, and P is the length of the epoch period.

  • T - Epoch begins
  • T + P/2 - Vote exchange
  • T + (5/8)*P - Reveal exchange
  • T + (6/8)*P - Tabulation and signature exchange
  • T + (7/8)*P - Publish consensus

2.1.2 Mix Schedule

Mix PKI interactions are conducted according to the following schedule, where T is the beginning of the current epoch.

T + P/8 - Deadline for publication of all mixes documents for the next epoch.

T + (7/8)*P - This marks the beginning of the period where mixes perform staggered fetches of the PKI consensus document.

T + (8/9)*P - Start establishing connections to the new set of relevant mixes in advance of the next epoch.

T + P - 1MSL - Start accepting new Sphinx packets encrypted to the next epoch’s keys.

T + P + 1MSL - Stop accepting new Sphinx packets encrypted to the previous epoch’s keys, close connections to peers no longer listed in the PKI documents and erase the list of seen packet tags.

Mix layer changes are controlled by the Directory Authorities and therefore a mix can be reassigned to a different layer in our stratified topology at any new epoch. Mixes will maintain incoming and outgoing connections to the various nodes until all mix keys have expired, iff the node is still listed anywhere in the current document.

3. Voting for Consensus Protocol

In our Directory Authority protocol, all the actors conduct their behavior according to a common schedule as outlined in section "2.1 PKI Protocol Schedule". The Directory Authority servers exchange messages to reach consensus about the network. Other tasks they perform include collecting mix descriptor uploads from each mix for each key rotation epoch, voting, shared random number generation, signature exchange and publishing of the network consensus documents.

3.1 Protocol Messages

There are only two document types in this protocol:

  • mix_descriptor: A mix descriptor describes a mix.
  • directory: A directory contains a list of descriptors and other information that describe the mix network.

Mix descriptor and directory documents MUST be properly signed.

3.1.1 Mix Descriptor and Directory Signing

Mixes MUST compose mix descriptors which are signed using their private identity key, an ed25519 key. Directories are signed by one or more Directory Authority servers using their authority key, also an ed25519 key. In all cases, signing is done using JWS RFC7515.

3.2 Vote Exchange

As described in section “2.1 PKI Protocol Schedule”, the Directory Authority servers begin the voting process 1/8 of an epoch period after the start of a new epoch. Each Authority exchanges vote directory messages with each other.

Authorities archive votes from other authorities and make them available for retreival. Upon receiving a new vote, the authority examines it for new descriptors and includes any valid descriptors in its view of the network.

Each Authority includes in its vote a hashed value committing to a choice of a random number for the vote. See section 4.3 for more details.

3.2.1 Voting Wire Protocol Commands

The Katzenpost Wire Protocol as described in KATZMIXWIRE is used by Authorities to exchange votes. We define additional wire protocol commands for sending votes:

enum {

:   vote(22), vote_status(23),

} Command;

The structures of these commands are defined as follows:

struct {
:   uint64_t epoch_number; opaque public_key[ED25519_KEY_LENGTH];
    opaque payload[];

} VoteCommand;

struct {
:   uint8 error_code;

} VoteStatusCommand;

3.2.2 The vote Command

The vote command is used to send a PKI document to a peer Authority during the voting period of the PKI schedule.

The payload field contains the signed and serialized PKI document representing the sending Authority’s vote. The public_key field contains the public identity key of the sending Authority which the receiving Authority can use to verify the signature of the payload. The epoch_number field is used by the receiving party to quickly check the epoch for the vote before deserializing the payload.

Each authority MUST include its commit value for the shared random computation in this phase along with its signed vote. This computation is derived from the Tor Shared Random Subsystem, TORSRV.

3.2.3 The vote_status Command

The vote_status command is used to reply to a vote command. The error_code field indicates if there was a failure in the receiving of the PKI document.

enum {

:   vote_ok(0), /\* None error condition. */ vote_too_early(1), /*
    The Authority should try again later. */ vote_too_late(2), /*
    This round of voting was missed. \*/
}

The epoch_number field of the vote struct is compared with the epoch that is currently being voted on. vote_too_early and vote_too_late are replied back to the voter to report that their vote was not accepted.

3.3 Reveal Exchange

As described in section “2.1 PKI Protocol Schedule”, the Directory Authority servers exchange the reveal values after they have exchanged votes which contain a commit value. Each Authority exchanges reveal messages with each other.

3.3.1 Reveal Wire Protocol Commands

The Katzenpost Wire Protocol as described in KATZMIXWIRE is used by Authorities to exchange reveal values previously commited to in their votes. We define additional wire protocol commands for exchanging reveals:

enum {
:   reveal(25), reveal_status(26),
} Command;

The structures of these commands are defined as follows:

struct {
:   uint64_t epoch_number; opaque public_key[ED25519_KEY_LENGTH];
    opaque payload[];

} RevealCommand;

struct {
:   uint8 error_code;

} RevealStatusCommand;

3.3.2 The reveal Command

The reveal command is used to send a reveal value to a peer authority during the reveal period of the PKI schedule.

The payload field contains the signed and serialized reveal value. The public_key field contains the public identity key of the sending Authority which the receiving Authority can use to verify the signature of the payload. The epoch_number field is used by the receiving party to quickly check the epoch for the reveal before deserializing the payload.

3.3.3 The reveal_status Command

The reveal_status command is used to reply to a reveal command. The error_code field indicates if there was a failure in the receiving of the shared random reveal value.

enum {

:   reveal_ok(8), /* None error condition. */ reveal_too_early(9), 
    /* The Authority should try again later. */
    reveal_not_authorized(10), /* The Authority was rejected. */
    reveal_already_received(11), /* The Authority has already revealed
    this round. */ reveal_too_late(12) /* This round of revealing was
    missed. */

} Errorcodes;

The epoch_number field of the reveal struct is compared with the epoch that is currently being voted on. reveal_too_early and reveal_too_late are replied back to the authority to report their reveal was not accepted. The status code reveal_not_authorized is used if the Authority is rejected. The reveal_already_received is used to report that a valid reveal command was already received for this round.

3.4 Cert Exchange

The Cert command is the same as a Vote but contains the set of Reveal values as seen by the voting peer. In order to ensure that a misconfigured or malicious Authority operator cannot amplify their ability to influence the threshold voting process, after Reveal messages have been exchanged, Authorities vote again, including the Reveals seen by them. Authorities may not introduce new MixDescriptors at this phase in the protocol.

Otherwise, a consensus partition can be obtained by witholding Reveal values from a threshold number of Peers. In the case of an even-number of Authorities, a denial of service by a single Authority was observed.

3.5 Vote Tabulation for Consensus Computation

The main design constraint of the vote tabulation algorithm is that it MUST be a deterministic process that produces the same result for each directory authority server. This result is known as a network consensus file.

A network consensus file is a well formed directory struct where the status field is set to consensus and contains 0 or more descriptors, the mix directory is signed by 0 or more directory authority servers. If signed by the full voting group then this is called a fully signed consensus.

  1. Validate each vote directory:
  • that the liveness fields correspond to the following epoch
  • status is vote
  • version number matches ours
  1. Compute a consensus directory:

Here we include a modified section from the Mixminion PKI spec MIXMINIONDIRAUTH:

For each distinct mix identity in any vote directory:

  • If there are multiple nicknames for a given identity, do not include any descriptors for that identity.

  • If half or fewer of the votes include the identity, do not include any descriptors for the identity. This also guarantees that there will be only one identity per nickname.

  • If we are including the identity, then for each distinct descriptor that appears in any vote directory:

    • Do not include the descriptor if it will have expired on the date the directory will be published.
    • Do not include the descriptor if it is superseded by other descriptors for this identity.
    • Do not include the descriptor if it not valid in the next epoch.
    • Otherwise, include the descriptor.
  • Sort the list of descriptors by the signature field so that creation of the consensus is reproducible.

  • Set directory status field to consensus.

  1. Compute a shared random number from the values revealed in the “Reveal” step. Authorities whose reveal value does not verify their commit value MUST be excluded from the consensus round. Authorities ensure that their peers MUST participate in Commit-and-Reveal, and MUST use correct Reveal values obtained from other Peers as part of the “Cert” exchange.

  2. Generate or update the network topology using the shared random number as a seed to a deterministic random number generator that determines the order that new mixes are placed into the topology.

3.6 Signature Collection

Each Authority signs their view of consensus, and exchanges detached Signatures with each other. Upon receiving each Signature it is added to the signatures on the Consensus if it validates the Consensus. The Authority SHOULD warn the administrator if network partition is detected.

If there is disagreement about the consensus directory, each authority collects signatures from only the servers which it agrees with about the final consensus.

// TODO: consider exchanging peers votes amongst authorities (or hashes thereof) to // ensure that an authority has distributed one and only unique vote amongst its peers.

3.7 Publication

If the consensus is signed by a majority of members of the voting group then it's a valid consensus and it is published.

4. PKI Protocol Data Structures

4.1 Mix Descriptor Format

Note that there is no signature field. This is because mix descriptors are serialized and signed using JWS. The IdentityKey field is a public ed25519 key. The MixKeys field is a map from epoch to public X25519 keys which is what the Sphinx packet format uses.

Note

XXX David: replace the following example with a JWS example:

{
    "Version": 0,
    "Name": "",
    "Family": "",
    "Email": "",
    "AltContactInfo":"",
    "IdentityKey": "",
    "LinkKey":"",
    "MixKeys": {
       "Epoch": "EpochPubKey",
    },
    "Addresses": ["IP:Port"],
    "Layer": 0,
    "LoadWeight":0,
    "AuthenticationType":""
}

4.1.1 Scheduling Mix Downtime

Mix operators can publish a half empty mix descriptor for future epochs to schedule downtime. The mix descriptor fields that MUST be populated are:

  • Version
  • Name
  • Family
  • Email
  • Layer
  • IdentityKey
  • MixKeys

The map in the field called "MixKeys" should reflect the scheduled downtime for one or more epochs by not have those epochs as keys in the map.

4.2 Directory Format

Note: replace the following example with a JWS example

{
    "Signatures": [],
    "Version": 0,
    "Status": "vote",
    "Lambda" : 0.274,
    "MaxDelay" : 30,
    "Topology" : [],
    "Providers" : [],
}

4.3 Shared Random Value structure

Katzenpost’s Shared Random Value computation is inspired by Tor’s Shared Random Subsystem TORSRV.

Each voting round a commit value is included in the votes sent to other authorities. These are produced as follows:

H = blake2b-256

COMMIT = Uint64(epoch) | H(REVEAL) REVEAL = Uint64(epoch) | H(RN)

After the votes are collected from the voting round, and before signature exchange, the Shared Random Value field of the consensus document is the output of H over the input string calculated as follows:

  1. Validated Reveal commands received including the authorities own reveal are sorted by reveal value in ascending order and appended to the input in format IdentityPublicKeyBytes_n | RevealValue_n

However instead of the Identity Public Key bytes we instead encode the Reveal with the blake2b 256 bit hash of the public key bytes.

  1. If a SharedRandomValue for the previous epoch exists, it is appended to the input string, otherwise 32 NUL (x00) bytes are used.
REVEALS = ID_a \| R_a \| ID_b \| R_b \| \... SharedRandomValue =
H("shared-random" | Uint64(epoch) | REVEALS | PREVIOUS_SRV)

5. PKI Wire Protocol

The Katzenpost Wire Protocol as described in KATZMIXWIRE is used by both clients and by Directory Authority peers. In the following section we describe additional wire protocol commands for publishing mix descriptors, voting and consensus retrieval.

5.1 Mix Descriptor publication

The following commands are used for publishing mix descriptors and setting mix descriptor status:

enum {
      /* Extending the wire protocol Commands. */
      post_descriptor(20),
      post_descriptor_status(21),
}

The structures of these command are defined as follows:

struct {
   uint64_t epoch_number;
   opaque payload[];
} PostDescriptor;

struct {
   uint8 error_code;
} PostDescriptorStatus;

5.1.1 The post_descriptor Command

The post_descriptor command allows mixes to publish their descriptors.

5.1.2 The post_descriptor_status Command

The post_descriptor_status command is sent in response to a post_descriptor command, and uses the following error codes:

enum {
   descriptor_ok(0),
   descriptor_invalid(1),
   descriptor_conflict(2),
   descriptor_forbidden(3),
} ErrorCodes;

5.2 Voting

The following commands are used by Authorities to exchange votes:

enum {
   vote(22),
   vote_status(23),
   get_vote(24),
} Command;

The structures of these commands are defined as follows:

struct {
    uint64_t epoch_number;
    opaque public_key[ED25519_KEY_LENGTH];
    opaque payload[];
} VoteCommand;

struct {
   uint8 error_code;
} VoteStatusCommand;

5.2.1 The vote Command

The vote command is used to send a PKI document to a peer Authority during the voting period of the PKI schedule.

The payload field contains the signed and serialized PKI document representing the sending Authority’s vote. The public_key field contains the public identity key of the sending Authority which the receiving Authority can use to verify the signature of the payload. The epoch_number field is used by the receiving party to quickly check the epoch for the vote before deserializing the payload.

5.2.2 The vote_status Command

The vote_status command is used to reply to a vote command. The error_code field indicates if there was a failure in the receiving of the PKI document.

enum {
   vote_ok(0),               /* None error condition. */
   vote_too_early(1),        /* The Authority should try again later. */
   vote_too_late(2),         /* This round of voting was missed. */
   vote_not_authorized(3),   /* The voter's key is not authorized. */
   vote_not_signed(4),       /* The vote signature verification failed */
   vote_malformed(5),        /* The vote payload was invalid */
   vote_already_received(6), /* The vote was already received */
   vote_not_found(7),        /* The vote was not found */
}

The epoch_number field of the vote struct is compared with the epoch that is currently being voted on. vote_too_early and vote_too_late are replied back to the voter to report that their vote was not accepted.

5.2.3 The get_vote Command

The get_vote command is used to request a PKI document (vote) from a peer Authority. The epoch field contains the epoch from which to request the vote, and the public_key field contains the public identity key of the Authority of the requested vote. A successful query is responded to with a vote command, and queries that fail are responded to with a vote_status command with error_code vote_not_found(7).

5.3 Retrieval of Consensus

Providers in the Katzenpost mix network system KATZMIXNET may cache validated network consensus files and serve them to clients over the mix network's link layer wire protocol KATZMIXWIRE. We define additional wire protocol commands for requesting and sending PKI consensus documents:

enum {
   /* Extending the wire protocol Commands. */
   get_consensus(18),
   consensus(19),
} Command;

The structures of these commands are defined as follows:
struct {
    uint64_t epoch_number;
} GetConsensusCommand;

struct {
   uint8 error_code;
   opaque payload[];
} ConsensusCommand;

5.3.1 The get_consensus Command

The get_consensus command is a command that is used to retrieve a recent consensus document. If a given get_consensus command contains an Epoch value that is either too big or too small then a reply consensus command is sent with an empty payload. Otherwise if the consensus request is valid then a consensus command containing a recent consensus document is sent in reply.

Initiators MUST terminate the session immediately upon reception of a get_consensus command.

5.3.2 The consensus Command

The consensus command is a command that is used to send a recent consensus document. The error_code field indicates if there was a failure in retrieval of the PKI consensus document.

enum {
   consensus_ok(0),        /* None error condition and SHOULD be accompanied with
                              a valid consensus payload. */
   consensus_not_found(1), /* The client should try again later. */
   consensus_gone(2),      /* The consensus will not be available in the future. */
} ErrorCodes;

5.4.1 The Cert Command

The cert command is used to send a PKI document to a peer Authority during the voting period of the PKI schedule. It is the same as the vote command, but must contain the set of SharedRandomCommit and SharedRandomReveal values as seen by the Authority during the voting process.

5.4.2 The CertStatus Command

The cert_status command is the response to a cert command, and is the same as a vote_status response, other than the command identifier. Responses are CertOK, CertTooEarly, CertNotAuthorized, CertNotSigned, CertAlreadyReceived, CertTooLate

5.5 Signature Exchange

Signatures exchange is the final round of the consensus protocol and consists of the Sig and SigStatus commands.

5.5.1 The Sig Command

The sig command contains a detached Signature from PublicKey of Consensus for Epoch.

5.5.2 The SigStatus Command

The sig_status command is the response to a sig command. Responses are SigOK, SigNotAuthorized, SigNotSigned, SigTooEarly, SigTooLate, SigAlreadyReceived, and SigInvalid.

6. Scalability Considerations

TODO: notes on scaling, bandwidth usage etc.

7. Future Work

  • byzantine fault tolerance
  • PQ crypto signatures for all PKI documents: mix descriptors and directories. SPHINCS256 could be used, we already have a golang implementation: https://github.com/Yawning/sphincs256/
  • Make a Bandwidth Authority system to measure health of the network. Also perform load balancing as described in PEERFLOW?
  • Implement byzantine attack defenses as described in MIRANDA and MIXRELIABLE where mix link performance proofs are recorded and used in a reputation system.
  • Choose a different serialization/schema language?
  • Use a append only merkle tree instead of this voting protocol.

8. Anonymity Considerations

  • This system is intentionally designed to provide identical network consensus documents to each mix client. This mitigates epistemic attacks against the client path selection algorithm such as fingerprinting and bridge attacks FINGERPRINTING, BRIDGING.
  • If consensus has failed and thus there is more than one consensus file, clients MUST NOT use this compromised consensus and refuse to run.
  • We try to avoid randomizing the topology because doing so splits the anonymity sets on each mix into two. That is, packets belonging to the previous topology versus the current topology are trivially distinguishable. On the other hand if enough mixes fall out of consensus eventually the mixnet will need to be rebalanced to avoid an attacker compromised path selection. One example of this would be the case where the adversary controls the only mix is one layer of the network topology.

9. Security Considerations

  • The Directory Authority / PKI system for a given mix network is essentially the root of all authority in the system. The PKI controls the contents of the network consensus documents that mix clients download and use to inform their path selection. Therefore if the PKI as a whole becomes compromised then so will the rest of the system in terms of providing the main security properties described as traffic analysis resistance. Therefore a decentralized voting protocol is used so that the system is more resiliant when attacked, in accordance with the principle of least authority. SECNOTSEP
  • Short epoch durations make it is more practical to make corrections to network state using the PKI voting rounds.
  • Fewer epoch keys published in advance is a more conservative security policy because it implies reduced exposure to key compromise attacks.
  • A bad acting Directory Authority who lies on each vote and votes inconsistently can trivially cause a denial of service for each voting round.

10. Acknowledgements

We would like to thank Nick Mathewson for answering design questions and thorough design review.

Appendix A. References

Appendix A.1 Normative References

Appendix A.2 Informative References

Appendix B. Citing This Document

Appendix B.1 Bibtex Entry

Note that the following bibtex entry is in the IEEEtran bibtex style as described in a document called “How to Use the IEEEtran BIBTEX Style”.

    @online{KatzMixPKI,
    title = {Katzenpost Mix Network Public Key Infrastructure Specification},
    author = {Yawning Angel and Ania Piotrowska and David Stainton},
    url= {https://github.com/katzenpost/katzenpost/blob/main/docs/specs/pki.rst},
    year = {2017}
    }

BRIDGING

Danezis, G., Syverson, P., “Bridging and Fingerprinting: Epistemic Attacks on Route Selection”, In the Proceedings of PETS 2008, Leuven, Belgium, July 2008, https://www.freehaven.net/anonbib/cache/danezis-pet2008.pdf

FINGERPRINTING

Danezis, G., Clayton, R., “Route Finger printing in Anonymous Communications”, https://www.cl.cam.ac.uk/~rnc1/anonroute.pdf

KATZMIXE2E

Angel, Y., Danezis, G., Diaz, C., Piotrowska, A., Stainton, D., “Katzenpost Mix Network End-to-end Protocol Specification”, July 2017, https://github.com/katzenpost/katzenpost/blob/main/docs/specs/old/end_to_end.md

KATZMIXNET

Angel, Y., Danezis, G., Diaz, C., Piotrowska, A., Stainton, D., “Katzenpost Mix Network Specification”, June 2017, https://github.com/katzenpost/katzenpost/blob/main/docs/specs/mixnet.md

KATZMIXWIRE

Angel, Y. “Katzenpost Mix Network Wire Protocol Specification”, June 2017, https://github.com/katzenpost/katzenpost/blob/main/docs/specs/wire-protocol.md

LOCALVIEW

Gogolewski, M., Klonowski, M., Kutylowsky, M., “Local View Attack on Anonymous Communication”, https://www.freehaven.net/anonbib/cache/esorics05-Klonowski.pdf

MIRANDA

Leibowitz, H., Piotrowska, A., Danezis, G., Herzberg, A., 2017, “No right to ramain silent: Isolating Malicious Mixes” https://eprint.iacr.org/2017/1000.pdf

MIXMINIONDIRAUTH

Danezis, G., Dingledine, R., Mathewson, N., “Type III (Mixminion) Mix Directory Specification”, December 2005, https://www.mixminion.net/dir-spec.txt

MIXRELIABLE

Dingledine, R., Freedman, M., Hopwood, D., Molnar, D., 2001 “A Reputation System to Increase MIX-Net Reliability”, In Information Hiding, 4th International Workshop https://www.freehaven.net/anonbib/cache/mix-acc.pdf

PEERFLOW

Johnson, A., Jansen, R., Segal, A., Syverson, P., “PeerFlow: Secure Load Balancing in Tor”, Preceedings on Privacy Enhancing Technologies, July 2017, https://petsymposium.org/2017/papers/issue2/paper12-2017-2-source.pdf

RFC2119

Bradner, S., “Key words for use in RFCs to Indicate Requirement Levels”, BCP 14, RFC 2119, DOI 10.17487/RFC2119, March 1997, https://www.rfc-editor.org/info/rfc2119

RFC5246

Dierks, T. and E. Rescorla, “The Transport Layer Security (TLS) Protocol Version 1.2”, RFC 5246, DOI 10.17487/RFC5246, August 2008, http://www.rfc-editor.org/info/rfc5246

RFC7515

Jones, M., Bradley, J., Sakimura, N., “JSON Web Signature (JWS)”, May 2015, https://tools.ietf.org/html/rfc7515

SECNOTSEP

Miller, M., Tulloh, B., Shapiro, J., “The Structure of Authority: Why Security Is not a Separable Concern”, http://www.erights.org/talks/no-sep/secnotsep.pdf

SPHINCS256

Bernstein, D., Hopwood, D., Hulsing, A., Lange, T., Niederhagen, R., Papachristodoulou, L., Schwabe, P., Wilcox O’ Hearn, Z., “SPHINCS: practical stateless hash-based signatures”, http://sphincs.cr.yp.to/sphincs-20141001.pdf

SPHINX09

Danezis, G., Goldberg, I., “Sphinx: A Compact and Provably Secure Mix Format”, DOI 10.1109/SP.2009.15, May 2009, http://research.microsoft.com/en-us/um/people/gdane/papers/sphinx-eprint.pdf

SPHINXSPEC

Angel, Y., Danezis, G., Diaz, C., Piotrowska, A., Stainton, D., “Sphinx Mix Network Cryptographic Packet Format Specification” July 2017, https://github.com/katzenpost/katzenpost/blob/main/docs/specs/sphinx.md

TORDIRAUTH

“Tor directory protocol, version 3”, https://gitweb.torproject.org/torspec.git/tree/dir-spec.txt

TORSRV

“Tor Shared Random Subsystem Specification”, https://gitweb.torproject.org/torspec.git/tree/srv-spec.txt

2.9 - Sphinx Specification

Abstract

This document defines the Sphinx cryptographic packet format for decryption mix networks, and provides a parameterization based around generic cryptographic primitives types. This document does not introduce any new crypto, but is meant to serve as an implementation guide.

1. Introduction

The Sphinx cryptographic packet format is a compact and provably secure design introduced by George Danezis and Ian Goldberg SPHINX09. It supports a full set of security features: indistinguishable replies, hiding the path length and relay position, detection of tagging attacks and replay attacks, as well as providing unlinkability for each leg of the packet’s journey over the network.

1.1 Terminology

  • Message - A variable-length sequence of octets sent anonymously through the network.
  • Packet - A fixed-length sequence of octets transmitted anonymously through the network, containing the encrypted message and metadata for routing.
  • Header - The packet header consisting of several components, which convey the information necessary to verify packet integrity and correctly process the packet.
  • Payload - The fixed-length portion of a packet containing an encrypted message or part of a message, to be delivered anonymously.
  • Group - A finite set of elements and a binary operation that satisfy the properties of closure, associativity, invertability, and the presence of an identity element.
  • Group element - An individual element of the group.
  • Group generator - A group element capable of generating any other element of the group, via repeated applications of the generator and the group operation.

1.2 Conventions Used in This Document

The key words “MUST”, “MUST NOT”, “REQUIRED”, “SHALL”, “SHALL NOT”, “SHOULD”, “SHOULD NOT”, “RECOMMENDED”, “MAY”, and “OPTIONAL” in this document are to be interpreted as described in RFC2119.

The “C” style Presentation Language as described in RFC5246 Section 4 is used to represent data structures, except for cryptographic attributes, which are specified as opaque byte vectors.

  • x | y denotes the concatenation of x and y.
  • x ^ y denotes the bitwise XOR of x and y.
  • byte an 8-bit octet.
  • x[a:b] denotes the sub-vector of x where a/b denote the start/end byte indexes (inclusive-exclusive); a/b may be omitted to signify the start/end of the vector x respectively.
  • x[y] denotes the y'th element of list x.
  • x.len denotes the length of list x.
  • ZEROBYTES(N) denotes N bytes of 0x00.
  • RNG(N) denotes N bytes of cryptographic random data.
  • LEN(N) denotes the length in bytes of N.
  • CONSTANT_TIME_CMP(x, y) denotes a constant time comparison between the byte vectors x and y, returning true iff x and y are equal.

2. Cryptographic Primitives

This specification uses the following cryptographic primitives as the foundational building blocks for Sphinx:

  • H(M) - A cryptographic hash function which takes an octet array M to produce a digest consisting of a HASH_LENGTH byte octet array. H(M) MUST be pre-image and collision resistant.

  • MAC(K, M) - A cryptographic message authentication code function which takes a M_KEY_LENGTH byte octet array key K and arbitrary length octet array message M to produce an authentication tag consisting of a MAC_LENGTH byte octet array.

  • KDF(SALT, IKM) - A key derivation function which takes an arbitrary length octet array salt SALT and an arbitrary length octet array initial key IKM, to produce an octet array of arbitrary length.

  • S(K, IV) - A pseudo-random generator (stream cipher) which takes a S_KEY_LENGTH byte octet array key K and a S_IV_LENGTH byte octet array initialization vector IV to produce an octet array key stream of arbitrary length.

  • SPRP_Encrypt(K, M)/SPRP_Decrypt(K, M) - A strong pseudo-random permutation (SPRP) which takes a SPRP_KEY_LENGTH byte octet array key K and arbitrary length message M, and produces the encrypted ciphertext or decrypted plaintext respectively.

    When used with the default payload authentication mechanism, the SPRP MUST be "fragile" in that any amount of modifications to M results in a large number of unpredictable changes across the whole message upon a SPRP_Encrypt() or SPRP_Decrypt() operation.

  • EXP(X, Y) - An exponentiation function which takes the GROUP_ELEMENT_LENGTH byte octet array group elements X and Y, and returns X ^^ Y as a GROUP_ELEMENT_LENGTH byte octet array.

    Let G denote the generator of the group, and EXP_KEYGEN() return a GROUP_ELEMENT_LENGTH byte octet array group element usable as private key.

    The group defined by G and EXP(X, Y) MUST satisfy the Decision Diffie-Hellman problem.

  • EXP_KEYGEN() - Returns a new "suitable" private key for EXP().

2.1 Sphinx Key Derivation Function

Sphinx Packet creation and processing uses a common Key Derivation Function (KDF) to derive the required MAC and symmetric cryptographic keys from a per-hop shared secret.

The output of the KDF is partitioned according to the following structure:

struct {
    opaque header_mac[M_KEY_LENGTH];
    opaque header_encryption[S_KEY_LENGTH];
    opaque header_encryption_iv[S_IV_LENGTH];
    opaque payload_encryption[SPRP_KEY_LENGTH]
    opaque blinding_factor[GROUP_ELEMENT_LENGTH];
} SphinxPacketKeys;

Sphinx_KDF( info, shared_secret ) -> packet_keys

Inputs:

  • info The optional context and application specific information.
  • shared_secret The per-hop shared secret derived from the Diffie-Hellman key exchange.

Outputs:

  • packet_keys The SphinxPacketKeys required to handle packet creation or processing.

The output packet_keys is calculated as follows:

kdf_out = KDF( info, shared_secret )
packet_keys = kdf_out[:LEN( SphinxPacketKeys )]

3. Sphinx Packet Parameters

3.1 Sphinx Parameter Constants

The Sphinx Packet Format is parameterized by the implementation based on the application and security requirements.

  • AD_LENGTH - The constant amount of per-packet unencrypted additional data in bytes.
  • PAYLOAD_TAG_LENGTH - The length of the message payload authentication tag in bytes. This SHOULD be set to at least 16 bytes (128 bits).
  • PER_HOP_RI_LENGTH - The length of the per-hop Routing Information (Section 4.1.1 <4.1.1>) in bytes.
  • NODE_ID_LENGTH - The node identifier length in bytes.
  • RECIPIENT_ID_LENGTH - The recipient identifier length in bytes.
  • SURB_ID_LENGTH - The Single Use Reply Block (Section 7 <7.0>) identifier length in bytes.
  • MAX_HOPS - The maximum number of hops a packet can traverse.
  • PAYLOAD_LENGTH - The per-packet message payload length in bytes, including a PAYLOAD_TAG_LENGTH byte authentication tag.
  • KDF_INFO - A constant opaque byte vector used as the info parameter to the KDF for the purpose of domain separation.

3.2 Sphinx Packet Geometry

The Sphinx Packet Geometry is derived from the Sphinx Parameter Constants Section 3.1. These are all derived parameters, and are primarily of interest to implementors.

  • ROUTING_INFO_LENGTH - The total length of the "routing information" Sphinx Packet Header component in bytes:
ROUTING_INFO_LENGTH = PER_HOP_RI_LENGTH * MAX_HOPS
  • HEADER_LENGTH - The length of the Sphinx Packet Header in bytes:
HEADER_LENGTH = AD_LENGTH + GROUP_ELEMENT_LENGTH + ROUTING_INFO_LENGTH + MAC_LENGTH
  • PACKET_LENGTH - The length of the Sphinx Packet in bytes:
PACKET_LENGTH = HEADER_LENGTH + PAYLOAD_LENGTH

4. The Sphinx Cryptographic Packet Structure

Each Sphinx Packet consists of two parts: the Sphinx Packet Header and the Sphinx Packet Payload:

struct {
    opaque header[HEADER_LENGTH];
    opaque payload[PAYLOAD_LENGTH];
} SphinxPacket;
  • header - The packet header consists of several components, which convey the information necessary to verify packet integrity and correctly process the packet.
  • payload - The application message data.

4.1 Sphinx Packet Header

The Sphinx Packet Header refers to the block of data immediately preceding the Sphinx Packet Payload in a Sphinx Packet.

The structure of the Sphinx Packet Header is defined as follows:

struct {
    opaque additional_data[AD_LENGTH]; /* Unencrypted. */
    opaque group_element[GROUP_ELEMENT_LENGTH];
    opaque routing_information[ROUTING_INFO_LENGTH];
    opaque MAC[MAC_LENGTH];
} SphinxHeader;
  • additional_data - Unencrypted per-packet Additional Data (AD) that is visible to every hop. The AD is authenticated on a per-hop basis.

    As the additional_data is sent in the clear and traverses the network unaltered, implementations MUST take care to ensure that the field cannot be used to track individual packets.

  • group_element - An element of the cyclic group, used to derive the per-hop key material required to authenticate and process the rest of the SphinxHeader and decrypt a single layer of the Sphinx Packet Payload encryption.

  • routing_information - A vector of per-hop routing information, encrypted and authenticated in a nested manner. Each element of the vector consists of a series of routing commands, specifying all of the information required to process the packet.

    The precise encoding format is specified in Section 4.1.1 <4.1.1>.

  • MAC - A message authentication code tag covering the additional_data, group_element, and routing_information.

4.1.1 Per-hop routing information

The routing_information component of the Sphinx Packet Header contains a vector of per-hop routing information. When processing a packet, the per hop processing is set up such that the first element in the vector contains the routing commands for the current hop.

The structure of the routing information is as follows:

struct {
    RoutingCommand routing_commands<1..2^8-1>; /* PER_HOP_RI_LENGTH bytes */
    opaque encrypted_routing_commands[ROUTING_INFO_LENGTH - PER_HOP_RI_LENGTH];
} RoutingInformation;

The structure of a single routing command is as follows:

struct {
    RoutingCommandType command;
    select (RoutingCommandType) {
        case null:               NullCommand;
        case next_node_hop:      NextNodeHopCommand;
        case recipient:          RecipientCommand;
        case surb_reply:         SURBReplyCommand;
    };
} RoutingCommand;

The following routing commands are currently defined:

enum {
    null(0),
    next_node_hop(1),
    recipient(2),
    surb_reply(3),

    /* Routing commands between 0 and 0x7f are reserved. */

    (255)
} RoutingCommandType;

The null routing command structure is as follows:

struct {
    opaque padding<0..PER_HOP_RI_LENGTH-1>;
} NullCommand;

The next_node_hop command structure is as follows:

struct {
    opaque next_hop[NODE_ID_LENGTH];
    opaque MAC[MAC_LENGTH];
} NextNodeHopCommand;

The recipient command structure is as follows:

struct {
    opaque recipient[RECIPEINT_ID_LENGTH];
} RecipientCommand;

The surb_reply command structure is as follows:

struct {
    opaque id[SURB_ID_LENGTH];
} SURBReplyCommand;

While the NullCommand padding field is specified as opaque, implementations SHOULD zero fill the padding. The choice of 0x00 as the terminal NullCommand is deliberate to ease implementation, as ZEROBYTES(N) produces a valid NullCommand RoutingCommand, resulting in “appending zero filled padding” producing valid output.

Implementations MUST pad the routing_commands vector so that it is exactly PER_HOP_RI_LENGTH bytes, by appending a terminal NullCommand if necessary.

Every non-terminal hop’s routing_commands MUST include a NextNodeHopCommand.

4.2 Sphinx Packet Payload

The Sphinx Packet Payload refers to the block of data immediately following the Sphinx Packet Header in a Sphinx Packet.

For most purposes the structure of the Sphinx Packet Payload can be treated as a single contiguous byte vector of opaque data.

Upon packet creation, the payload is repeatedly encrypted (unless it is a SURB Reply, see Section 7.0 via keys derived from the Diffie-Hellman key exchange between the packet's group_element and the public key of each node in the path.

Authentication of packet integrity is done by prepending a tag set to a known value to the plaintext prior to the first encrypt operation. By virtue of the fragile nature of the SPRP function, any alteration to the encrypted payload as it traverses the network will result in an irrecoverably corrupted plaintext when the payload is decrypted by the recipient.

5. Sphinx Packet Creation

For the sake of brevity, the pseudocode for all of the operations will take a vector of the following PathHop structure as a parameter named path[] to specify the path a packet will traverse, along with the per-hop routing commands and per-hop public keys.

struct {
    /* There is no need for a node_id here, as
       routing_commands[0].next_hop specifies that
       information for all non-terminal hops. */
    opaque public_key[GROUP_ELEMENT_LENGTH];
    RoutingCommand routing_commands<1...2^8-1>;
} PathHop;

It is assumed that each routing_commands vector except for the terminal entry contains at least a RoutingCommand consisting of a partially assembled NextNodeHopCommand with the next_hop element filled in with the identifier of the next hop.

5.1 Create a Sphinx Packet Header

Both the creation of a Sphinx Packet and the creation of a SURB requires the generation of a Sphinx Packet Header, so it is specified as a distinct operation.

Sphinx_Create_Header( additional_data, path[] ) -> sphinx_header,
                                                   payload_keys

Inputs:

  • additional_data The Additional Data that is visible to every node along the path in the header.
  • path The vector of PathHop structures in hop order, specifying the node id, public key, and routing commands for each hop.

Outputs: sphinx_header The resulting Sphinx Packet Header.

  • payload_keys The vector of SPRP keys used to encrypt the Sphinx Packet Payload, in hop order.

The Sphinx_Create_Header operation consists of the following steps:

  1. Derive the key material for each hop.
num_hops = route.len
route_keys = [ ]
route_group_elements = [ ]
priv_key = EXP_KEYGEN()

/* Calculate the key material for the 0th hop. */
group_element = EXP( G, priv_key )
route_group_elements += group_element
shared_secret = EXP( path[0].public_key, priv_key )
route_keys += Sphinx_KDF( KDF_INFO, shared_secret )
blinding_factor = keys[0].blinding_factor

/* Calculate the key material for rest of the hops. */
for i = 1; i < num_hops; ++i:
    shared_secret = EXP( path[i].public_key, priv_key )
    for j = 0; j < i; ++j:
        shared_secret = EXP( shared_secret, keys[j].blinding_factor )
    route_keys += Sphinx_KDF( KDF_INFO, shared_secret )
    group_element = EXP( group_element, keys[i-1].blinding_factor )
    route_group_elements += group_element

At the conclusion of the derivation process:

  • route_keys - A vector of per-hop SphinxKeys.
  • route_group_elements - A vector of per-hop group elements.
  1. Derive the routing_information keystream and encrypted padding for each hop.
ri_keystream = [ ]
ri_padding = [ ]

for i = 0; i < num_hops; ++i:
    keystream = ZEROBYTES( ROUTING_INFO_LENGTH + PER_HOP_RI_LENGTH ) ^
                  S( route_keys[i].header_encryption,
                     route_keys[i].header_encryption_iv )
    ks_len = LEN( keystream ) - (i + 1) * PER_HOP_RI_LENGTH

    padding = keystream[ks_len:]
    if i > 0:
        prev_pad_len = LEN( ri_padding[i-1] )
        padding = padding[:prev_pad_len] ^ ri_padding[i-1] |
            padding[prev_pad_len]

    ri_keystream += keystream[:ks_len]
    ri_padding += padding

At the conclusion of the derivation process:
   ri_keystream - A vector of per-hop routing_information
                  encryption keystreams.
   ri_padding   - The per-hop encrypted routing_information
                  padding.
  1. Create the routing_information block.
/* Start with the terminal hop, and work backwards. */
i = num_hops - 1

/* Encode the terminal hop's routing commands. As the
   terminal hop can never have a NextNodeHopCommand, there
   are no per-hop alterations to be made. */
ri_fragment = path[i].routing_commands |
   ZEROBYTES( PER_HOP_RI_LENGTH - LEN( path[i].routing_commands ) )

/* Encrypt and MAC. */
ri_fragment ^= ri_keystream[i]
mac = MAC( route_keys[i].header_mac, additional_data |
               route_group_elements[i] | ri_fragment |
               ri_padding[i-1] )
routing_info = ri_fragment
if num_hops < MAX_HOPS:
    pad_len = (MAX_HOPS - num_hops) * PER_HOP_RI_LENGTH
    routing_info = routing_info | RNG( pad_len )

/* Calculate the routing info for the rest of the hops. */
for i = num_hops - 2; i >= 0; --i:
    cmds_to_encode = [ ]

    /* Find and finalize the NextNodeHopCommand. */
    for j = 0; j < LEN( path[i].routing_commands; j++:
        cmd = path[i].routing_commands[j]
        if cmd.command == next_node_hop:
          /* Finalize the NextNodeHopCommand. */
          cmd.MAC = mac
        cmds_to_encode = cmds_to_encode + cmd /* Append */

    /* Append a terminal NullCommand. */
    ri_fragment = cmds_to_encode |
        ZEROBYTES( PER_HOP_RI_LENGTH - LEN( cmds_to_encode ) )

    /* Encrypt and MAC */
    routing_info = ri_fragment | routing_info /* Prepend. */
    routing_info ^= ri_keystream[i]
    if i > 0:
        mac = MAC( route_keys[i].header_mac, additional_data |
                   route_group_elements[i] | routing_info |
                   ri_padding[i-1] )
    else:
        mac = MAC( route_keys[i].header_mac, additional_data |
                   route_group_elements[i] | routing_info )

At the conclusion of the derivation process:
   routing_info - The completed routing_info block.
   mac          - The MAC for the 0th hop.
  1. Assemble the completed Sphinx Packet Header and Sphinx Packet Payload SPRP key vector.
/* Assemble the completed Sphinx Packet Header. */
SphinxHeader sphinx_header
sphinx_header.additional_data = additional_data
sphinx_header.group_element = route_group_elements[0] /* From step 1. */
sphinx_header.routing_info = routing_info   /* From step 3. */
sphinx_header.mac = mac                     /* From step 3. */

/* Preserve the Sphinx Payload SPRP keys, to return to the
   caller. */
payload_keys = [ ]
for i = 0; i < nr_hops; ++i:
    payload_keys += route_keys[i].payload_encryption

At the conclusion of the assembly process:
   sphinx_header - The completed sphinx_header, to be returned.
   payload_keys  - The vector of SPRP keys, to be returned.

5.2 Create a Sphinx Packet

Sphinx_Create_Packet( additional_data, path[], payload ) -> sphinx_packet

Inputs:

  • additional_data The Additional Data that is visible to every node along the path in the header.
  • path The vector of PathHop structures in hop order, specifying the node id, public key, and routing commands for each hop.
  • payload The packet payload message plaintext.

Outputs:

  • sphinx_packet The resulting Sphinx Packet.

The Sphinx_Create_Packet operation consists of the following steps:

  1. Create the Sphinx Packet Header and SPRP key vector.
sphinx_header, payload_keys =
    Sphinx_Create_Header( additional_data, path )
  1. Prepend the authentication tag, and append padding to the payload.
payload = ZERO_BYTES( PAYLOAD_TAG_LENGTH ) | payload
payload = payload | ZERO_BYTES( PAYLOAD_LENGTH - LEN( payload ) )
  1. Encrypt the payload.
for i = nr_hops - 1; i >= 0; --i:
    payload = SPRP_Encrypt( payload_keys[i], payload )
  1. Assemble the completed Sphinx Packet.
SphinxPacket sphinx_packet
sphinx_packet.header = sphinx_header
sphinx_packet.payload = payload

6. Sphinx Packet Processing

Mix nodes process incoming packets first by performing the Sphinx_Unwrap operation to authenticate and decrypt the packet, and if applicable prepare the packet to be forwarded to the next node.

If Sphinx_Unwrap returns an error for any given packet, the packet MUST be discarded with no additional processing.

After a packet has been unwrapped successfully, a replay detection tag is checked to ensure that the packet has not been seen before. If the packet is a replay, the packet MUST be discarded with no additional processing.

The routing commands for the current hop are interpreted and executed, and finally the packet is forwarded to the next mix node over the network or presented to the application if the current node is the final recipient.

6.1 Sphinx_Unwrap Operation

The Sphinx_Unwrap operation is the majority of the per-hop packet processing, handling authentication, decryption, and modifying the packet prior to forwarding it to the next node.

Sphinx_Unwrap( routing_private_key, sphinx_packet ) -> sphinx_packet,
                                                      routing_commands,
                                                      replay_tag

Inputs:

  • private_routing_key A group element GROUP_ELEMENT_LENGTH bytes in length, that serves as the unwrapping Mix’s private key.
  • sphinx_packet A Sphinx packet to unwrap.

Outputs:

  • error Indicating a unsuccessful unwrap operation if applicable.
  • sphinx_packet The resulting Sphinx packet.
  • routing_commands A vector of RoutingCommand, specifying the post unwrap actions to be taken on the packet.
  • replay_tag A tag used to detect whether this packet was processed before.

The Sphinx_Unwrap operation consists of the following steps:

  1. (Optional) Examine the Sphinx Packet Header’s Additional Data.

If the header’s additional_data element contains information required to complete the unwrap operation, such as specifying the packet format version or the cryptographic primitives used examine it now.

Implementations MUST NOT treat the information in the additional_data element as trusted until after the completion of Step 3 (“Validate the Sphinx Packet Header”).

  1. Calculate the hop's shared secret, and replay_tag.
hdr = sphinx_packet.header
shared_secret = EXP( hdr.group_element, private_routing_key )
replay_tag = H( shared_secret )
  1. Derive the various keys required for packet processing.
keys = Sphinx_KDF( KDF_INFO, shared_secret )
  1. Validate the Sphinx Packet Header.
derived_mac = MAC( keys.header_mac, hdr.additional_data |
                  hdr.group_element |
                  hdr.routing_information )
if !CONSTANT_TIME_CMP( derived_mac, hdr.MAC):
    /* MUST abort processing if the header is invalid. */
    return ErrorInvalidHeader
  1. Extract the per-hop routing commands for the current hop.
/* Append padding to preserve length-invariance, as the routing
    commands for the current hop will be removed. */
padding = ZEROBYTES( PER_HOP_RI_LENGTH )
B = hdr.routing_information | padding

/* Decrypt the entire routing_information block. */
B = B ^ S( keys.header_encryption, keys.header_encryption_iv )
  1. Parse the per-hop routing commands.
cmd_buf = B[:PER_HOP_RI_LENGTH]
new_routing_information = B[PER_HOP_RI_LENGTH:]

next_mix_command_idx = -1
routing_commands = [ ]
for idx = 0; idx < PER_HOP_RI_LENGTH {
     /* WARNING: Bounds checking omitted for brevity. */
     cmd_type = b[idx]
     cmd = NULL
     switch cmd_type {
        case null: goto done  /* No further commands. */

        case next_node_hop:
            cmd = RoutingCommand( B[idx:idx+1+LEN( NextNodeHopCommand )] )
            next_mix_command_idx = i /* Save for step 7. */
            idx += 1 + LEN( NextNodeHopCommand )
            break

        case recipient:
            cmd = RoutingCommand( B[idx:idx+1+LEN( FinalDestinationCommand )] )
            idx += 1 + LEN( RecipientCommand )
            break

        case surb_reply:
            cmd = RoutingCommand( B[idx:idx+1+LEN( SURBReplyCommand )] )
            idx += 1 + LEN( SURBReplyCommand )
            break

      default:
            /* MUST abort processing on unrecognized commands. */
            return ErrorInvalidCommand
    }
    routing_commands += cmd /* Append cmd to the tail of the list. */
}
done:

At the conclusion of the parsing step:

  • routing_commands - A vector of SphinxRoutingCommand, to be applied at this hop.
  • new_routing_information - The routing_information block to be sent to the next hop if any.
  1. Decrypt the Sphinx Packet Payload.
payload = sphinx_packet.payload
payload = SPRP_Decrypt( key.payload_encryption, payload )
sphinx_packet.payload = payload
  1. Transform the packet for forwarding to the next mix, if the routing commands vector included a NextNodeHopCommand.
if next_mix_command_idx != -1:
    cmd = routing_commands[next_mix_command_idx]
    hdr.group_element = EXP( hdr.group_element, keys.blinding_factor )
    hdr.routing_information = new_routing_information
    hdr.mac = cmd.MAC
    sphinx_packet.hdr = hdr

6.2 Post Sphinx_Unwrap Processing

Upon the completion of the Sphinx_Unwrap operation, implementations MUST take several additional steps. As the exact behavior is mostly implementation specific, pseudocode will not be provided for most of the post processing steps.

  1. Apply replay detection to the packet.

The replay_tag value returned by Sphinx_Unwrap MUST be unique across all packets processed with a given private_routing_key.

The exact specifics of how to detect replays is left up to the implementation, however any replays that are detected MUST be discarded immediately.

  1. Act on the routing commands, if any.

The exact specifics of how implementations chose to apply routing commands is deliberately left unspecified, however in general:

  • If there is a NextNodeHopCommand, the packet should be forwarded to the next node based on the next_hop field upon completion of the post processing.

    The lack of a NextNodeHopCommand indicates that the packet is destined for the current node.

  • If there is a SURBReplyCommand, the packet should be treated as a SURBReply destined for the current node, and decrypted accordingly (See Section 7.2)

  • If the implementation supports multiple recipients on a single node, the RecipientCommand command should be used to determine the correct recipient for the packet, and the payload delivered as appropriate.

    It is possible for both a RecipientCommand and a NextNodeHopCommand to be present simultaneously in the routing commands for a given hop. The behavior when this situation occurs is implementation defined.

  1. Authenticate the packet if required.

If the packet is destined for the current node, the integrity of the payload MUST be authenticated.

The authentication is done as follows:

derived_tag = sphinx_packet.payload[:PAYLOAD_TAG_LENGTH]
expected_tag = ZEROBYTES( PAYLOAD_TAG_LENGTH )
if !CONSTANT_TIME_CMP( derived_tag, expected_tag ):
    /* Discard the packet with no further processing. */
    return ErrorInvalidPayload

Remove the authentication tag before presenting the payload to the application.

sphinx_packet.payload = sphinx_packet.payload[PAYLOAD_TAG_LENGTH:]

7. Single Use Reply Block (SURB) Creation

A Single Use Reply Block (SURB) is a delivery token with a short lifetime, that can be used by the recipient to reply to the initial sender.

SURBs allow for anonymous replies, when the recipient does not know the sender of the message. Usage of SURBs guarantees anonymity properties but also makes the reply messages indistinguishable from forward messages both to external adversaries as well as the mix nodes.

When a SURB is created, a matching reply block Decryption Token is created, which is used to decrypt the reply message that is produced and delivered via the SURB.

The Sphinx SURB wire encoding is implementation defined, but for the purposes of illustrating creation and use, the following will be used:

struct {
    SphinxHeader sphinx_header;
    opaque first_hop[NODE_ID_LENGTH];
    opaque payload_key[SPRP_KEY_LENGTH];
} SphinxSURB;

7.1 Create a Sphinx SURB and Decryption Token

Structurally a SURB consists of three parts, a pre-generated Sphinx Packet Header, a node identifier for the first hop to use when using the SURB to reply, and cryptographic keying material by which to encrypt the reply’s payload. All elements must be securely transmitted to the recipient, perhaps as part of a forward Sphinx Packet's Payload, but the exact specifics on how to accomplish this is left up to the implementation.

When creating a SURB, the terminal routing_commands vector SHOULD include a SURBReplyCommand, containing an identifier to ensure that the payload can be decrypted with the correct set of keys (Decryption Token). The routing command is left optional, as it is conceivable that implementations may chose to use trial decryption, and or limit the number of outstanding SURBs to solve this problem.

Sphinx_Create_SURB( additional_data, first_hop, path[] ) ->
                                                 sphinx_surb,
                                                 decryption_token

Inputs:

  • additional_data The Additional Data that is visible to every node along the path in the header.
  • first_hop The node id of the first hop the recipient must use when replying via the SURB.
  • path The vector of PathHop structures in hop order, specifying the node id, public key, and routing commands for each hop.

Outputs:

  • sphinx_surb The resulting Sphinx SURB.
  • decryption_token The Decryption Token associated with the SURB.

The Sphinx_Create_SURB operation consists of the following steps:

  1. Create the Sphinx Packet Header and SPRP key vector.
sphinx_header, payload_keys =
      Sphinx_Create_Header( additional_data, path )
  1. Create a key for the final layer of encryption.
final_key = RNG( SPRP_KEY_LENGTH )
  1. Build the SURB and Decryption Token.
SphinxSURB sphinx_surb;
sphinx_surb.sphinx_header = sphinx_header
sphinx_surb.first_hop = first_hop
sphinx_surb.payload_key = final_key

decryption_token = final_key + payload_keys /* Prepend */

7.2 Decrypt a Sphinx Reply Originating from a SURB

A Sphinx Reply packet that was generated using a SURB is externally indistinguishable from a forward Sphinx Packet as it traverses the network. However, the recipient of the reply has an additional decryption step, the packet starts off unencrypted, and accumulates layers of Sphinx Packet Payload decryption as it traverses the network.

Determining which decryption token to use when decrypting the SURB reply can be done via the SURBReplyCommand’s id field, if one is included at the time of the SURB’s creation.

Sphinx_Decrypt_SURB_Reply( decryption_token, payload ) -> message

Inputs:

  • decryption_token The vector of keys allowing a client to decrypt the reply ciphertext payload. This decryption_token is generated when the SURB is created.
  • payload The Sphinx Packet ciphertext payload.

Outputs:

  • error Indicating a unsuccessful unwrap operation if applicable.
  • message The plaintext message.

The Sphinx_Decrypt_SURB_Reply operation consists of the following steps:

  1. Encrypt the message to reverse the decrypt operations the payload acquired as it traversed the network.
for i = LEN( decryption_token ) - 1; i > 0; --i:
    payload = SPRP_Encrypt( decryption_token[i], payload )
  1. Decrypt and authenticate the message ciphertext.
message = SPRP_Decrypt( decryption_token[0], payload )

derived_tag = message[:PAYLOAD_TAG_LENGTH]
expected_tag = ZEROBYTES( PAYLOAD_TAG_LENGTH )
if !CONSTANT_TIME_CMP( derived_tag, expected_tag ):
    return ErrorInvalidPayload

message = message[PAYLOAD_TAG_LENGTH:]

8. Single Use Reply Block Replies

The process for using a SURB to reply anonymously is slightly different from the standard packet creation process, as the Sphinx Packet Header is already generated (as part of the SURB), and there is an additional layer of Sphinx Packet Payload encryption that must be performed.

Sphinx_Create_SURB_Reply( sphinx_surb, payload ) -> sphinx_packet

Inputs:

  • sphinx_surb The SphinxSURB structure, decoded from the implementation defined wire encoding.
  • payload The packet payload message plaintext.

The Sphinx_Create_SURB_Reply operation consists of the following steps:

  1. Prepend the authentication tag, and append padding to the payload.
payload = ZERO_BYTES( PAYLOAD_TAG_LENGTH ) | payload
payload = payload | ZERO_BYTES( PAYLOAD_LENGTH - LEN( payload ) )
  1. Encrypt the payload.
payload = SPRP_Encrypt( sphinx_surb.payload_key, payload )
  1. Assemble the completed Sphinx Packet.
SphinxPacket sphinx_packet
sphinx_packet.header = sphinx_surb.sphinx_header
sphinx_packet.payload = payload

The completed sphinx_packet MUST be sent to the node specified via sphinx_surb.node_id, as the entire reply sphinx_packet’s header is pre-generated.

9. Anonymity Considerations

9.1 Optional Non-constant Length Sphinx Packet Header Padding

Depending on the mix topology, there is no hard requirement that the per-hop routing info is padded to one fixed constant length.

For example, assuming a layered topology (referred to as stratified topology in the literature) MIXTOPO10, where the layer of any given mix node is public information, as long as the following two invariants are maintained, there is no additional information available to an adversary:

  1. All packets entering any given mix node in a certain layer are uniform in length.
  2. All packets leaving any given mix node in a certain layer are uniform in length.

The only information available to an external or internal observer is the layer of any given mix node (via the packet length), which is information they are assumed to have by default in such a design.

9.2 Additional Data Field Considerations

The Sphinx Packet Construct is crafted such that any given packet is bitwise unlinkable after a Sphinx_Unwrap operation, provided that the optional Additional Data (AD) facility is not used. This property ensures that external passive adversaries are unable to track a packet based on content as it traverses the network. As the on-the-wire AD field is static through the lifetime of a packet (ie: left unaltered by the Sphinx_Unwrap operation), implementations and applications that wish to use this facility MUST NOT transmit AD that can be used to distinctly identify individual packets.

9.3 Forward Secrecy Considerations

Each node acting as a mix MUST regenerate their asymmetric key pair relatively frequently. Upon key rotation the old private key MUST be securely destroyed. As each layer of a Sphinx Packet is encrypted via key material derived from the output of an ephemeral/static Diffie-Hellman key exchange, without the rotation, the construct does not provide Perfect Forward Secrecy. Implementations SHOULD implement defense-in-depth mitigations, for example by using strongly forward-secure link protocols to convey Sphinx Packets between nodes.

This frequent mix routing key rotation can limit SURB usage by directly reducing the lifetime of SURBs. In order to have a strong Forward Secrecy property while maintaining a higher SURB lifetime, designs such as forward secure mixes SFMIX03 could be used.

9.4 Compulsion Threat Considerations

Reply Blocks (SURBs), forward and reply Sphinx packets are all vulnerable to the compulsion threat, if they are captured by an adversary. The adversary can request iterative decryptions or keys from a series of honest mixes in order to perform a deanonymizing trace of the destination.

While a general solution to this class of attacks is beyond the scope of this document, applications that seek to mitigate or resist compulsion threats could implement the defenses proposed in COMPULS05 via a series of routing command extensions.

9.5 SURB Usage Considerations for Volunteer Operated Mix Networks

Given a hypothetical scenario where Alice and Bob both wish to keep their location on the mix network hidden from the other, and Alice has somehow received a SURB from Bob, Alice MUST not utilize the SURB directly because in the volunteer operated mix network the first hop specified by the SURB could be operated by Bob for the purpose of deanonymizing Alice.

This problem could be solved via the incorporation of a “cross-over point” such as that described in MIXMINION, for example by having Alice delegating the transmission of a SURB Reply to a randomly selected crossover point in the mix network, so that if the first hop in the SURB’s return path is a malicious mix, the only information gained is the identity of the cross-over point.

10. Security Considerations

10.1 Sphinx Payload Encryption Considerations

The payload encryption’s use of a fragile (non-malleable) SPRP is deliberate and implementations SHOULD NOT substitute it with a primitive that does not provide such a property (such as a stream cipher based PRF). In particular there is a class of correlation attacks (tagging attacks) targeting anonymity systems that involve modification to the ciphertext that are mitigated if alterations to the ciphertext result in unpredictable corruption of the plaintext (avalanche effect).

Additionally, as the PAYLOAD_TAG_LENGTH based tag-then-encrypt payload integrity authentication mechanism is predicated on the use of a non-malleable SPRP, implementations that substitute a different primitive MUST authenticate the payload using a different mechanism.

Alternatively, extending the MAC contained in the Sphinx Packet Header to cover the Sphinx Packet Payload will both defend against tagging attacks and authenticate payload integrity. However, such an extension does not work with the SURB construct presented in this specification, unless the SURB is only used to transmit payload that is known to the creator of the SURB.

Appendix A. References

Appendix A.1 Normative References

Appendix A.2 Informative References

Appendix B. Citing This Document

Appendix B.1 Bibtex Entry

Note that the following bibtex entry is in the IEEEtran bibtex style as described in a document called “How to Use the IEEEtran BIBTEX Style”.

@online{SphinxSpec,
title = {Sphinx Mix Network Cryptographic Packet Format Specification},
author = {Yawning Angel and George Danezis and Claudia Diaz and Ania Piotrowska and David Stainton},
url = {https://github.com/katzenpost/katzenpost/blob/master/docs/specs/sphinx.rst},
year = {2017}
}

COMPULS05

Danezis, G., Clulow, J., “Compulsion Resistant Anonymous Communications”, Proceedings of Information Hiding Workshop, June 2005, https://www.freehaven.net/anonbib/cache/ih05-danezisclulow.pdf

MIXMINION

Danezis, G., Dingledine, R., Mathewson, N., “Mixminion: Design of a Type III Anonymous Remailer Protocol”, https://www.mixminion.net/minion-design.pdf

MIXTOPO10

Diaz, C., Murdoch, S., Troncoso, C., “Impact of Network Topology on Anonymity and Overhead in Low-Latency Anonymity Networks”, PETS, July 2010, https://www.esat.kuleuven.be/cosic/publications/article-1230.pdf

RFC2119

Bradner, S., “Key words for use in RFCs to Indicate Requirement Levels”, BCP 14, RFC 2119, DOI 10.17487/RFC2119, March 1997, http://www.rfc-editor.org/info/rfc2119

RFC5246

Dierks, T. and E. Rescorla, “The Transport Layer Security (TLS) Protocol Version 1.2”, RFC 5246, DOI 10.17487/RFC5246, August 2008, http://www.rfc-editor.org/info/rfc5246

SFMIX03

Danezis, G., “Forward Secure Mixes”, Proceedings of 7th Nordic Workshop on Secure IT Systems, 2002, https://www.freehaven.net/anonbib/cache/Dan:SFMix03.pdf

SPHINX09

Danezis, G., Goldberg, I., “Sphinx: A Compact and Provably Secure Mix Format”, DOI 10.1109/SP.2009.15, May 2009, https://cypherpunks.ca/~iang/pubs/Sphinx_Oakland09.pdf

2.10 - Katzenpost Sphinx Replay Detection Specification

Abstract

This document defines the replay detection for any protocol that uses Sphinx cryptographic packet format. This document is meant to serve as an implementation guide and document the existing replay protect for deployed mix networks.

1. Introduction

The Sphinx cryptographic packet format is a compact and provably secure design introduced by George Danezis and Ian Goldberg SPHINX09. Although it supports replay detection, the exact mechanism of replay detection is neither described in SPHINX09 nor is it described in our SPHINXSPEC. Therefore we shall describe in detail how to efficiently detect Sphinx packet replay attacks.

1.1 Terminology

  • Epoch - A fixed time interval defined in section “4.2 Sphinx Mix and Provider Key Rotation” of KATZMIXNET.
  • Packet - A fixed-length sequence of bytes transmitted through the network, containing the encrypted message and metadata for routing.
  • Header - The packet header consisting of several components, which convey the information necessary to verify packet integrity and correctly process the packet.
  • Payload - The fixed-length portion of a packet containing an encrypted message or part of a message, to be delivered.
  • Group - A finite set of elements and a binary operation that satisfy the properties of closure, associativity, invertability, and the presence of an identity element.
  • Group element - An individual element of the group.
  • Group generator - A group element capable of generating any other element of the group, via repeated applications of the generator and the group operation.

SEDA - Staged Event Driven Architecture. SEDA 1. A highly parallelizable computation model. 2. A computational pipeline composed of multiple stages connected by queues utilizing active queue management algorithms that can evict items from the queue based on dwell time or other criteria where each stage is a thread pool. 3. The only correct way to efficiently implement a software based router on general purpose computing hardware.

1.2 Conventions Used in This Document

The key words “MUST”, “MUST NOT”, “REQUIRED”, “SHALL”, “SHALL NOT”, “SHOULD”, “SHOULD NOT”, “RECOMMENDED”, “MAY”, and “OPTIONAL” in this document are to be interpreted as described in RFC2119.

2. Sphinx Cryptographic Primitives

This specification borrows the following cryptographic primitives constants from our SPHINXSPEC:

  • H(M) - A cryptographic hash function which takes an byte array M to produce a digest consisting of a HASH_LENGTH byte array. H(M) MUST be pre-image and collision resistant.

  • EXP(X, Y) - An exponentiation function which takes the GROUP_ELEMENT_LENGTH byte array group elements X and Y, and returns X ^^ Y as a GROUP_ELEMENT_LENGTH byte array.

Let G denote the generator of the group, and EXP_KEYGEN() return a GROUP_ELEMENT_LENGTH byte array group element usable as private key.

The group defined by G and EXP(X, Y) MUST satisfy the Decision Diffie-Hellman problem.

2.1 Sphinx Parameter Constants

  • HASH_LENGTH - 32 bytes. Katzenpost currently uses SHA-512/256. RFC6234
  • GROUP_ELEMENT_LENGTH - 32 bytes. Katzenpost currently uses X25519. RFC7748

3. System Overview

Mixes as currently deployed, have two modes of operation:

  1. Sphinx routing keys and replay caches are persisted to disk
  2. Sphinx routing keys and replay caches are persisted to memory

These two modes of operation fundamentally represent a tradeoff between mix server availability and notional compulsion attack resistance. Ultimately it will be the mix operator’s decision to make since they affect the security and availability of their mix servers. In particular since mix networks are vulnerable to the various types of compulsion attacks (see SPHINXSPEC section 9.4 Compulsion Threat Considerations) and therefore there is some advantage to NOT persisting the Sphinx routing keys to disk. The mix operator can simply poweroff the mix server before seizure rather than physically destroying the disk in order to prevent capture of the Sphinx routing keys. An argument can be made for the use of full disk encryption, however this may not be practical for servers hosted in remote locations.

On the other hand, persisting Sphinx routing keys and replay caches to disk is useful because it allows mix operators to shutdown their mix server for maintenance purposes without loosing these Sphinx routing keys and replay caches. This means that as soon as the maintenance operation is completed the mix server is able to rejoin the network. Our current PKI system KATZMIXPKI does NOT provide a mechanism to notify Directory Authorities of such an outage or maintenance period. Therefore if there is loss of Sphinx routing keys this results in a mix outage until the next epoch.

The two modes of operation both completely prevent replay attacks after a system restart. In the case of the disk persistence, replay attacks are prevented because all packets traversing the mix have their replay tags persisted to disk cache. This cache is therefore once again used to prevent replays after a system restart. In the case of memory persistence replays are prevented upon restart because the Sphinx routing keys are destroyed and therefore the mix will not participant in the network until at least the next epoch rotation. However availability of the mix may require two epoch rotations because in accordance with KATZMIXPKI mixes publish future epoch keys so that Sphinx packets flowing through the network can seamlessly straddle the epoch boundaries.

4. Sphinx Packet Replay Cache

4.1 Sphinx Replay Tag Composition

The following excerpt from our SPHINXSPEC shows how the replay tag is calculated.

hdr = sphinx_packet.header
shared_secret = EXP( hdr.group_element, private_routing_key )
replay_tag = H( shared_secret )

However this tag is not utilized in replay detection until the rest of the Sphinx packet is fully processed and it’s header MAC verified as described in SPHINXSPEC.

4.2 Sphinx Replay Tag Caching

It would be sufficient to use a key value store or hashmap to detect the presence of a duplicate replay tag however we additionaly employ a bloom filter to increase performance. Sphinx keys must periodically be rotated and destroyed to mitigate compulsion attacks and therefore our replay caches must likewise be rotated. This kind of key erasure scheme limits the window of time that an adversary can perform a compulsion attack. See our PKI specification KATZMIXPKI for more details regarding epoch key rotation and the grace period before and after the epoch boundary.

We tune our bloom filter for line-speed; that is to say the bloom filter for a given replay cache is tuned for the maximum number of Sphinx packets that can be sent on the wire during the epoch duration of the Sphinx routing key. This of course has to take into account the size of the Sphinx packets as well as the maximum line speed of the network interface. This is a conservative tuning heuristic given that there must be more than this maximum number of Sphinx packets in order for there to be duplicate packets.

Our bloomfilter with hashmap replay detection cache looks like this:

replay cache

Note that this diagram does NOT express the full complexity of the replay caching system. In particular it does not describe how entries are entered into the bloom filter and hashmap. Upon either bloom filter mismatch or hashmap mismatch both data structures must be locked and the replay tag inserted into each.

For the disk persistence mode of operation the hashmap can simply be replaced with an efficient key value store. Persistent stores may use a write back cache and other techniques for efficiency.

4.3 Epoch Boundaries

Since mixes publish future epoch keys (see KATZMIXPKI) so that Sphinx packets flowing through the network can seamlessly straddle the epoch boundaries, our replay detection forms a special kind of double bloom filter system. During the epoch grace period mixes perform trial decryption of Sphinx packets. The replay cache used will be the one that is associated with the Sphinx routing key which was successfully used to decrypt (unwrap transform) the Sphinx packet. This is not a double bloom filter in the normal sense of this term since each bloom filter used is distinct and associated with it’s own cache, furthermore, replay tags are only ever inserted into one cache and one bloom filter.

4.4 Cost Of Checking Replays

The cost of checking a replay tag from a single replay cache is the sum of the following operations:

  1. Sphinx packet unwrap operation
  2. A bloom filter lookup
  3. A hashmap or cache lookup

Therefore these operations are roughly O(1) in complexity. However Sphinx packets processed near epoch boundaries will not be constant time due to trial decryption with two Sphinx routing keys as mentioned above in section “3.3 Epoch Boundaries”.

5. Concurrent Processing of Sphinx Packet Replay Tags

The best way to implement a software based router is with a SEDA computational pipeline. We therefore need a mechanism to allow multiple threads to reference our rotating Sphinx keys and associated replay caches. Here we shall describe a shadow memory system which the mix server uses such that the individual worker threads shall always have a reference to the current set of candidate mix keys and associates replay caches.

5.1 PKI Updates

The mix server periodically updates it’s knowledge of the network by downloading a new consensus document as described in KATZMIXPKI. The individual threads in the “cryptoworker” thread pool which process Sphinx packets make use of a MixKey data structure which consists of:

  1. Sphinx routing key material (public and private X25519 keys)
  2. Replay Cache
  3. Reference Counter

Each of these “cryptoworker” thread pool has it’s own hashmap associating epochs to a reference to the MixKey. The mix server PKI threat maintains a single hashmap which associates the epochs with the corresponding MixKey. We shall refer to this hashmap as MixKeys. After a new MixKey is added to MixKeys, a “reshadow” operation is performed for each “cryptoworker” thread. The “reshadow” operation performs two tasks:

  1. Removes entries from each “cryptoworker” thread's hashmap that are no longer present in MixKeys and decrements the MixKey reference counter.
  2. Adds entries present in MixKeys but are not present in the thread’s hashmap and increments the MixKey reference counter.

Once a given MixKey reference counter is decremented to zero, the MixKey and it’s associated on disk data is purged. Note that we do not discuss synchronization primitives, however it should be obvious that updating the replay cache should likely make use of a mutex or similar primitive to avoid data races between “cryptoworker” threads.

Appendix A. References

Appendix A.1 Normative References

Appendix A.2 Informative References

Appendix B. Citing This Document

Appendix B.1 Bibtex Entry

Note that the following bibtex entry is in the IEEEtran bibtex style as described in a document called “How to Use the IEEEtran BIBTEX Style”.

@online{SphinxReplay,
title = {Sphinx Packet Replay Detection Specification},
author = {David Stainton},
url = {https://github.com/katzenpost/katzenpost/blob/main/docs/specs/sphinx_replay_detection.rst},
year = {2019}
}

COMPULS05

Danezis, G., Clulow, J., “Compulsion Resistant Anonymous Communications”, Proceedings of Information Hiding Workshop, June 2005, https://www.freehaven.net/anonbib/cache/ih05-danezisclulow.pdf

KATZMIXNET

Angel, Y., Danezis, G., Diaz, C., Piotrowska, A., Stainton, D., “Katzenpost Mix Network Specification”, June 2017, https://github.com/katzenpost/katzenpost/blob/main/docs/specs/mixnet.md

KATZMIXPKI

Angel, Y., Piotrowska, A., Stainton, D., “Katzenpost Mix Network Public Key Infrastructure Specification”, December 2017, https://github.com/katzenpost/katzenpost/blob/main/docs/specs/pki.md

RFC2119

Bradner, S., “Key words for use in RFCs to Indicate Requirement Levels”, BCP 14, RFC 2119, DOI 10.17487/RFC2119, March 1997, http://www.rfc-editor.org/info/rfc2119

RFC6234

Eastlake 3rd, D. and T. Hansen, “US Secure Hash Algorithms (SHA and SHA-based HMAC and HKDF)”, RFC 6234, DOI 10.17487/RFC6234, May 2011, https://www.rfc-editor.org/info/rfc6234

RFC7748

Langley, A., Hamburg, M., and S. Turner, “Elliptic Curves for Security”, RFC 7748, January 2016.

SEDA

Welsh, M., Culler, D., Brewer, E., “SEDA: An Architecture for Well-Conditioned, Scalable Internet Services”, ACM Symposium on Operating Systems Principles, 2001, http://www.sosp.org/2001/papers/welsh.pdf

SPHINX09

Danezis, G., Goldberg, I., “Sphinx: A Compact and Provably Secure Mix Format”, DOI 10.1109/SP.2009.15, May 2009, https://cypherpunks.ca/~iang/pubs/Sphinx_Oakland09.pdf

SPHINXSPEC

Angel, Y., Danezis, G., Diaz, C., Piotrowska, A., Stainton, D., “Sphinx Mix Network Cryptographic Packet Format Specification” July 2017, https://github.com/katzenpost/katzenpost/blob/main/docs/specs/sphinx.md

3 - Audio Engineering Considerations for a Modern Mixnet

This work was supported by a grant from the Wau Holland Foundation.

Privacy-enhancing technologies have always faced a challenge in balancing security guarantees with user experience that would bring people to the service. In the contemporary communication landscape, most users expect their messengers to allow for some form of audio communication. We would therefore like to meet that demand without compromising anonymity.

The most ambitious private messengers being built today are those based on modern Mixnet designs. They introduce padding, in addition to a network of relays, and have to contend with latency. They distinguish themselves by considering realistic powerful adversaries and endeavoring to protect both the content of the communication and the metadata. This turns out to be crucial in the case of audio communication, since in most common implementations the metadata leaks content, so you can’t have one without the other. We will therefore discuss implementation recommendations from an audio engineering point of view in adding audio communication to a Mixnet. We will look at how we can balance efficiency and user experience in this unique setting while upholding security guarantees.

A modern Mixnet typically uses padding in order to mitigate traffic analysis. This means that a constant amount of traffic is being sent by a user at all times. The amount of traffic it allows for is also an upper limit to how much data a user can send. It is not realistic to set this limit too high, since it would quickly add up to a significant drain on a user’s resources. Therefore we should expect any audio communication to either have to be compressed to a low bitrate, or take a long time to travel through the network, which can make real-time audio communication impossible. Therefore we will consider non-synchronous push-to-talk messaging as an important mode of audio communication in this setting.

Content leaks in common encrypted VoIP implementations

It has been demonstrated that encrypted real-time VoIP communications can produce devastating data leaks by not accounting for the fact that different phonemes are connected to different bitrates. Already in 2011, researchers were able to reconstruct sections of conversations from encrypted connections based on packet traffic patterns alone. Today, the threat is even more dire due to increased prevalence of Machine Learning and therefore the automation of powerful statistical analysis. And yet popular communication software does not address this.

One can typically mitigate this problem by either using constant bit-rate encoding, therefore increasing the overall file size, or opting for push-to-talk messaging instead of real-time communication, where you process the entire recording. This goes back to the Anonymity Trilemma : to maintain security guarantees, you have to compromise either on the overhead or on latency. But a Mixnet with padding has already made these compromises and so it faces these challenges by design.

Recommendations for audio encoding and decoding

Encoding and decoding audio in a Mixnet has a unique set of challenges. We are particularly interested in efficiency, as there may be a strict bandwidth limit, but at the same time we have access to the computing power of a modern device and modern audio encoding and decoding tricks. We can reasonably expect to deal with some latency, and depending on the transport-layer protocol used we may have to consider some packet loss. We can also expect a modern Mixnet to prioritize security and to require its components to use licensing that supports freedom.

We will assume that padding and/or non-synchronicity allow for an implementation of VBR encoding without leaking content. We should still keep in mind security risks that come from haphazard implementations of VBR decoding, as sometimes they might allow for injection of malicious code. We should make sure the decoder we’re using has been audited. An example of a decoder written with security in mind is Rust-based Symphonia .

The following table is a comparison of file sizes in kBs generated by VBR encoding in various codecs, starting with a lossless wav file. The cells are clickable, so the reader can verify the sound quality. For the HTML version of this table, visit https://brettpreston.github.io/mixnet-samples.

Codec Bitrate Frequency band width Complexity Deep voice (32sec) Deep voice + noise 35 sec High Voice High voice+noise 49 sec Generic rock 51 sec
wav       2930 2990 4560 4330 6620
opus 64 kbps wide 10 304 271 456 390 293
opus 32 kbps wide 10 113 131 170 190 137
opus 16 kbps wide 10 59.1 68.5 89.7 98.4 71.6
opus 12 kbps wide 10 45.4 51.8 69.4 74.7 54.5
opus 12 kbps wide 5 45 50.4 68.4 72.5 53.5
opus 12 kbps narrow 5 49 54.5 76.2 78.6 60.2
opus 6 kbps wide 10 25.9 26.9 41 39.3 30.6
opus 6 kbps wide 5 25.6 26.4 40.1 38.6 30.2
opus 6 kbps narrow 5 25.4 28.2 36.4 40.7 31.2
speex 64 kbps wide 10 165 166 256 242 126
speex 32 kbps wide 10 95.2 109 145 158 108
speex 12 kbps wide 10 36.3 42.4 55.7 51.1 54.3
speex 4 kbps wide 10 22.5 25 34.9 36 35.3
codec2 3200bps default n/a 12.7 14.1 19.9 20.4 15.5
codec2 1200bps default n/a 4.74 f 7.47 f f
codec2 450bps default n/a 2.4 f 3.73 f f

The key takeaways from this table can be summarized as follows. Opus delivers the best quality of the three codecs, and is the only one that can handle more than speech. With Opus we observe diminishing returns with quality above 12 kbps. Frequency band width has a small impact on the file size. Algorithm complexity has negligible impact on the file size, it primarily impacts local processing requirements. Codec2 delivers very, very small file size but can’t handle noise or music at all. We go into detail on all of these points below.

Audio codecs

We have selected audio codecs that can be candidates for use in this setting. They deliver either impressive sound quality at low bitrates, or good sound quality and impressively low bitrates, and each has different strengths. Opus and Speex are under a BSD license, and Codec2 under LGPL.

Opus and Speex

By far the most popular codec today, Opus is used in most modern VoIP systems. It is a versatile audio codec that is known for its high-quality, crisp sound reproduction, suitable for a wide range of applications, including voice communication and music streaming. It has ready implementations in many programming languages, including Go and Rust . It is also well documented, simplifying its potential integration into various projects.

Another fine codec for speech compression is Speex, which was popular in VoIP systems before the rise of Opus. It delivers clear and bright speech, but is not meant to be used for other sound. There are extensive resources which compare Opus to Speex , and it is clear that Opus is both more efficient and more versatile.

Codec2

For this special use case of Mixnets, we may also consider Codec2 because it is capable of extremely efficient encoding. Its efficiency relies heavily on sinusoidal coding and a narrow frequency band, which means that we quickly lose clarity and some distinguishing features of the original speech recording. The simplified harmonic content encodes less information compared to the popular codecs.

However, in this particular context both the extremely small file size and the voice masking1 provided by the loss of distinguishing features may be desirable. It appears that Codec2 was originally intended for radio broadcast, in which case some of its shortcomings would be somewhat mitigated by post processing typically used for radio broadcast. If we were to implement Codec2 but still wanted to improve clarity, we could consider the following adjustments:

  • Pre-processing: implementing a noise filter before encoding. A demonstration of the effect denoising can have on Codec2 can be found in section 3 of this analysis.

  • If trade-offs in the codec itself are acceptable, a wider frequency band on the higher end and improved handling of noise, both in noise reduction and encoding of consonants, would go a long way to improve the sound quality. Out-of-the-box Codec2 uses a very narrow subset of human voice frequencies and doesn’t handle consonants well, which means it could have trouble with some consonant-heavy languages. These adjustments would come at the cost of compression efficiency.

  • Post-processing: as it stands now, we can mitigate the losses after decoding by boosting what little of the higher frequency range survived. An equalizer is the most resource-efficient way to address this problem.

  • Implementing a neural network-based decoder, akin to WaveNet, for frequency "reconstruction." This is very resource intensive, and so may not be feasible on most personal devices. One should also keep in mind that these tools don’t reconstruct the original voice, they create a clean simulacrum of a human voice which may not sound like the original speaker.

It should be emphasized that Codec2 is unlikely to provide user experience on par with Opus and so it is only applicable in a limited set of use cases.

Bitrate

Naturally, we would like to find an optimal point where the bitrate is low and the sound quality is good. As can be heard in the samples above, as well as quantified in , we experience diminishing returns above 12kbps with Opus when it comes to speech compression. As long as minimizing the file size is a priority, either 12 or 16kbps appears to be a fine choice. While we are encoding speech, it also doesn’t make sense to encode multiple channels.

The priorities change if we are encoding music - then higher bitrates make a big difference, as can be heard in the provided samples. If we were planning for music streaming we would also be hoping to allow for (at least) stereo. This is unlikely to come into play in our use case however, and so we will settle on 12kbps, mono encoding. The following figure comes from .

image

If we choose Codec2 there is little reason to go below 3200bps, as the quality at lower bitrates is not competitive in the modern VoIP landscape, and recordings with background noise or music result in a jumbled mess.

Bandwidth

We should use wide band compression. In most settings it has little impact on the file size, but is a huge gain in audio quality and clarity.

Frame size

Encoding with Opus, frames lengths under 20ms at low bit rates have audible distortions as well as frames sizes over 80ms. This demonstration uses 6VBR wide band, in order to accentuate the distortion: opus-frames. In practice, this is a lower bitrate than we would use and so the result would sound better.

Algorithm complexity

The algorithm complexity impacts the processing power required on a device more than it does the file size. In our use case, where we expect the system to be used on modern devices there is no reason not to opt for higher complexity, since it’s an easy gain in quality without compromising on the resources that are scarce. The recommendation is complexity 10, unless we expect to work on older mobile devices with a real-time audio stream, in which case we may want to choose 5.

Signal processing, noise reduction and equalizing

Background noise tends to be an issue with voice recordings, we could implement a noise filter with a small processing footprint, as well as a dynamic range compressor/limiter before encoding the message. This will improve the likelihood of a clear and appropriately loudness balanced audio message.

Noise reduction is recommended pre-encoding for maximum clarity. State-of-the-art noise suppressors tend to be based on neural networks, such as . This is somewhat resource intensive, but not out the question on mobile devices. There is an analysis of XIPH’s efficacy and efficiency at https://jmvalin.ca/demo/rnnoise/. A demonstration of this process can be found here. A potential alternative is an automated Fast Fourier Transform noise suppressor, however, that is likely to involve extensive customization of available tools.

When it comes to Codec2 at 1200bit/s to 3200bit/s, an EQ boost of several decibels at 3kHz is a simple and effective way to improve consonant clarity. Noise suppression and equalizing can make a big difference when making Codec2 viable as demonstrated here. Compare with the original sample here. Without these adjustments, Codec2 may not meet the quality expectations of today’s users.

Recommendations summary

  • Before encoding: noise suppression with XIPH or a similar plugin, or a heavily customized Fast Fourier Transform process.

  • In most use cases, encoding with Opus, 12kbps VBR, mono, wide band, complexity 10, frame size 20ms.

    If processing power is scarce, complexity 5.

    For extreme file compression, Codec2 3200bps, "Natural" setting. The quality in Codec2 could be improved by widening the band on the higher end. Noise suppression is crucial.

  • A security conscious decoder such as or .

  • After decoding: EQ boost of several decibels at 3kHz, especially with Codec2.

Acknowledgments

Special thanks to EJ Infeld for help with formatting and editing this analysis, as well as providing valuable context about Mixnets, and to the Wau Holland Foundation for funding this work.

4 - Threat Model

The purpose and structure of this document

This threat model document is unique in the privacy technology landscape for its detailed treatment of realistic adversary capabilities. It is not a description of a superficial, theoretical system, but rather of complex, real-life software that is being interrogated and constantly re-designed to provide the best possible security. We examine it from the point of view of both theoretical design, networking choices and practical pitfalls.

And still, it is not and will likely never be comprehensive. Various attacks and countermeasure strategies will be added to this document in the future, as it keeps evolving. However, we feel that it already provides a valuable, systematic view of the challenges faced by mixnet technology.

There exists a rich body of academic work analyzing how one might disrupt the functioning of a Mixnet or circumvent its security and privacy guarantees. We have endeavored to compile these decades research and summarized these attacks in the table on page 3. The table on page 4 focuses on networking security threats that are specific to Katzenpost protocol choices.

We then delve into the countermeasures employed by Katzenpost and discuss their efficacy. A special care is taken to discuss the details of post-quantum cryptographic primitives that we have introduced in several places of the design.

Introducing the adversary

It is no longer controversial to say that in the modern world, we face incredibly powerful surveillance adversaries. These could be state, corporate or criminal actors, vying for our information to use as means of making profit, manipulating us and others, gaining leverage, strengthening their authority, or as means of persecution. In many contexts, we have little hope for non-technical solutions due to lack of sufficiently powerful pressure in favor of privacy.

And so in a quest for technical solutions, we need equally powerful tools. In the case of communication tools, the Internet’s bread and butter, we would like to allow users to interact and exchange information with reasonable expectation of both the content and metadata of their communication, and personal information such as a user’s social graph, being protected from such adversaries. Therefore, we consider an adversary capable of the following:

  • The adversary can see the connections of the entire global internet and is capable of intricate statistical analysis of gathered data.

  • The adversary can disable parts of the network.

  • The adversary can plant or take over some devices in the network to inject malicious code and manipulate the functioning of the network or to gain access to the information available to them. The takeover could happen by technical means or by exercising force outside of the network.

  • The adversary has very large (but not infinite) computational resources, and is capable of cryptanalysis on par with frontier research.

  • The adversary has access to a quantum computer, or will have access to a quantum computer in the near future.

  • The adversary can supplement collected data with rich context of already gathered data on all users from other sources.

If we hope for our work to be relevant in the modern world, we can no longer settle for weak threat models. That is the bar we set for ourselves at Katzenpost.

Katzenpost mixnet threat model summary

Firstly, assumptions about the user:

  1. The user acts reasonably and in good faith.

  2. The user obtains an authentic copy of the Katzenpost client and the mixnet client configuration file.

Secondly, assumptions about the user’s computer:

  1. The computer operates correctly and is not compromised by malware.

Thirdly, assumptions about the mixnet:

  1. The mixnet only provides internal services and does not have any "exit nodes" or anything that resembles a proxy service or VPN.

  2. All mixnet protocols are protocols which do not force interaction.

  3. All mixnet protocols are low bandwidth and latency tolerant.

Finally, assumptions about the world:
The three core protocols of Katzenpost are configured to use modern cryptographic primitives which are valid and considered impossible to break, for example:

  • PKI Signature Scheme using Edd25519-Sphincs+

  • NIKE Sphinx using X25519

  • PQ Noise with pqXX pattern using Xwing

What the user’s Gateway can achieve keeping in mind that typically a fair sized mixnet will have more than one gateway node:

  • A Gateway node learns when a given client is online.

  • A Gateway node learns the client’s IP address.

  • A Gateway node learns how many messages the client sends and receives.

  • A Gateway node does NOT learn the sent message destinations or the received message origins.

  • A Gateway node does NOT learn if a given sent or received message is a decoy or not.

  • A Gateway node can drop or correupt any sent or received message.

  • A Gateway node can spam a user with invalid messages.

  • A Gateway node can duplicate old messages. However duplicate outbound messages will be dropped by the first hop as per Sphinx packet deduplication cache.

What a sufficiently global, passive adversary can achieve:

  • A GPA can learn who is using the mixnet and where their Gateway nodes are located.

What a local network attacker can achieve:

  • A local network can observe when a user is using Katzenpost.

  • A local network can block Katzenpost.

What a compromise of the user’s computer can achieve:
After an endpoint device is compromised, an attacker can impersonate that user, receiving and sending messages. The attacker does NOT learn the communication correspondent network locations.

What a Service Node can achieve:
A Service Node on the mix network does not know from whence it’s service request message came. Therefore in general, absent some clever attack, the Service Nodes learn nothing about the clients that interact with them.

What a contact can achieve:

  • A contact can spam a user with messages.

  • A contact can, to some extent, prove to a third-party that a message came from a user

  • A contact can retain messages from a user, forever.

What a random person on the Internet can achieve:
A random person can attempt to DoS the mix network or a specific service on the mixnet.

A summary of theoretical security concerns in a Mixnet

Mixnet attack type Attack description Necessary adversary capabilities
Intersection, Statistical Disclosure Attacks Over time, adversary can glean statistical information that makes the probability distribution of who Alice is communicating with non-uniform. Law of Large Numbers implies the anonymity set tends to the set of clients with identical probability in the long run to the actual recipient. The adversary must typically be able to see messages entering and leaving the network. This is customarily treated as a PGA, despite only requiring a view of the network’s perimeter. The adversary must be able to distinguish messages from dummy traffic, or observe when users are active.
n − 1 Attack The adversary causes the mix to contain only messages sent by the adversary, except one. In the context of continuous time mixing such as with the Poisson mix, this means that the adversary drops or delays other messages until the mix is empty before the target message enters the mix. The adversary sees the target message exit the mix to its next destination. The adversary must compromise routers which are upstream from a target mix node so as to be able to block incoming messages, send messages, as well as be able to tell when a target message passes through them.
Epistemic Attack The fact that a client is issued only a subset of the mix nodes’ directory and encryption keys can leak information to the adversary. The adversary has knowledge of the target client’s view of the network which distinguishes them among clients. This could happen via a zero day or a design flaw such as not implementing PIR for discovery.
Denial of Service Attack The adversary is able to disrupt the functioning of the service, often by overwhelming its resources. The adversary has sufficient network and computational resources to overwhelm the network.
Sybil Attack The adversary plants a large number of malicious nodes, and is therefore able to glean partial or complete information to follow a message through the mix and disrupt the network. The adversary has sufficient resources to take over the network, and the network’s design allows for the creation of a large number of malicious nodes.
Compulsion Attack The adversary compels enough honest node operators to disclose information to follow a message through the mix network . The adversary has the necessary force to compel a sufficient number of honest actors to do the adversary’s bidding.
Timing Attack An active adversary manipulates the timing of the packets passing through compromised routers, or passive adversary exploits timing information that is leaked despite padding. The passive attack could happen via a zero day or design flaw. The efficacy of the active attack needs to be analyzed with respect to the specific design.
Cryptographic Attacks The adversary is able to forge a signature, generate a second hash preimage, decrypt cyphertext or do other damage assumed to be prevented by the use of cryptography. The adversary can break the security of one or more cryptographic primitives through a cryptographic zero day or sufficient computational resources, or exploit a flaw in their implementation.
Endpoint Security Attacks The adversary breaches the security of a user’s device via an attack not directly related to the mixnet. The adversary is able to exploit a technical flaw in the user’s device or compel the user to grant him access.
Predecessor Attack The adversary compromises at least one mix node in each routing topology layer. Eventually a client will randomly select a bad route where every mix node in the route is compromised. The adversary must have the capability to operate or compromise mix nodes, at least one in each routing topology layer. See countermeasure section for more details.

Networking security concerns in Katzenpost

Mixnet attack type Attack description Necessary adversary capabilities
Tagging Attack The adversary exploits some kind of cryptographic malleability property of the Sphinx packet format in order to violate the privacy notions of the mix network. The adversary must be able to witness the Sphinx payload decryption to determine if it was tagged or not. This means compromising a Provider for forward packets and compromising a client’s endpoint device for SURB replies.
Replay Confirmation Attack If a Sphinx packet is able to be replayed then the adversary may send the packet many times concurrently in order to observe the traffic burst in another part of the network. The mix nodes maintain Sphinx replay caches in order to prevent replays; the attack is therefore only possible if there is a replay cache malfunction.
SURB Confirmation Attack If a client sends many SURBs1 to another entity on the network, that entity may choose to send out ALL the SURBs at once in order to observe the traffic burst in another part of the network. The adversary is a global passive observer of the network and participant in the network; additionally the adversary must be in possession of multiple SURBs created by another entity on the network.
ARQ Confirmation Attack The adversary’s goal is to find a specific ARQ2 client who is currently interacting on the network by causing targeted outages of entry Providers after the target service receives a protocol message. To start, half of the entry Providers are allowed to receive messages. If the adversary observes a retransmission then it confirms the client is in the group of entry Providers that we blocked messages to. The adversary continues the binary search and finds the client’s entry Provider in log(n) time. The adversary must have access to a target mixnet service so as to distinguish a message transmission versus a retransmission. The adversary must also be able block messages from going to specific mixnet nodes, in this example, entry Providers.

Attack Countermeasures

Here we describe the attack countermeasures currently used by the Katzenpost mix network software design.

Intersection Attacks

Attack description:

Intersection attacks, also known as long term statistical disclosure attacks have two basic categories:

  1. The Adversary learns to whom Alice sends messages.

  2. The Adversary learns who sends Alice messages.

Statistical disclosure attacks work to some extent on all anonymous communication networks. The Katzenpost client and Katzen messaging protocol is designed to provide partial defense against long-term intersection attacks as well as sufficient defence against short-term timing correlation attacks.

The simplest form of this attack assumes a global passive adversary who watches Alice’s interactions with the mix network. Whenever Alice sends a message, a set of potential recipients are noted by observing which clients receive a message shortly after Alice sends her message. After many hours, days or weeks of noting these sets of potential recipients, an intersection among these sets may reveal the set of recipients Alice sends messages to.

The classical mix network literature has described intersection attacks in terms of a mix network where a passive network observer can watch individual clients receive messages. This assumption can be otherwise stated that the adversary observes all the inputs and outputs of the mix network and thus receives a high granularity of statistical information.

countermeasure

Katzenpost and the Katzen messaging protocol are designed to provide partial defense against intersection attacks. Complete defense is not practical because user behavior is often repetitive and they cannot stay connected to the mixnet forever. Attack success depends largely on the adversary’s ability to predict user behavior. If user’s behavior is overly repetitive this may lead to the success of such attacks.

Although the Katzenpost continuous time mixing strategy provides defense against short term timing correlation attacks, additional defense mechanisms are required to defend against longer term attacks:

  1. async message queueing and retrieval at the network edge

  2. traffic padded message retrieval

  3. loop decoy traffic

  4. uniform traffic patterns (all sent messages result in a SURB reply)

The Katzenpost chat protocol known as Katzen, uses an additional network route to provide another indirection to protect the network location of clients. In other words, while Katzen clients connect to the mixnet using a randomly selected entry Provider, they retrieve messages from a different Provider mix node on the network; message retrieval is done by means of a Sphinx SURB, single use reply block which is sent to the messaging queue service so that a reply containing a message payload can be sent back to the client, anonymously. All sent messages result in a SURB reply being sent back to the client.

Katzenpost clients periodically send loop decoy messages; these Sphinx packets are sent to a randomly selected Provider whose echo service sends the client’s packet payload back to the client via the attached SURB. However, loop decoy messages are only distinguishable from normal messages to the client that receives them. Passive network observers will not be able to tell the difference. These decoy loops are uniformly distributed among all of the Providers (AKA service/exit mix nodes).

Whenever clients retrieve messages from their locally connected entry Provider, they do so using a traffic padded protocol that either sends them 0 or 1 message where both outcomes are indistinguishable from the perspective of a passive network observer.

n − 1 Attacks

attack description:

An n − 1 attack is a multi stage attack where the adversary observes a target message enter the mixnet and must perform the attack in order to follow the message to the next hop. The n − 1 attack is performed repeatedly for each hop in the route in order to discover the final destination.

Although the adversary could simply compromise each mix node in the route starting with the first hop, that is the compulsion attack category and is a distinct attack category from the n − 1 attack category. The n − 1 attack is performed by the adversary compromising upstream routers so that they have the capability of watching messages enter the target mix, blocking any of those messages if they choose to, and sending messages of their own into the target mix node. By using these capabilities the adversary is able to manipulate mix nodes so that they only contain the target message and messages sent by the adversary.

For a good introduction to n − 1 attacks, please see . In the context of continuous time mixing strategies like "Stop and Go" and Poisson , the n − 1 attack is performed by the adversary blocking or delaying (although delaying obviously wouldn’t work for Stop and Go) incoming messages ahead of time so that they are reasonably certain the mix is empty before the target message enters the mix.

When the target message enters the empty mix, it is artificially delayed by the mixing strategy and then routed to the next hop. The adversary gets to observe where the message is going for it’s next hop because they are reasonably sure that the message exiting the mix, although it is bitwise unlinkable because of the cryptographic transformation, it must be the same message.

countermeasure

: Katzenpost currently does not have any countermeasures in place for n − 1 attacks. See Future Countermeasures section below.

Epistemic Attack: route fingerprinting

attack description:

A route fingerprinting attack is when the adversary is able to identify a client by the specific route being used.

countermeasure:

Katzenpost doesn’t allow clients to have a partial view of the network. The directory authority system publishes the full network view to be cached by the edge nodes, Providers, so that clients can retrieve them.

Denial of Service

attack description:

Sending many packets into the mix network can cause the mix nodes to become overwhelmed and begin dropping packets. The logical conclusion to this scenario is that there is effectively a network outage until the adversary stops sending so much traffic.

countermeasure:

Rate limiting individual clients is the current countermeasure. However this only stops the DOS attack from being conducted by a single client entity. However the adversary could still DOS the network by using many clients to send packets.

Sybil Attack

attack description:

The adversary plants a large number of malicious nodes, and is therefore able to glean partial or complete information to follow a message through the mix network.

countermeasure:

We mitigate Sybil attacks by preventing mix nodes from automatically joining the network. A prerequesite for joining the network is to have all the directory authorities add the new mix node’s connection information and public cryptographic key material to their configuration. Please see the Future Countermeasures section below for a discussion of additional directory authority features including a reputation system.

Compulsion Attack

attack description:

The adversary compels enough honest node operators to disclose information to follow a message through the mix network.

countermeasure:

Our current countermeasure for the compulsion attack is frequent mix key rotation, every 20 minutes. See Future Countermeasures section below.

Timing Attacks

attack description:

An active adversary manipulates the timing of the packets passing through compromised routers, or passive adversary exploits timing information that is leaked despite padding.

Currently, there are no known timing attacks against any Katzenpost protocols. Timing correlation attacks are already covered in the intersection attack category. And although all mix network protocols leak statistical information no matter what countermeasures are used, we posit that this leaked statistical information isn’t really the same thing as traditional timing attacks against a cryptographic system. In fact, the mix network is actively preventing timing attacks injecting latency into the system.

countermeasure:

No known timing attacks and therefore no countermeasure.

Cryptographic Attacks

attack description:

There are no known cryptographic attacks against Katzenpost core protocols (sphinx, noise, dirauth). However we explore theoretical cryptographic attacks in the Cryptographic Protocols section below.

countermeasure:

All core Katzenpost protocols make use of hybrid post quantum cryptographic constructions which in theory protect against active quantum adversaries.

Endpoint Security Attacks

attack description:

The adversary breaches the security of a user’s device via an attack not directly related to the mixnet.

countermeasure:

There are no countermeasures provided by Katzenpost for endpoint security because it’s considered an orthogonal concern.

Tagging Attack

attack description:

The Sphinx cryptographic packet format allows for a one bit tagging attack under certain circumstances. The reason for allowing the design to have this security defect is to allow for the Single Use Reply Block. The Sphinx header is MAC’ed but the packet body is not. Instead, the body is encrypted with a wide-block cipher (an SPRP). This ensures that an expected verification block in the beginning of the plaintext can be used to verify the plaintext in the final decryption. If a bit in the payload ciphertext gets flipped then the payload decryption will yield garbled results and the expected verification block will not be present. Therefore in order to make use of this to perform a tagging attack, the adversary must have access to the result of the payload decryption as well as the ability to tag the packet some number of hops earlier in the route. We call this a one bit tagging attack because it yield one bit of information: Either the verification block was destroyed or not.

In Katzenpost there are two ways to use Sphinx to send a payload. Forwards packets and SURB reply packets. Both of these Sphinx packet types are susceptible to a one bit tagging attack:

tagging attack against forward Sphinx packets:

Clients send forwards Sphinx packets to mixnet services which reply via a SURB in the payload. Let’s say an adversary "tags" a forward Sphinx packet sent by Alice. The adversary would have to compromise or collude with the service Providers on the mixnet in order to witness the forward packet payload decryption failure which indicates the tag.

tagging attack against SURB replay Sphinx packets:

If an adversary "tags" a SURB reply which a mixnet service sends to a client, then only the client will be able to witness the packet payload decryption failure. The adversary would have to compromise the client’s endpoint device to witness this event (or to compromise the key materials allowing them to compute the failed payload decryption themselves).

countermeasure:

In the context of a forward Sphinx tagging attack on Katzenpost, the adversary must compromise or collude with the destination service Provider. If that’s the case then attack allows the adversary to learn which Provider node and service the packets was destined for. Although this is valuable information in the context of the current Katzen protocol, see the Future Countermeasures section below for a discussion of how we plan to mitigate intersection attacks in the future because it also carries over to much greater defense against this forward payload tagging attack.

countermeasure:

We could encode the last hop’s Sphinx routing command, inside the Sphinx payload instead of the header. This would provide short term plausible deniability in the sense that an adversary conducting a tagging attack would be destroying the routing information so that they cannot know if the packet was a decoy or not.

Replay Confirmation Attack

attack description:

If a Sphinx packet were allowed to be replayed then the adversary may send the packet many times concurrently in order to observe the traffic burst in another section of the network.

countermeasure:

Katzenpost mix nodes maintain a relay cache which prevents Sphinx packets from being replayed. This cache doesn’t grow forever since it’s only kept until the end of the epoch which are currently only a 20 minute duration.

SURB Confirmation Attack

attack description:

If a client sends many SURBs to another entity on the network, that entity may choose to send out ALL the SURBs at once in order to observe the traffic burst in another part of the network. This works as an entry node discovery attack.

Although currently, all Katzenpost protocols only send one SURB at a time, this attack still applies if the adversary accumulates enough SURBs to form a visible traffic burst within the mix network.

countermeasure:

No countermeasure. See Future Attack Countermeasure section below for the discussion of how to countermeasure this attack.

ARQ Confirmation Attack

attack description:

See above table entry for ARQ confirmation attack description.

countermeasure:

Currently, no countermeasure.

Predecessor Attack

attack description:

A bad route is defined as a route in which every node is compromised. The goal of such an attack is to link a given client with a specific destination or service on the destination node. This attack is also known as the Predecessor Attack and is detailed in with many variations for all the different types of anonymous communication networks. In the context of the Katzenpost mixnet, the Predecessor Attack is performed by the adversary compromising at least one node in each routing topology layer. Clients using the mixnet will eventually select a bad route.

countermeasure:

Fundamentally, we have two choices, either we have clients select a new route for each message sent or they select one route and use that for some time duration. In the former, every time a message is sent, the probability of selecting a bad route is increased. Whilst in the later, if a client selects a bad route they use it many times, but the probability of selecting a bad route is reduced.

Yet another countermeasure is to design the mixnet protocols such that they use a new destination for each message using some kind of private deterministic permutation achieving a uniform distribution of message amongst the destination mixnet nodes and their message slots. We have chosen this last countermeasure for Katzenpost and it will be detailed elsewhere in our literature.

Future Countermeasures

Intersection Attacks

The new Katzen protocol is sometimes referred to as scatter queue. Two communicating parties each exchange shared secrets which they use to determine a new "mailbox" for each message. To be clear, this new protocol is an improved revision of the previous Katzen protocol where each party chooses their own "mailbox" (queue Provider + queue ID); the difference here is that instead of the two parties exchanging mailbox locations they exchange seeds which are used to determinically generate mailbox locations for each message.

This new protocol still uses all four previously mentioned mechanisms to achieve countermeasure against intersection attacks however the new "scatter queue" design drastically reduces the amount of metadata which can be collected by the operators of the mailbox Provider mix nodes. We think this is a huge improvement to the threat model. But it would be great if we could quantify the improvement using various anonymity metrics. Firstly, Shannon entropy seems applicable here because we can make statements like "compared to the old protocol, scatter queue increases the entropy on Providers where malicious adversaries are trying to correlate communicating party sets with messages arriving at specific mailboxes"; the new protocol makes this infeasible.

Therefore we can say that the new Katzen messaging protocol mitigates or partially mitigates intersection attacks by means of five mechanisms:

  1. async message queueing and retrieval at the network edge

  2. traffic padded message retrieval

  3. loop decoy traffic

  4. uniform traffic patterns (all sent messages result in a SURB reply)

  5. scatter queue

n − 1 Attacks

Here we will attempt to describe a partial countermeasure wherein clients receive statistical information from the network which is cryptographically signed by it’s authors. Client use this data to decide if there’s an ongoing n − 1 attack, if there is they disconnect from the network and try again later.

There are two sources of information about n − 1 attacks:

  1. mix loops

  2. client loops

Mix loops vs client loops

In theory mix loops can detect n − 1 attacks in the context of a continuous time mix. Such an attack means the adversary is dropping or delaying messages before they enter the mix. Therefore the mix originating loop decoy message can function as a sort of heartbeat protocol that allow the mix to detect n − 1 attacks. Obviously this mix loop decoy message might get dropped by the network for various reasons that have nothing to do with an n − 1 attack. The red green blue heartbeat mixnet paper (by george) suggests the countermeasure of the individual mixes halting their routing of messages temporarily to thwart the n − 1 attacks. This would work but it would also probably create unnecessary outages. Instead we want a system that let’s the client software decide whether or not there is an ongoing n − 1 attack. Clients can also detect such attacks with their own end to end loop decoy messages. However we want the mixes to publish a signed certificate containing their mix loop statistics. Client will then download these mix loop statistics from the providers and they will use those statistics along with their own client loop statistics to make decisions with regards to n − 1 network status.

TODO: add detailed description of client heuristics for deciding if there’s an n-1 attack

Core Cryptographic Protocols

Katzenpost consists of three cryptographic protocols:

  1. PKI/Dirauth

  2. PQ Noise

  3. Sphinx

Katzenpost is an overlay network meaning that we aren’t trying to replace IP (internet protocol). Overlay means we build protocol layers that sit on top of existing Internet protocols. Currently Katzenpost works over TCP/IP however in the future we plan to support QUIC/IP as an optional transport that can be selected.

Katzenpost uses a PQ Noise based protocol known as the Katzenpost wire protocol, which provides point to point transport security and authorization. The wire protocol enforces the mix network’s topology whereby the clients are only allowed to connect to gateway nodes, gateway nodes are only allowed to send packets to layer 1 mixes, and layer 1 mixes are only allowed to send packets to layer 2 mixes etc.

Clients use the wire protocol to talk to gateway nodes to whom they send Sphinx packets. These Sphinx packets are encapsulated within the encrypted PQ Noise messages and are therefore never exposed to passive network observers but if they were there wouldn’t in principle be any problem with that. This redundancy in security is often referred to as "defense in depth".

Besides within the mixnet itself, the wire protocol is also used to directly communicate with the directory authorities. Gateway nodes retrieve the latest PKI document from the directory authorities and cache the document for the epoch duration so that clients can download the cached copy. This is a notably different use case because within the mixnet we should have the goal of padding all the wire protocol commands to be the same size. Whereas when gateways nodes download the consensus they are likely receiving PKI documents which are perhaps many times bigger than our Sphinx packet size.

The PKI/Directory authority protocol stands apart from the rest because it’s the root of all authority within the mix network. The PKI provides the network participants with all the connection information and key materials they need to use the other two protocols, PQ Noise and Sphinx. It does so by publishing a PKI document every epoch (currently 20 minutes). This is necessary because the mixes destroy their old mix keys and create new mix keys for each new epoch thereby reducing the window for compulsion attacks to the epoch duration.

Both the PQ Noise based wire protocol AND our Sphinx protocols are considered to be transport protocols. However the dirauth as the 3rd cryptographic protocol here refers to two aspects:

  1. The client and mixnet interactions with the dirauth system; That is, the pki document itself it signed by a majority of the dirauth nodes AND the pki document contains the mix descriptor for each mix node in the network. The document also specifies the topology. Mix nodes and clients verify these cryptographic signatures.

  2. The dirauth’s crash fault consensus cryptographic protocol for publishing new PKI documents every epoch.

Katzenpost PKI / Directory Authority

The dirauth system has voting protocol rounds where each party exchanges votes with every other party.

The public key infrastructure (PKI) protocol for Katzenpost, also known as the Directory Authority or dirauth, is a decentralized system of nodes which vote for each epoch’s consensus document. If we used a BFT protocol instead then the dirauth system would fail when 1/3 + 1 nodes failed. Therefore we can say that our crash fault tolerant system is more robust because it will fail when 1/2 + 1 nodes fail.

The Katzenpost PKI is the security root of the entire system because all clients and network nodes will depend on the PKI to sign the consensus document for each epoch. Currently epoch duration is every 20 minutes. The consensus document is essentially a view of the network, it contains all the connection information and all the public cryptographic key materials and signatures. Each mix node signs it’s descriptor and uploads it to the dirauth nodes. Each dirauth node signs the consensus. When clients or nodes download the consensus document they are able to verify the dirauth node signatures on the document.

Currently we use a hybrid signature scheme consisting of the classical Ed25519 and the post quantum stateless hash based signature scheme known as Sphincs+ with the parameters: ‘sphincs-shake-256f‘

The Katzenpost Noise Protocol Layer

Early versions of Katzenpost used the Noise cryptographic protocol framework; however we used an HFS (hybrid forward secret) variation of XX handshake that used a post quantum KEM however it could not resist active quantum adversaries since the initial keys exchanged were classical ECDH public keys. Such constructions offer protections against current classical adversaries that record ciphertext transcripts in hopes of breaking them in the future with a cryptographically relevant quantum computer.

More recently, Katzenpost was made to use PQ Noise from the paper, entitled, Post Quantum Noise . The paper shows us that we can algebraically transform existing classical Noise handshake patterns into post quantum handshake patterns by replacing all usages of ECDH with KEM. In some of these transformations there’s additional network interactions implied.

Our current, hybrid KEM uses our security preserving KEM combiner and the NIKE to KEM adapter (ad hoc hashed el gamal construction). Our Noise protocol string is:

Noise_pqXX_Kyber768X25519_ChaChaPoly_BLAKE2b

Which means that our PQ Noise protocol uses the following cryptographic primitives:

  1. Hybrid KEM: KEM Combiner + NIKE to KEM adapter + X25519 + Kyber768

  2. MAC: Blake2b

  3. AEAD: ChaChaPoly

We use the PQ Noise handshake pattern known as pqXX
which is expressed in the PQ Noise pattern language like so:

-> e
<- ekem, s
-> skem, s
<- skem

Expressed as a sequence diagram, pqXX looks like this:

pqXX sequence
  1. Client sends there ephemeral public key (e).

  2. Server sends it’s static public key (s), encrypted with the KEM ciphertext (ekem) keyed to client’s public ephemeral key.

  3. Client sends their static public key (s) encapsulated via KEM ciphertext (skem) keyed to server’s static public key.

  4. Server sends a KEM ciphertext (skem) encapsulated using the client’s static public key.

future improvement, option 1:

Remove the "retrieve message" command which client’s use to poll for new messages. Instead the client - server Noise protocol should be designed such that clients periodically receive messages from the server without requesting or polling for them. If no message is present in the message queue on the server then the server will send the client a decoy message.

future improvement, option 2:

Replace the "retrieve message" command with a "send and retrieve" command whereby everytime the client sends a message they also receive a message. As per usual, perhaps some of the messages send and received are decoy messages.

Classical Sphinx and Post Quantum Sphinx

The original Sphinx paper introduces the Sphinx nested encrypted packet format using a NIKE 3. NIKE Sphinx can be a hybrid post quantum construction simply by using a hybrid NIKE. Our Sphinx implementation also can optionally use a KEM 4 instead of a NIKE, however the trade-off is that the packet’s header will take up a lot of overhead because it must store a KEM ciphertext for each hop. Katzenpost has a completely configurable Sphinx geometry which allows for any KEM or NIKE to be used.

The Sphinx cryptographic packet format also uses these additional cryptographic primitives, the current Katzenpost selection is:

  • stream cipher: CTR-AES256

  • MAC: HMAC-SHA256

  • KDF: HKDF-SHA256

  • SPRP: AEZv5

In Katzenpost the dirauths select the Sphinx geometry, each dirauth must agree with the other dirauths. They publish the hash of the Sphinx Geometry in the PKI document so that the rest of the network entities can validate their Sphinx Geometry. At the time of writing the namenlos network still uses classical Sphinx with the following geometry:


PacketLength = 3082
NrHops = 5
HeaderLength = 476
RoutingInfoLength = 410
PerHopRoutingInfoLength = 82
SURBLength = 572
SphinxPlaintextHeaderLength = 2
PayloadTagLength = 32
ForwardPayloadLength = 2574
UserForwardPayloadLength = 2000
NextNodeHopLength = 65
SPRPKeyMaterialLength = 64
NIKEName = "x25519"
KEMName = ""

In the Katzenpost implementation of Sphinx, we MAC an unencrypted two byte region at the beginning of the Sphinx packet; This additional data region is to be used to match Sphinx version numbers.

Mixnet Attack Trees

Compromise Mix Node physical Access compromise human operator social engineering threat of violence blackmail large money bribe legal action police action military action compromise software remote code execution vulnerability compromise software upgrade pipeline malware USB stick mail interdiction evil maid attack

attacker’s goal is to compromise a mix node

The above attack tree consists of all OR nodes because each of the leaves are alternative ways to achieve the sub-goal expressed by their branch which in turn, each branch, e.g. physical access, compromise human operator, compromise software are each alternatives to the overall goal of compromising the mix node.

,,,, ,,